0001012975-15-000804.txt : 20151123
0001012975-15-000804.hdr.sgml : 20151123
20151123170844
ACCESSION NUMBER: 0001012975-15-000804
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151113
FILED AS OF DATE: 20151123
DATE AS OF CHANGE: 20151123
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CASPIAN SERVICES INC
CENTRAL INDEX KEY: 0001093430
STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400]
IRS NUMBER: 870617371
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 2319 FOOTHILL BOULEVARD
STREET 2: SUITE 160
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84109
BUSINESS PHONE: 801-746-3700
MAIL ADDRESS:
STREET 1: 2319 FOOTHILL BOULEVARD
STREET 2: SUITE 160
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84109
FORMER COMPANY:
FORMER CONFORMED NAME: EMPS CORP
DATE OF NAME CHANGE: 19990818
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sawikin Harvey
CENTRAL INDEX KEY: 0001308752
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-33215
FILM NUMBER: 151250383
MAIL ADDRESS:
STREET 1: 152 WEST 57TH STREET
STREET 2: 24TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
3
1
edgar.xml
PRIMARY DOCUMENT
X0206
3
2015-11-13
0
0001093430
CASPIAN SERVICES INC
CSSV
0001308752
Sawikin Harvey
152 WEST 57TH ST, 24TH FLOOR
NEW YORK
NY
10019
0
0
1
0
Common Stock, par value $0.001
6994998
I
See footnotes
The Reporting Person is the majority owner of Firebird Management LLC ("Management") and Firebird Avrora Advisors LLC ("Avrora") and may be deemed to control each of Management and Avrora. Management and Avrora act as investment advisors to, respectively, Firebird New Russia Fund, Ltd and Firebird Avrora Fund, Ltd. (collectively, the "Funds" and individually, each a "Fund") that own the shares subject to this Form 3. As investment advisers to the Funds, each of Management and Avrora has voting and investment control with respect to the shares held by the Fund that it advises. The Reporting Person may be deemed to have an indirect interest in certain of the shares owned by the Funds through its indirect holdings in the Funds.
The Reporting Person disclaims beneficial ownership of all shares except to the extent of any pecuniary interest therein and this filing should not be deemed an admission of beneficial ownership for Section 16 purposes or any other purpose.
/s/ Harvey Sawikin
2015-11-23