0001140361-17-007508.txt : 20170214 0001140361-17-007508.hdr.sgml : 20170214 20170214183947 ACCESSION NUMBER: 0001140361-17-007508 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170214 DATE AS OF CHANGE: 20170214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEOPLES BANCORP OF NORTH CAROLINA INC CENTRAL INDEX KEY: 0001093672 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 562132396 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 518 WEST C STREET STREET 2: PO BOX 467 CITY: NEWTON STATE: NC ZIP: 28658-4007 BUSINESS PHONE: 8284645620 MAIL ADDRESS: STREET 1: PO BOX 467 CITY: NEWTON STATE: NC ZIP: 28658-0467 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ABERNETHY ROBERT C CENTRAL INDEX KEY: 0001183129 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27205 FILM NUMBER: 17612055 MAIL ADDRESS: STREET 1: P O BOX 467 CITY: NEWTON STATE: NC ZIP: 286580467 5 1 doc1.xml FORM 5 X0306 5 2016-12-31 0 0 0 0001093672 PEOPLES BANCORP OF NORTH CAROLINA INC PEBK 0001183129 ABERNETHY ROBERT C 518 WEST C STREET NEWTON NC 28658 1 1 0 0 Chairman of the Board Common Stock 2016-01-29 5 L 0 31 19.2192 A 149352.7902 D Common Stock 2016-02-16 5 L 0 51 18.7862 A 149403.7902 D Common Stock 2016-02-24 5 L 0 38 18.7869 A 149441.7902 D Common Stock 2016-05-02 5 L 0 138 19.3496 A 149579.7902 D Common Stock 2016-06-15 5 L 0 73 19.445 A 149652.7902 D Common Stock 2016-07-28 5 L 0 103 20.60 A 149755.7902 D Common Stock 2016-09-01 5 L 0 37 22.1399 A 149792.7902 D Common Stock 2016-10-28 5 L 0 95 20.9899 A 149652.7902 D Common Stock 2016-11-30 5 L 0 61 22.8999 A 149948.7902 D Common stock 6130.0584 I Shares owned by Wife Restricted Stock Units 2012-03-22 5 A 0 810 0 A 2017-03-22 Common Stock 810 810 D Restricted Stock Units 2013-05-23 5 A 0 810 0 A 2017-05-23 Common Stock 810 810 D Restricted Stock Units 2014-02-20 5 A 0 650 0 A 2017-02-20 Common Stock 650 650 D Restricted Stock Units 2015-02-19 5 A 0 375 0 A 2019-02-19 Common Stock 375 375 D The Restricted Stock Units ("RSUs") reported herein were previously reported in Table I on Form 4 or Form 5 filed with the SEC on the applicable grant date or at year end. The purpose of this filing is to remove the RSUs from Table I and report them instead in Table II. The revised number of Non-Derivative Securities owned is disclosed in Table I. Each RSU represents the contingent right to receive either one share of Common Stock or a cash payment equal to the fair market value of one share of Common Stock, in each case upon vesting of the RSU and in accordance with the terms of the RSU Award Agreement. RSUs granted on 3/22/2012 vest 100% on 3/22/2017. Upon vesting, the reporting person will receive 1/3 of the RSUs in the form of cash and 2/3 in the form of shares of Common Stock. RSUs granted on 5/23/2013 vest 100% on 5/23/2017. Upon vesting, the reporting person will receive 1/3 of the RSUs in the form of cash and 2/3 in the form of shares of Common Stock. RSUs granted on 2/20/2014 vest 100% on 2/20/2017. Upon vesting, the reporting person will receive 1/3 of the RSUs in the form of cash and 2/3 in the form of shares of Common Stock. RSUs granted on 2/19/2015 vest 100% on 2/19/2019. Upon vesting, the reporting person will receive 1/3 of the RSUs in the form of cash and 2/3 in the form of shares of Common Stock. No Expiration Date. Shares acquired through the Directors and Officers Deferral Plan. Robert C. Abernethy 2017-02-14