0001144204-15-062552.txt : 20151103 0001144204-15-062552.hdr.sgml : 20151103 20151103173417 ACCESSION NUMBER: 0001144204-15-062552 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151030 FILED AS OF DATE: 20151103 DATE AS OF CHANGE: 20151103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CROSSROADS SYSTEMS INC CENTRAL INDEX KEY: 0001093207 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 742846643 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 11000 NORTH MOPAC EXPRESSWAY CITY: AUSTIN STATE: TX ZIP: 78759 BUSINESS PHONE: 5123490300 MAIL ADDRESS: STREET 1: 11000 NORTH MOPAC EXPRESSWAY STREET 2: . CITY: AUSTIN STATE: TX ZIP: 78759 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vetter Galen G CENTRAL INDEX KEY: 0001291784 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15331 FILM NUMBER: 151194758 MAIL ADDRESS: STREET 1: 500 EAST GRANT STREET STREET 2: #2011 CITY: MINNEAPOLIS STATE: MN ZIP: 55404 4 1 v423670_4.xml OWNERSHIP DOCUMENT X0306 4 2015-10-30 0 0001093207 CROSSROADS SYSTEMS INC CRDS 0001291784 Vetter Galen G 11000 NORTH MOPAC EXPRESSWAY 150 AUSTIN TX 78759 1 0 0 0 Option (right to buy) 1.41 2015-10-30 4 A 0 10319 0 A 2025-10-30 Common Stock 10319 10319 D The option shall vest in full on October 30, 2016, subject to continuous service. /s/ Jennifer Crane, Attorney-in-Fact 2015-11-03