0001209191-21-002797.txt : 20210108 0001209191-21-002797.hdr.sgml : 20210108 20210108174948 ACCESSION NUMBER: 0001209191-21-002797 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190615 FILED AS OF DATE: 20210108 DATE AS OF CHANGE: 20210108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McPherson Deana L CENTRAL INDEX KEY: 0001505810 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31552 FILM NUMBER: 21518583 MAIL ADDRESS: STREET 1: 2100 ROOSEVELT AVENUE CITY: SPRINGFIELD STATE: MA ZIP: 01104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH & WESSON BRANDS, INC. CENTRAL INDEX KEY: 0001092796 STANDARD INDUSTRIAL CLASSIFICATION: ORDNANCE & ACCESSORIES, (NO VEHICLES/GUIDED MISSILES) [3480] IRS NUMBER: 870543688 STATE OF INCORPORATION: NV FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 2100 ROOSEVELT AVENUE CITY: SPRINGFIELD STATE: MA ZIP: 01104 BUSINESS PHONE: 844-363-5386 MAIL ADDRESS: STREET 1: 2100 ROOSEVELT AVENUE CITY: SPRINGFIELD STATE: MA ZIP: 01104 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN OUTDOOR BRANDS CORP DATE OF NAME CHANGE: 20170118 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN OUTDOOR BRANDS CORPORATON DATE OF NAME CHANGE: 20170103 FORMER COMPANY: FORMER CONFORMED NAME: SMITH & WESSON HOLDING CORP DATE OF NAME CHANGE: 20020315 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-06-15 0 0001092796 SMITH & WESSON BRANDS, INC. SWBI 0001505810 McPherson Deana L 2100 ROOSEVELT AVENUE SPRINGFIELD MA 01104 0 1 0 0 See Remarks Common Stock 2019-06-15 4 A 0 4584 0.00 D 64575 D Common Stock 2020-06-15 4 F 0 1078 18.28 D 63497 D Common Stock 2021-01-06 4 S 0 734 20.00 D 62763 D 25% of the restricted stock units shall vest on each of the first, second, third, and fourth anniversaries of the date of grant. Shares, net of tax withholding, will be delivered on each anniversary of the applicable vesting date. Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units. The shares were sold pursuant to a 10b5-1 Trading Plan dated September 29, 2020. The reporting person is Executive Vice President, Chief Financial Officer, Treasurer, and Assistant Secretary. /s/ Robert J. Cicero, as attorney-in-fact 2021-01-08