0001209191-16-109534.txt : 20160318 0001209191-16-109534.hdr.sgml : 20160318 20160318172742 ACCESSION NUMBER: 0001209191-16-109534 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160317 FILED AS OF DATE: 20160318 DATE AS OF CHANGE: 20160318 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH & WESSON HOLDING CORP CENTRAL INDEX KEY: 0001092796 STANDARD INDUSTRIAL CLASSIFICATION: ORDNANCE & ACCESSORIES, (NO VEHICLES/GUIDED MISSILES) [3480] IRS NUMBER: 870543688 STATE OF INCORPORATION: NV FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 2100 ROOSEVELT AVENUE CITY: SPRINGFIELD STATE: MA ZIP: 01104 BUSINESS PHONE: 4137473573 MAIL ADDRESS: STREET 1: 2100 ROOSEVELT AVENUE CITY: SPRINGFIELD STATE: MA ZIP: 01104 FORMER COMPANY: FORMER CONFORMED NAME: SAF T HAMMER CORP/NV DATE OF NAME CHANGE: 20000404 FORMER COMPANY: FORMER CONFORMED NAME: LOST COAST VENTURES INC DATE OF NAME CHANGE: 19990809 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Debney P. James CENTRAL INDEX KEY: 0001476145 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31552 FILM NUMBER: 161517000 MAIL ADDRESS: STREET 1: 2100 ROOSEVELT AVENUE CITY: SPRINGFIELD STATE: MA ZIP: 01104 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-03-17 0 0001092796 SMITH & WESSON HOLDING CORP SWHC 0001476145 Debney P. James 2100 ROOSEVELT AVENUE SPRINGFIELD MA 01104 1 1 0 0 President and CEO Common Stock 2016-03-17 4 M 0 250000 2.65 A 487465 D Common Stock 2016-03-17 4 S 0 250000 29.15 D 237465 D Employee Stock Option (Right to Buy) 2.65 2016-03-17 4 M 0 250000 0.00 D 2021-09-26 Common Stock 250000 0 D The shares were sold pursuant to a 10b5-1 Trading Plan dated December 17, 2015. One-third of the total number of options granted vested and became exercisable on each of the first, second, and third anniversary of the September 26, 2011 date of grant. Robert J. Cicero, as attorney-in-fact 2016-03-18