0001144204-17-018935.txt : 20170404 0001144204-17-018935.hdr.sgml : 20170404 20170404172857 ACCESSION NUMBER: 0001144204-17-018935 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170404 DATE AS OF CHANGE: 20170404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CROSSROADS SYSTEMS INC CENTRAL INDEX KEY: 0001093207 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 742846643 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 11000 NORTH MOPAC EXPRESSWAY CITY: AUSTIN STATE: TX ZIP: 78759 BUSINESS PHONE: 5123490300 MAIL ADDRESS: STREET 1: 11000 NORTH MOPAC EXPRESSWAY STREET 2: . CITY: AUSTIN STATE: TX ZIP: 78759 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pearce Don CENTRAL INDEX KEY: 0001517557 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15331 FILM NUMBER: 17739791 MAIL ADDRESS: STREET 1: 11000 N. MOPAC CITY: AUSTIN STATE: TX ZIP: 78759 4 1 v463561_4.xml OWNERSHIP DOCUMENT X0306 4 2017-03-31 0 0001093207 CROSSROADS SYSTEMS INC CRDS 0001517557 Pearce Don 11000 NORTH MOPAC EXPRESSWAY 150 AUSTIN TX 78759 1 0 0 0 Common Stock 2017-03-31 4 A 0 2216 0 A 6988 D Represents shares of restricted stock granted under the Issuer's 2010 Stock Incentive Plan, as amended, which shall vest on March 31, 2018. /s/ Jennifer Crane, Attorney-in-Fact 2017-04-04