0001144204-17-053907.txt : 20171024
0001144204-17-053907.hdr.sgml : 20171024
20171024175638
ACCESSION NUMBER: 0001144204-17-053907
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171003
FILED AS OF DATE: 20171024
DATE AS OF CHANGE: 20171024
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Webb C Clark
CENTRAL INDEX KEY: 0001694507
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15331
FILM NUMBER: 171151745
MAIL ADDRESS:
STREET 1: 8214 WESTCHESTER DRIVE
STREET 2: SUITE 950
CITY: DALLAS
STATE: TX
ZIP: 75225
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CROSSROADS SYSTEMS INC
CENTRAL INDEX KEY: 0001093207
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577]
IRS NUMBER: 742846643
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 11000 NORTH MOPAC EXPRESSWAY
CITY: AUSTIN
STATE: TX
ZIP: 78759
BUSINESS PHONE: 5123490300
MAIL ADDRESS:
STREET 1: 11000 NORTH MOPAC EXPRESSWAY
STREET 2: .
CITY: AUSTIN
STATE: TX
ZIP: 78759
3
1
tv477662_3.xml
OWNERSHIP DOCUMENT
X0206
3
2017-10-03
0
0001093207
CROSSROADS SYSTEMS INC
CRSS
0001694507
Webb C Clark
8214 WESTCHESTER DRIVE
SUITE 950
DALLAS
TX
75225
1
0
0
1
See Explanation of Responses
Common Stock
1492285
I
By 210/CRDS Investment LLC
This Form 3 is being filed by the reporting person in his capacity as a director of the Issuer and in his capacity as an indirect holder of 1,492,285 shares of common stock of the Issuer. The Reporting Person is the sole member of CCW/LAW Holdings, LLC, which is a member of 210 Capital, LLC ("210 Capital"). 210 Capital is the sole member of 210/CRDS Investment LLC, which is a direct holder of 1,492,285 shares of common stock of the Issuer. The Reporting Person disclaims beneficial ownership of these shares of the Issuer's common stock except to the extent of his pecuniary interest therein, and the filing of this Form 3 shall not be construed as an admission that such person is a beneficial owner of these shares of the Issuer's common stock for purposes of Section 16 or for any other purpose.
The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of common stock. A statement on Schedule 13D was initially jointly filed on October 24, 2017 by the Reporting Person and other persons with respect to the shares of the Issuer's common stock reported on this Form 3.
/s/ C. Clark Webb
2017-10-24