0001144204-17-036583.txt : 20170712 0001144204-17-036583.hdr.sgml : 20170712 20170712171638 ACCESSION NUMBER: 0001144204-17-036583 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170710 FILED AS OF DATE: 20170712 DATE AS OF CHANGE: 20170712 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CROSSROADS SYSTEMS INC CENTRAL INDEX KEY: 0001093207 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 742846643 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 11000 NORTH MOPAC EXPRESSWAY CITY: AUSTIN STATE: TX ZIP: 78759 BUSINESS PHONE: 5123490300 MAIL ADDRESS: STREET 1: 11000 NORTH MOPAC EXPRESSWAY STREET 2: . CITY: AUSTIN STATE: TX ZIP: 78759 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pearse Robert G. CENTRAL INDEX KEY: 0001580399 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15331 FILM NUMBER: 17962231 MAIL ADDRESS: STREET 1: 100 CANAL POINTE BLVD., SUITE 108 CITY: PRINCETON STATE: NJ ZIP: 08540 4 1 v470706_4.xml OWNERSHIP DOCUMENT X0306 4 2017-07-10 0 0001093207 CROSSROADS SYSTEMS INC CRDS 0001580399 Pearse Robert G. 11000 NORTH MOPAC EXPRESSWAY 150 AUSTIN TX 78759 1 0 0 0 Common Stock 2017-07-10 4 A 0 3465 0 A 9083 D Represents shares of restricted stock granted under the Issuer's 2010 Stock Incentive Plan, as amended, which shall vest on July 10, 2018. /s/ Jennifer Crane, Attorney-in-Fact 2017-07-12