0001144204-16-106012.txt : 20160531
0001144204-16-106012.hdr.sgml : 20160531
20160531190323
ACCESSION NUMBER: 0001144204-16-106012
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160526
FILED AS OF DATE: 20160531
DATE AS OF CHANGE: 20160531
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CROSSROADS SYSTEMS INC
CENTRAL INDEX KEY: 0001093207
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577]
IRS NUMBER: 742846643
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 11000 NORTH MOPAC EXPRESSWAY
CITY: AUSTIN
STATE: TX
ZIP: 78759
BUSINESS PHONE: 5123490300
MAIL ADDRESS:
STREET 1: 11000 NORTH MOPAC EXPRESSWAY
STREET 2: .
CITY: AUSTIN
STATE: TX
ZIP: 78759
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HOOD MARK C
CENTRAL INDEX KEY: 0001636999
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15331
FILM NUMBER: 161687497
MAIL ADDRESS:
STREET 1: C/O CROSSROADS SYSTEMS, INC.
STREET 2: 11000 N. MOPAC EXPRESSWAY #150
CITY: AUSTIN
STATE: TX
ZIP: 78759
4
1
v441421_4.xml
OWNERSHIP DOCUMENT
X0306
4
2016-05-26
0
0001093207
CROSSROADS SYSTEMS INC
CRDS
0001636999
HOOD MARK C
C/O CROSSROADS SYSTEMS, INC.
11000 N. MOPAC EXPRESSWAY #150
AUSTIN
TX
78759
0
1
0
0
Executive Vice President
Common Stock
2016-05-26
4
D
0
19775
0
D
48739
D
Common Stock
10870
I
By: MCH Advisors, Inc.
Represents shares of restricted stock that did not vest and were forfeited by the Reporting Person.
Shares are held by MCH Advisors, Inc. ("MCH"). Mr. Hood, as the sole shareholder of MCH, may be deemed to beneficially own the shares held by MCH. Mr. Hood disclaims beneficial ownership of the shares held by MCH except to the extent of his pecuniary interest therein.
/s/ Jennifer Crane, Attorney-in-Fact
2016-05-31