0001144204-15-045246.txt : 20150730
0001144204-15-045246.hdr.sgml : 20150730
20150730171939
ACCESSION NUMBER: 0001144204-15-045246
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150728
FILED AS OF DATE: 20150730
DATE AS OF CHANGE: 20150730
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CROSSROADS SYSTEMS INC
CENTRAL INDEX KEY: 0001093207
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577]
IRS NUMBER: 742846643
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 11000 NORTH MOPAC EXPRESSWAY
CITY: AUSTIN
STATE: TX
ZIP: 78759
BUSINESS PHONE: 5123490300
MAIL ADDRESS:
STREET 1: 11000 NORTH MOPAC EXPRESSWAY
STREET 2: .
CITY: AUSTIN
STATE: TX
ZIP: 78759
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Coleman Richard Kenneth Jr.
CENTRAL INDEX KEY: 0001556224
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15331
FILM NUMBER: 151017177
MAIL ADDRESS:
STREET 1: 43 GLENMOOR DRIVE
CITY: CHERRY HILLS VILLAGE
STATE: CO
ZIP: 80113
4
1
v416744_4.xml
OWNERSHIP DOCUMENT
X0306
4
2015-07-28
0
0001093207
CROSSROADS SYSTEMS INC
CRDS
0001556224
Coleman Richard Kenneth Jr.
43 GLENMOOR DRIVE
CHERRY HILLS VILLAGE
CO
80113
1
1
0
0
President & CEO
Common Stock
2015-07-28
4
M
0
5434
1.25
A
16303
I
By: RKC Investments, LLC
Subscription Rights (right to buy)
1.25
2015-07-28
4
M
0
10869
0
D
2015-07-07
2015-07-28
Common Stock
5434
0
I
By: RKC Investments, LLC
Shares are held of record by RKC Investments, LLC. Mr. Coleman may be deemed to exercise indirect voting and investment control over these securities. Mr. Coleman disclaims beneficial ownership of these shares of the Issuer's common stock except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that Mr. Coleman is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
/s/ Jennifer Crane, Attorney-in-Fact
2015-07-30