0001144204-15-055979.txt : 20150922
0001144204-15-055979.hdr.sgml : 20150922
20150922181315
ACCESSION NUMBER: 0001144204-15-055979
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150917
FILED AS OF DATE: 20150922
DATE AS OF CHANGE: 20150922
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CROSSROADS SYSTEMS INC
CENTRAL INDEX KEY: 0001093207
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577]
IRS NUMBER: 742846643
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 11000 NORTH MOPAC EXPRESSWAY
CITY: AUSTIN
STATE: TX
ZIP: 78759
BUSINESS PHONE: 5123490300
MAIL ADDRESS:
STREET 1: 11000 NORTH MOPAC EXPRESSWAY
STREET 2: .
CITY: AUSTIN
STATE: TX
ZIP: 78759
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CERF DAVID
CENTRAL INDEX KEY: 0001323945
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15331
FILM NUMBER: 151120028
MAIL ADDRESS:
STREET 1: C/O CROSSROADS SYSTEMS, INC.
STREET 2: 8300 NORTH MOPAC EXPRESSWAY
CITY: AUSTIN
STATE: TX
ZIP: 78703
4
1
v420780_4.xml
OWNERSHIP DOCUMENT
X0306
4
2015-09-17
0
0001093207
CROSSROADS SYSTEMS INC
CRDS
0001323945
CERF DAVID
C/O CROSSROADS SYSTEMS, INC.
8300 NORTH MOPAC EXPRESSWAY
AUSTIN
TX
78703
0
1
0
0
EVP Business Development
Option (right to buy)
1.34
2015-09-17
4
A
0
25000
0
A
2025-09-17
Common Stock
25000
25000
D
The options vest over a two year period as follows: 12,500 options on September 17, 2016, and 3,125 options quarterly thereafter until all options are fully vested on September 17, 2017.
/s/ Jennifer Crane, Attorney-in-Fact
2015-09-22