0001209191-20-049996.txt : 20200910 0001209191-20-049996.hdr.sgml : 20200910 20200910165849 ACCESSION NUMBER: 0001209191-20-049996 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200908 FILED AS OF DATE: 20200910 DATE AS OF CHANGE: 20200910 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cupero Susan Jean CENTRAL INDEX KEY: 0001816396 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31552 FILM NUMBER: 201169157 MAIL ADDRESS: STREET 1: 2100 ROOSEVELT AVENUE CITY: SPRINGFIELD STATE: MA ZIP: 01104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH & WESSON BRANDS, INC. CENTRAL INDEX KEY: 0001092796 STANDARD INDUSTRIAL CLASSIFICATION: ORDNANCE & ACCESSORIES, (NO VEHICLES/GUIDED MISSILES) [3480] IRS NUMBER: 870543688 STATE OF INCORPORATION: NV FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 2100 ROOSEVELT AVENUE CITY: SPRINGFIELD STATE: MA ZIP: 01104 BUSINESS PHONE: 844-363-5386 MAIL ADDRESS: STREET 1: 2100 ROOSEVELT AVENUE CITY: SPRINGFIELD STATE: MA ZIP: 01104 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN OUTDOOR BRANDS CORP DATE OF NAME CHANGE: 20170118 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN OUTDOOR BRANDS CORPORATON DATE OF NAME CHANGE: 20170103 FORMER COMPANY: FORMER CONFORMED NAME: SMITH & WESSON HOLDING CORP DATE OF NAME CHANGE: 20020315 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-09-08 0 0001092796 SMITH & WESSON BRANDS, INC. SWBI 0001816396 Cupero Susan Jean 2100 ROOSEVELT AVENUE SPRINGFIELD MA 01104 0 1 0 0 See Remarks Common Stock 2020-09-08 4 A 0 10000 0.00 A 25866 D Common Stock 2020-09-09 4 A 0 7357 0.00 A 33223 D Common Stock 288 I By Son Performance Rights 2020-09-09 4 A 0 14714 0.00 A 2023-05-01 Common Stock 14714 14714 D 100 % of the restricted stock units shall vest and be delivered, net of tax withholding, on September 8, 2021, which is one year from the date of grant. One-quarter of the restricted stock units shall vest and be delivered, net of tax withholding, on each of the first, second, third, and fourth anniversaries of September 9, 2020. The shares are held by the reporting person's son. Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares. The reporting person is Vice President, Sales. /s/ Robert J. Cicero, as attorney-in-fact 2020-09-10