0001209191-16-131272.txt : 20160705
0001209191-16-131272.hdr.sgml : 20160705
20160705181142
ACCESSION NUMBER: 0001209191-16-131272
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160630
FILED AS OF DATE: 20160705
DATE AS OF CHANGE: 20160705
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMITH & WESSON HOLDING CORP
CENTRAL INDEX KEY: 0001092796
STANDARD INDUSTRIAL CLASSIFICATION: ORDNANCE & ACCESSORIES, (NO VEHICLES/GUIDED MISSILES) [3480]
IRS NUMBER: 870543688
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 2100 ROOSEVELT AVENUE
CITY: SPRINGFIELD
STATE: MA
ZIP: 01104
BUSINESS PHONE: 4137473573
MAIL ADDRESS:
STREET 1: 2100 ROOSEVELT AVENUE
CITY: SPRINGFIELD
STATE: MA
ZIP: 01104
FORMER COMPANY:
FORMER CONFORMED NAME: SAF T HAMMER CORP/NV
DATE OF NAME CHANGE: 20000404
FORMER COMPANY:
FORMER CONFORMED NAME: LOST COAST VENTURES INC
DATE OF NAME CHANGE: 19990809
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Smith Mark Peter
CENTRAL INDEX KEY: 0001537544
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31552
FILM NUMBER: 161751904
MAIL ADDRESS:
STREET 1: 2100 ROOSEVELT AVENUE
CITY: SPRINGFIELD
STATE: MA
ZIP: 01104
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-06-30
0
0001092796
SMITH & WESSON HOLDING CORP
SWHC
0001537544
Smith Mark Peter
2100 ROOSEVELT AVENUE
SPRINGFIELD
MA
01104
0
1
0
0
See remarks.
Common Stock
2016-06-30
4
M
0
38500
A
70787
D
Common Stock
2016-06-30
4
F
0
16993
27.18
D
53794
D
Common Stock
2016-07-01
4
S
0
21507
27.0717
D
32287
D
Performance Rights
2016-06-30
4
M
0
38500
D
2016-04-26
Common Stock
38500
0
D
Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three year performance period. The number of shares delivered is the maximum number of shares that may be delivered pursuant to the award.
Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the settlement of performance rights.
The shares were sold pursuant to a 10b5-1 Trading Plan dated September 18, 2015, as amended on December 24, 2015 and March 28, 2016.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.86 to $27.21, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reporting person is the Senior Vice President, Manufacturing Services Division.
Robert J. Cicero, as attorney-in-fact
2016-07-05