0001144204-15-055978.txt : 20150922
0001144204-15-055978.hdr.sgml : 20150922
20150922181256
ACCESSION NUMBER: 0001144204-15-055978
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150917
FILED AS OF DATE: 20150922
DATE AS OF CHANGE: 20150922
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CROSSROADS SYSTEMS INC
CENTRAL INDEX KEY: 0001093207
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577]
IRS NUMBER: 742846643
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 11000 NORTH MOPAC EXPRESSWAY
CITY: AUSTIN
STATE: TX
ZIP: 78759
BUSINESS PHONE: 5123490300
MAIL ADDRESS:
STREET 1: 11000 NORTH MOPAC EXPRESSWAY
STREET 2: .
CITY: AUSTIN
STATE: TX
ZIP: 78759
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HOOD MARK C
CENTRAL INDEX KEY: 0001636999
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15331
FILM NUMBER: 151120022
MAIL ADDRESS:
STREET 1: C/O CROSSROADS SYSTEMS, INC.
STREET 2: 11000 N. MOPAC EXPRESSWAY #150
CITY: AUSTIN
STATE: TX
ZIP: 78759
4
1
v420779_4.xml
OWNERSHIP DOCUMENT
X0306
4
2015-09-17
0
0001093207
CROSSROADS SYSTEMS INC
CRDS
0001636999
HOOD MARK C
C/O CROSSROADS SYSTEMS, INC.
11000 N. MOPAC EXPRESSWAY #150
AUSTIN
TX
78759
0
1
0
0
Executive Vice President
Common Stock
10870
I
By: MCH Advisors, Inc.
Option (right to buy)
1.34
2015-09-17
4
A
0
60000
0
A
2025-09-17
Common Stock
60000
60000
D
Shares are held by MCH Advisors, Inc. ("MCH"). Mr. Hood, who together with his spouse is the sole shareholder of MCH, shares voting and dispositive power over the shares held by MCH. Mr. Hood disclaims beneficial ownership of the shares held by MCH except to the extent of his pecuniary interest therein.
The options vest over a two year period as follows: 30,000 options on September 17, 2016, and 7,500 options quarterly thereafter until all options are fully vested on September 17, 2017.
/s/ Jennifer Crane, Attorney-in-Fact
2015-09-22