0001093557-17-000012.txt : 20170118 0001093557-17-000012.hdr.sgml : 20170118 20170118193715 ACCESSION NUMBER: 0001093557-17-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170113 FILED AS OF DATE: 20170118 DATE AS OF CHANGE: 20170118 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEXCOM INC CENTRAL INDEX KEY: 0001093557 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 330857544 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6340 SEQUENCE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 8582000200 MAIL ADDRESS: STREET 1: 6340 SEQUENCE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VALDES JORGE A CENTRAL INDEX KEY: 0001343856 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51222 FILM NUMBER: 17534629 MAIL ADDRESS: STREET 1: C/O DEXCOM INC STREET 2: 5555 OBERLIN DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2017-01-13 0 0001093557 DEXCOM INC DXCM 0001343856 VALDES JORGE A 6340 SEQUENCE DRIVE SAN DIEGO CA 92121 0 1 0 0 CTO Common Stock 2017-01-13 4 M 0 8927 9.8 A 81261 D Common Stock 2017-01-13 4 S 0 8927 80.0 D 72334 D Common Stock 2017-01-13 4 M 0 10000 7.63 A 82334 D Common Stock 2017-01-13 4 S 0 10000 80.0 D 72334 D Common Stock 2017-01-13 4 M 0 7173 9.8 A 79507 D Common Stock 2017-01-13 4 S 0 7173 80.0 D 72334 D Common Stock 3499 I by Trust Incentive Stock Option (right to buy) 7.63 2017-01-13 4 M 0 10000 80.0 D 2009-05-19 2018-05-19 Common Stock 10000 0 D Incentive Stock Option (right to buy) 9.8 2017-01-13 4 M 0 8927 80.0 D 2011-03-12 2020-03-12 Common Stock 8927 0 D Non-Qualified Stock Option (right to buy) 9.8 2017-01-13 4 M 0 7173 80.0 D 2011-03-12 2020-03-12 Common Stock 7173 20900 D On November 4, 2016 Mr. Valdes adopted a 10b5-1 Plan. This 10b5-1 Plan allows the orderly disposition of shares owned by Mr. Valdes. The shares set forth above were sold pursuant to the 10b5-1 Plan. Included in this number are 72,334 unvested restricted stock units, 38,000 of which were granted on March 8, 2016 and shall vest through March 8, 2019, 22,500 of which were granted on March 8, 2015 and shall vest through March 8, 2018 and 11,834 of which were granted on March 8, 2014 and shall vest through March 8, 2017. Shares are held by the Valdes-Lopez-Calleja Family Trust U/A/D 05/18/2011, with respect to which the reporting person is a trustee. By: Kevin Sun For: Jorge A. Valdes 2017-01-16