0001144204-15-055979.txt : 20150922 0001144204-15-055979.hdr.sgml : 20150922 20150922181315 ACCESSION NUMBER: 0001144204-15-055979 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150917 FILED AS OF DATE: 20150922 DATE AS OF CHANGE: 20150922 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CROSSROADS SYSTEMS INC CENTRAL INDEX KEY: 0001093207 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 742846643 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 11000 NORTH MOPAC EXPRESSWAY CITY: AUSTIN STATE: TX ZIP: 78759 BUSINESS PHONE: 5123490300 MAIL ADDRESS: STREET 1: 11000 NORTH MOPAC EXPRESSWAY STREET 2: . CITY: AUSTIN STATE: TX ZIP: 78759 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CERF DAVID CENTRAL INDEX KEY: 0001323945 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15331 FILM NUMBER: 151120028 MAIL ADDRESS: STREET 1: C/O CROSSROADS SYSTEMS, INC. STREET 2: 8300 NORTH MOPAC EXPRESSWAY CITY: AUSTIN STATE: TX ZIP: 78703 4 1 v420780_4.xml OWNERSHIP DOCUMENT X0306 4 2015-09-17 0 0001093207 CROSSROADS SYSTEMS INC CRDS 0001323945 CERF DAVID C/O CROSSROADS SYSTEMS, INC. 8300 NORTH MOPAC EXPRESSWAY AUSTIN TX 78703 0 1 0 0 EVP Business Development Option (right to buy) 1.34 2015-09-17 4 A 0 25000 0 A 2025-09-17 Common Stock 25000 25000 D The options vest over a two year period as follows: 12,500 options on September 17, 2016, and 3,125 options quarterly thereafter until all options are fully vested on September 17, 2017. /s/ Jennifer Crane, Attorney-in-Fact 2015-09-22