0001209191-16-107438.txt : 20160309
0001209191-16-107438.hdr.sgml : 20160309
20160309175658
ACCESSION NUMBER: 0001209191-16-107438
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160307
FILED AS OF DATE: 20160309
DATE AS OF CHANGE: 20160309
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMITH & WESSON HOLDING CORP
CENTRAL INDEX KEY: 0001092796
STANDARD INDUSTRIAL CLASSIFICATION: ORDNANCE & ACCESSORIES, (NO VEHICLES/GUIDED MISSILES) [3480]
IRS NUMBER: 870543688
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 2100 ROOSEVELT AVENUE
CITY: SPRINGFIELD
STATE: MA
ZIP: 01104
BUSINESS PHONE: 4137473573
MAIL ADDRESS:
STREET 1: 2100 ROOSEVELT AVENUE
CITY: SPRINGFIELD
STATE: MA
ZIP: 01104
FORMER COMPANY:
FORMER CONFORMED NAME: SAF T HAMMER CORP/NV
DATE OF NAME CHANGE: 20000404
FORMER COMPANY:
FORMER CONFORMED NAME: LOST COAST VENTURES INC
DATE OF NAME CHANGE: 19990809
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Debney P. James
CENTRAL INDEX KEY: 0001476145
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31552
FILM NUMBER: 161495648
MAIL ADDRESS:
STREET 1: 2100 ROOSEVELT AVENUE
CITY: SPRINGFIELD
STATE: MA
ZIP: 01104
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-03-07
0
0001092796
SMITH & WESSON HOLDING CORP
SWHC
0001476145
Debney P. James
2100 ROOSEVELT AVENUE
SPRINGFIELD
MA
01104
1
1
0
0
President and CEO
Common Stock
2016-03-07
4
M
0
25000
3.92
A
287196
D
Common Stock
2016-03-07
4
M
0
11428
3.57
A
298624
D
Common Stock
2016-03-07
4
M
0
25000
3.57
A
323624
D
Common Stock
2016-03-07
4
M
0
41200
8.89
A
364824
D
Common Stock
2016-03-07
4
S
0
102128
26.1833
D
262696
D
Common Stock
2016-03-07
4
S
0
500
26.968
D
262196
D
Common Stock
2016-03-08
4
M
0
13572
3.57
A
275768
D
Common Stock
2016-03-08
4
M
0
92133
8.89
A
367901
D
Common Stock
2016-03-08
4
S
0
105705
26.0807
D
262196
D
Common Stock
2016-03-09
4
M
0
100000
4.56
A
362196
D
Common Stock
2016-03-09
4
S
0
100000
27.45
D
262196
D
Common Stock
2016-03-09
4
S
0
24731
28.10
D
237465
D
Employee Stock Option (Right to Buy)
3.92
2016-03-07
4
M
0
25000
0.00
D
2020-08-02
Common Stock
25000
0
D
Employee Stock Option (Right to Buy)
3.57
2016-03-07
4
M
0
11428
0.00
D
2021-07-12
Common Stock
11428
13572
D
Employee Stock Option (Right to Buy)
3.57
2016-03-07
4
M
0
25000
0.00
D
2021-07-12
Common Stock
25000
0
D
Employee Stock Option (Right to Buy)
8.89
2016-03-07
4
M
0
41200
0.00
D
2021-09-26
Common Stock
41200
158800
D
Employee Stock Option (Right to Buy)
3.57
2016-03-08
4
M
0
13572
0.00
D
2021-07-12
Common Stock
13572
0
D
Employee Stock Option (Right to Buy)
8.89
2016-03-08
4
M
0
92133
0.00
D
2021-09-26
Common Stock
92133
66667
D
Employee Stock Option (Right to Buy)
4.56
2016-03-09
4
M
0
100000
0.00
D
2019-11-09
Common Stock
100000
0
D
The shares were sold pursuant to a 10b5-1 Trading Plan dated December 17, 2015.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.95 to $26.90, inclusive. The reporting person undertakes to provide to Smith & Wesson Holding Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.96 to $26.98, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.95 to $26.10, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
One-third of the total number of options granted vested and became exercisable on each of the first, second, and third anniversary of the August 2, 2010 date of grant.
The total number of options granted vested and became exercisable on the first anniversary of the July 12, 2011 date of grant.
One-third of the total number of options granted vested and became exercisable on each of the first, second, and third anniversary of the July 12, 2011 date of grant.
One-third of the total number of options granted vested and became exercisable on the April 10, 2013 date of grant and one-third of the total number of options granted vested and became exercisable on each of September 26, 2013 and September 26, 2014.
One-third of the total number of options granted vested and became exercisable on each of the first, second, and third anniversary of the November 9, 2009 date of grant.
Robert J. Cicero, as attorney-in-fact
2016-03-09