0001144204-16-106012.txt : 20160531 0001144204-16-106012.hdr.sgml : 20160531 20160531190323 ACCESSION NUMBER: 0001144204-16-106012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160526 FILED AS OF DATE: 20160531 DATE AS OF CHANGE: 20160531 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CROSSROADS SYSTEMS INC CENTRAL INDEX KEY: 0001093207 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 742846643 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 11000 NORTH MOPAC EXPRESSWAY CITY: AUSTIN STATE: TX ZIP: 78759 BUSINESS PHONE: 5123490300 MAIL ADDRESS: STREET 1: 11000 NORTH MOPAC EXPRESSWAY STREET 2: . CITY: AUSTIN STATE: TX ZIP: 78759 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOOD MARK C CENTRAL INDEX KEY: 0001636999 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15331 FILM NUMBER: 161687497 MAIL ADDRESS: STREET 1: C/O CROSSROADS SYSTEMS, INC. STREET 2: 11000 N. MOPAC EXPRESSWAY #150 CITY: AUSTIN STATE: TX ZIP: 78759 4 1 v441421_4.xml OWNERSHIP DOCUMENT X0306 4 2016-05-26 0 0001093207 CROSSROADS SYSTEMS INC CRDS 0001636999 HOOD MARK C C/O CROSSROADS SYSTEMS, INC. 11000 N. MOPAC EXPRESSWAY #150 AUSTIN TX 78759 0 1 0 0 Executive Vice President Common Stock 2016-05-26 4 D 0 19775 0 D 48739 D Common Stock 10870 I By: MCH Advisors, Inc. Represents shares of restricted stock that did not vest and were forfeited by the Reporting Person. Shares are held by MCH Advisors, Inc. ("MCH"). Mr. Hood, as the sole shareholder of MCH, may be deemed to beneficially own the shares held by MCH. Mr. Hood disclaims beneficial ownership of the shares held by MCH except to the extent of his pecuniary interest therein. /s/ Jennifer Crane, Attorney-in-Fact 2016-05-31