0001144204-17-018930.txt : 20170404
0001144204-17-018930.hdr.sgml : 20170404
20170404172346
ACCESSION NUMBER: 0001144204-17-018930
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170401
FILED AS OF DATE: 20170404
DATE AS OF CHANGE: 20170404
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CROSSROADS SYSTEMS INC
CENTRAL INDEX KEY: 0001093207
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577]
IRS NUMBER: 742846643
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 11000 NORTH MOPAC EXPRESSWAY
CITY: AUSTIN
STATE: TX
ZIP: 78759
BUSINESS PHONE: 5123490300
MAIL ADDRESS:
STREET 1: 11000 NORTH MOPAC EXPRESSWAY
STREET 2: .
CITY: AUSTIN
STATE: TX
ZIP: 78759
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HOOD MARK C
CENTRAL INDEX KEY: 0001636999
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15331
FILM NUMBER: 17739711
MAIL ADDRESS:
STREET 1: C/O CROSSROADS SYSTEMS, INC.
STREET 2: 11000 N. MOPAC EXPRESSWAY #150
CITY: AUSTIN
STATE: TX
ZIP: 78759
4
1
v463559_4.xml
OWNERSHIP DOCUMENT
X0306
4
2017-04-01
0
0001093207
CROSSROADS SYSTEMS INC
CRDS
0001636999
HOOD MARK C
C/O CROSSROADS SYSTEMS, INC.
11000 N. MOPAC EXPRESSWAY #150
AUSTIN
TX
78759
0
1
0
0
Executive Vice President
Option (right to buy)
2.81
2017-04-01
4
A
0
37500
0
A
2027-04-01
Common Stock
37500
37500
D
The options vest in full on April 1, 2018.
/s/ Jennifer Crane, Attorney-in-Fact
2017-04-04