0001209191-20-048559.txt : 20200827 0001209191-20-048559.hdr.sgml : 20200827 20200827174422 ACCESSION NUMBER: 0001209191-20-048559 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200825 FILED AS OF DATE: 20200827 DATE AS OF CHANGE: 20200827 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Mark Peter CENTRAL INDEX KEY: 0001537544 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31552 FILM NUMBER: 201144279 MAIL ADDRESS: STREET 1: 2100 ROOSEVELT AVENUE CITY: SPRINGFIELD STATE: MA ZIP: 01104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH & WESSON BRANDS, INC. CENTRAL INDEX KEY: 0001092796 STANDARD INDUSTRIAL CLASSIFICATION: ORDNANCE & ACCESSORIES, (NO VEHICLES/GUIDED MISSILES) [3480] IRS NUMBER: 870543688 STATE OF INCORPORATION: NV FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 2100 ROOSEVELT AVENUE CITY: SPRINGFIELD STATE: MA ZIP: 01104 BUSINESS PHONE: 844-363-5386 MAIL ADDRESS: STREET 1: 2100 ROOSEVELT AVENUE CITY: SPRINGFIELD STATE: MA ZIP: 01104 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN OUTDOOR BRANDS CORP DATE OF NAME CHANGE: 20170118 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN OUTDOOR BRANDS CORPORATON DATE OF NAME CHANGE: 20170103 FORMER COMPANY: FORMER CONFORMED NAME: SMITH & WESSON HOLDING CORP DATE OF NAME CHANGE: 20020315 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-08-25 0 0001092796 SMITH & WESSON BRANDS, INC. SWBI 0001537544 Smith Mark Peter 2100 ROOSEVELT AVENUE SPRINGFIELD MA 01104 1 1 0 0 See remarks. Common Stock 2020-08-25 4 A 0 28952 0.00 A 147690 D Performance Rights 2020-08-25 4 A 0 57902 0.00 A 2024-08-25 Common Stock 57902 57902 D One-quarter of the restricted stock units shall vest on each anniversary of the date of grant. Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares. The reporting person is President and Chief Executive Officer. /s/ Robert J. Cicero, as attorney-in-fact 2020-08-27