0001144204-16-107514.txt : 20160608 0001144204-16-107514.hdr.sgml : 20160608 20160608163042 ACCESSION NUMBER: 0001144204-16-107514 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160606 FILED AS OF DATE: 20160608 DATE AS OF CHANGE: 20160608 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CROSSROADS SYSTEMS INC CENTRAL INDEX KEY: 0001093207 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 742846643 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 11000 NORTH MOPAC EXPRESSWAY CITY: AUSTIN STATE: TX ZIP: 78759 BUSINESS PHONE: 5123490300 MAIL ADDRESS: STREET 1: 11000 NORTH MOPAC EXPRESSWAY STREET 2: . CITY: AUSTIN STATE: TX ZIP: 78759 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Crane Jennifer CENTRAL INDEX KEY: 0001315692 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15331 FILM NUMBER: 161703886 MAIL ADDRESS: STREET 1: 11000 N. MOPAC EXPRESSWAY CITY: AUSTIN STATE: TX ZIP: 78759 FORMER NAME: FORMER CONFORMED NAME: Ray Jennifer DATE OF NAME CHANGE: 20050127 4 1 v442003_4.xml FORM 4 X0306 4 2016-06-06 0 0001093207 CROSSROADS SYSTEMS INC CRDS 0001315692 Crane Jennifer 11000 N. MOPAC EXPRESSWAY AUSTIN TX 78759 0 1 0 0 Chief Financial Officer Option (right to buy) 0.295 2016-06-06 4 A 0 140000 0 A 2026-06-06 Common Stock 140000 140000 D The options vest over a two year period as follows: 70,000 options on June 6, 2017, and 17,500 options quarterly thereafter until all options are fully vested on June 6, 2018. /s/ Jennifer Crane 2016-06-08