0001140361-17-008640.txt : 20170222 0001140361-17-008640.hdr.sgml : 20170222 20170222164414 ACCESSION NUMBER: 0001140361-17-008640 CONFORMED SUBMISSION TYPE: 5/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170222 DATE AS OF CHANGE: 20170222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEOPLES BANCORP OF NORTH CAROLINA INC CENTRAL INDEX KEY: 0001093672 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 562132396 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 518 WEST C STREET STREET 2: PO BOX 467 CITY: NEWTON STATE: NC ZIP: 28658-4007 BUSINESS PHONE: 8284645620 MAIL ADDRESS: STREET 1: PO BOX 467 CITY: NEWTON STATE: NC ZIP: 28658-0467 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAMPRON A JOSEPH CENTRAL INDEX KEY: 0001215312 FILING VALUES: FORM TYPE: 5/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-27205 FILM NUMBER: 17629037 MAIL ADDRESS: STREET 1: P O BOX 467 CITY: NEWTON STATE: NC ZIP: 286580467 5/A 1 doc1.xml FORM 5/A X0306 5/A 2016-12-31 2017-02-14 0 0 0 0001093672 PEOPLES BANCORP OF NORTH CAROLINA INC PEBK 0001215312 LAMPRON A JOSEPH 518 WEST C STREET NEWTON NC 28658 0 1 0 0 EVP and CFO Common Stock 2016-01-29 5 L 0 54 19.2192 A 7492.3470 D Common Stock 2016-02-16 5 L 0 22 18.7862 A 7514.3470 D Common Stock 2016-02-24 5 L 0 23 18.7869 A 7537.3470 D Common Stock 2016-05-02 5 L 0 87 19.3496 A 7624.3470 D Common Stock 2016-06-15 5 L 0 26 19.445 A 7650.3470 D Common Stock 2016-07-28 5 L 0 77 20.60 A 7727.3470 D Common Stock 2016-09-01 5 L 0 32 22.1399 A 7759.3470 D Common Stock 2016-10-28 5 L 0 75 20.9899 A 7834.3470 D Common Stock 2016-11-30 5 L 0 19 22.8999 A 7853.3470 D Common Stock 2016-12-20 5 A 0 42 23.50 A 7895.3470 D Restricted Stock Units 2012-03-22 5 A 0 6370 0 A 2017-03-22 Common Stock 6370 6370 D Restricted Stock Units 2013-05-23 5 A 0 3410 0 A 2017-05-23 Common Stock 3410 3410 D Restricted Stock Units 2014-02-20 5 A 0 2728 0 A 2017-02-20 Common Stock 2728 2728 D Restricted Stock Units 2015-02-19 5 A 0 1665 0 A 2019-02-19 Common Stock 1665 1665 D The Restricted Stock Units ("RSUs") reported herein were previously reported in Table I on Form 4 or Form 5 filed with the SEC on the applicable grant date or at year end. The purpose of this filing is to remove the RSUs from Table I and report them instead in Table II. The revised number of Non-Derivative Securities owned is disclosed in Table I. Each RSU represents the contingent right to receive either one share of Common Stock or a cash payment equal to the fair market value of one share of Common Stock, in each case upon vesting of the RSU and in accordance with the terms of the RSU Award Agreement. RSUs granted on 03/22/2012 vest 100% on 03/22/2017. Upon vesting, the reporting person will receive 1/2 of the RSUs in the form of cash and 1/2 in the form of shares of Common Stock. RSUs granted on 05/23/2013 vest 100% on 05/23/2017. Upon vesting, the reporting person will receive 1/2 of the RSUs in the form of cash and 1/2 in the form of shares of Common Stock. RSUs granted on 02/20/2014 vest 100% on 02/20/2017. Upon vesting, the reporting person will receive 1/2 of the RSUs in the form of cash and 1/2 in the form of shares of Common Stock. RSUs granted on 02/19/2015 vest 100% on 02/19/2019. Upon vesting, the reporting person will receive 1/2 of the RSUs in the form of cash and 1/2 in the form of shares of Common Stock. No Expiration Date Shares acquired through Directors and Officers Deferral Plan. Shares received as Service Award for 15 years of service. A. Joseph Lampron, Jr. 2017-02-22