0001144204-15-048628.txt : 20150812 0001144204-15-048628.hdr.sgml : 20150812 20150812175333 ACCESSION NUMBER: 0001144204-15-048628 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150810 FILED AS OF DATE: 20150812 DATE AS OF CHANGE: 20150812 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CROSSROADS SYSTEMS INC CENTRAL INDEX KEY: 0001093207 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 742846643 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 11000 NORTH MOPAC EXPRESSWAY CITY: AUSTIN STATE: TX ZIP: 78759 BUSINESS PHONE: 5123490300 MAIL ADDRESS: STREET 1: 11000 NORTH MOPAC EXPRESSWAY STREET 2: . CITY: AUSTIN STATE: TX ZIP: 78759 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bianchi Brian Joseph CENTRAL INDEX KEY: 0001310607 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15331 FILM NUMBER: 151048144 MAIL ADDRESS: STREET 1: 11000 N. MOPAC EXPRESSWAY CITY: AUSTIN STATE: TX ZIP: 78759 4 1 v418051_4.xml OWNERSHIP DOCUMENT X0306 4 2015-08-10 0 0001093207 CROSSROADS SYSTEMS INC CRDS 0001310607 Bianchi Brian Joseph 11000 NORTH MOPAC EXPRESSWAY #150 AUSTIN TX 78759 0 1 0 0 CHIEF OPERATING OFFICER Common Stock 2015-08-10 4 S 0 3400 1.1856 D 121144 D Common Stock 2015-08-11 4 S 0 1600 1.1775 D 119544 D Sale of shares pursuant to pre-established Rule 10b5-1(c) trading plan, adopted January 8, 2015. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.18 to $1.24, inclusive. The reporting person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold. /s/ Jennifer Crane, Attorney-in-Fact 2015-08-12