-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TF6pPxfpCdPU6JlauTZ+jhVOh3q+70DjfZ1DU7JJrk+ib5t0xXMFSILmyoGFFpGo lp4PrWqBeR18O/J23nKBYw== 0000021847-02-000259.txt : 20021009 0000021847-02-000259.hdr.sgml : 20021009 20021009133751 ACCESSION NUMBER: 0000021847-02-000259 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021008 FILED AS OF DATE: 20021009 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: COLONIAL MANAGEMENT ASSOCIATES INC CENTRAL INDEX KEY: 0000732823 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] RELATIONSHIP: OTHER STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: ONE FINANCIAL CENTER CITY: BOSTON STATE: MA ZIP: 02111 BUSINESS PHONE: 617-426-3750 MAIL ADDRESS: STREET 1: ONE FINANCIAL CENTER CITY: BOSTON STATE: MA ZIP: 02111 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: COLONIAL CALIFORNIA INSURED MUNICIPAL FUND CENTRAL INDEX KEY: 0001092896 IRS NUMBER: 043483817 STATE OF INCORPORATION: MA FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-09537 FILM NUMBER: 02784882 BUSINESS ADDRESS: STREET 1: C/O ROPES & GRAY STREET 2: ONE INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6179517000 MAIL ADDRESS: STREET 1: C/O ROPES & GRAY STREET 2: ONE INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: PREMIER CALIFORNIA MUNICIPAL INCOME FUND DATE OF NAME CHANGE: 19990809 4 1 form_4cainsuredmuni.txt FORM 4 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 [_] Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). ________________________________________________________________________________ 1. Name and Address of Reporting Person* COLONIAL MANAGEMENT ASSOCIATES, INC. - - ------------------------------------------------------------------------------ (Last) (First) (Middle) One Financial Center - - ------------------------------------------------------------------------------ (Street) Boston MA 02111 - - ------------------------------------------------------------------------------ (City) (State) (Zip) ________________________________________________________________________________ 2. Issuer Name and Ticker or Trading Symbol Colonial California Insured Municipal Fund (CCA) ________________________________________________________________________________ 3. IRS Identification Number of Reporting Person, if an Entity (Voluntary) 04-2271697 ________________________________________________________________________________ 4. Statement for Month/Day/Year October 8, 2002 ________________________________________________________________________________ 5. If Amendment, Date of Original (Month/Day/Year) ________________________________________________________________________________ 6. Relationship of Reporting Person to Issuer (Check all applicable) [_] Director [_] 10% Owner [_] Officer (give title below) [X] Other (specify below) Investment Adviser to Issuer ________________________________________________________________________________ 7. Individual or Joint/Group Filing (Check applicable line) [X] Form filed by one Reporting Person [_] Form filed by more than one Reporting Person ________________________________________________________________________________ ================================================================================ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ================================================================================
6. 4. 5. Owner- Securities Acquired (A) or Amount of ship 2A. 3. Disposed of (D) Securities Form: 7. Deemed Transaction (Instr. 3, 4 and 5) Beneficially Direct Nature of 2. Execution Code ------------------------------- Owned Follow- (D) or Indirect 1. Transaction Date, if (Instr. 8) (A) ing Reported Indirect Beneficial Title of Security Date any ------------ Amount or Price Transaction(s) (I) Ownership (Instr. 3) (mm/dd/yy) (mm/dd/yy) Code V (D) (Instr.3 and 4)(Instr.4) (Instr. 4) - ---------------- ------------------------------------------------------------------------------------------------------------------ Shares of Bene- ficial Interest 10/8/02 S 6,666 D 16.81 -0- - ---------------- ------------------------------------------------------------------------------------------------------------------ - ---------------- ------------------------------------------------------------------------------------------------------------------ - ---------------- ------------------------------------------------------------------------------------------------------------------ - ---------------- ------------------------------------------------------------------------------------------------------------------
FORM 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================
10. 9. Owner- Number ship of Form 2. Deriv- of Conver- 5. 7. ative Deriv- 11. sion Number of Title and Amount Secur- ative Nature or Derivative 6. of Underlying 8. ities Secur- of Exer- 3A. 4. Securities Date Securities Price Bene- ity: In- cise 3. Deemed Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of ficially Direct direct Price Trans- Execution action or Disposed Expiration Date ---------------- Deriv- Owned (D) or Bene- 1. of action Date, Code of(D) (Month/Day/Year) Amount ative Following In- ficial Title of Deriv- Date if (Instr. (Instr. 3, ---------------- or Secur- Reported direct Owner- Derivative ative (Month/ any 8) 4 and 5) Date Expira- Number ity Trans- (I) ship Security Secur- Day/ (mm/ ------ ------------ Exer- tion of (Instr. action(s) (Instr. (Instr (Instr. 3) ity Year) dd/yy) Code V (A) (D) cisable Date Title Shares 5) Instr.4) 4) 4) - ---------- ------------------------------------------------------------------------------------------------------------------------- - ---------- ------------------------------------------------------------------------------------------------------------------------- - ---------- ------------------------------------------------------------------------------------------------------------------------- - ---------- ------------------------------------------------------------------------------------------------------------------------- - ---------- ------------------------------------------------------------------------------------------------------------------------- - ---------- ------------------------------------------------------------------------------------------------------------------------- ====================================================================================================================================
Explanation of Responses: COLONIAL MANAGEMENT ASSOCIATES, INC. /s/ Kevin S. Jacobs, Assistant Vice President October 9, 2002 - --------------------------------------------- ----------------------- **Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see instruction 4(b)(v) ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. -----END PRIVACY-ENHANCED MESSAGE-----