0001209191-23-027183.txt : 20230503 0001209191-23-027183.hdr.sgml : 20230503 20230503193155 ACCESSION NUMBER: 0001209191-23-027183 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230501 FILED AS OF DATE: 20230503 DATE AS OF CHANGE: 20230503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Mark Peter CENTRAL INDEX KEY: 0001537544 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31552 FILM NUMBER: 23885937 MAIL ADDRESS: STREET 1: 2100 ROOSEVELT AVENUE CITY: SPRINGFIELD STATE: MA ZIP: 01104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH & WESSON BRANDS, INC. CENTRAL INDEX KEY: 0001092796 STANDARD INDUSTRIAL CLASSIFICATION: ORDNANCE & ACCESSORIES, (NO VEHICLES/GUIDED MISSILES) [3480] IRS NUMBER: 870543688 STATE OF INCORPORATION: NV FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 2100 ROOSEVELT AVENUE CITY: SPRINGFIELD STATE: MA ZIP: 01104 BUSINESS PHONE: 844-363-5386 MAIL ADDRESS: STREET 1: 2100 ROOSEVELT AVENUE CITY: SPRINGFIELD STATE: MA ZIP: 01104 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN OUTDOOR BRANDS CORP DATE OF NAME CHANGE: 20170118 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN OUTDOOR BRANDS CORPORATON DATE OF NAME CHANGE: 20170103 FORMER COMPANY: FORMER CONFORMED NAME: SMITH & WESSON HOLDING CORP DATE OF NAME CHANGE: 20020315 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-05-01 0 0001092796 SMITH & WESSON BRANDS, INC. SWBI 0001537544 Smith Mark Peter 2100 ROOSEVELT AVENUE SPRINGFIELD MA 01104 1 1 0 0 See remarks. 0 Common Stock 2023-05-01 4 F 0 5447 12.08 D 252533 D Common Stock 2023-05-01 4 A 0 68672 0.00 A 321205 D Performance Rights 2023-05-01 4 A 0 206016 A 2026-05-01 Common Stock 206016 206016 D Represents shares of common stock withheld by the Issuer to satisfy certain withholding obligations associated with the vesting of restricted stock units. Includes 504 shares acquired under the Issuer's Employee Stock Purchase Plan on September 30, 2022 and 1,251 shares acquired under the Issuer's Employee Stock Purchase Plan on March 31, 2023. One-quarter of the restricted stock units shall vest on each of the first, second, third, and fourth anniversaries of the date of grant. Shares, net of tax withholding, will be delivered on each applicable vesting date. Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three year performance period. The number represents the maximum number of shares that may be delivered pursuant to the award. The reporting person is President & Chief Executive Officer. /s/ Deana L. McPherson, as attorney-in-fact 2023-05-03