0001144204-15-045246.txt : 20150730 0001144204-15-045246.hdr.sgml : 20150730 20150730171939 ACCESSION NUMBER: 0001144204-15-045246 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150728 FILED AS OF DATE: 20150730 DATE AS OF CHANGE: 20150730 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CROSSROADS SYSTEMS INC CENTRAL INDEX KEY: 0001093207 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 742846643 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 11000 NORTH MOPAC EXPRESSWAY CITY: AUSTIN STATE: TX ZIP: 78759 BUSINESS PHONE: 5123490300 MAIL ADDRESS: STREET 1: 11000 NORTH MOPAC EXPRESSWAY STREET 2: . CITY: AUSTIN STATE: TX ZIP: 78759 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Coleman Richard Kenneth Jr. CENTRAL INDEX KEY: 0001556224 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15331 FILM NUMBER: 151017177 MAIL ADDRESS: STREET 1: 43 GLENMOOR DRIVE CITY: CHERRY HILLS VILLAGE STATE: CO ZIP: 80113 4 1 v416744_4.xml OWNERSHIP DOCUMENT X0306 4 2015-07-28 0 0001093207 CROSSROADS SYSTEMS INC CRDS 0001556224 Coleman Richard Kenneth Jr. 43 GLENMOOR DRIVE CHERRY HILLS VILLAGE CO 80113 1 1 0 0 President & CEO Common Stock 2015-07-28 4 M 0 5434 1.25 A 16303 I By: RKC Investments, LLC Subscription Rights (right to buy) 1.25 2015-07-28 4 M 0 10869 0 D 2015-07-07 2015-07-28 Common Stock 5434 0 I By: RKC Investments, LLC Shares are held of record by RKC Investments, LLC. Mr. Coleman may be deemed to exercise indirect voting and investment control over these securities. Mr. Coleman disclaims beneficial ownership of these shares of the Issuer's common stock except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that Mr. Coleman is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. /s/ Jennifer Crane, Attorney-in-Fact 2015-07-30