0001209191-16-107435.txt : 20160309 0001209191-16-107435.hdr.sgml : 20160309 20160309175459 ACCESSION NUMBER: 0001209191-16-107435 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160307 FILED AS OF DATE: 20160309 DATE AS OF CHANGE: 20160309 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH & WESSON HOLDING CORP CENTRAL INDEX KEY: 0001092796 STANDARD INDUSTRIAL CLASSIFICATION: ORDNANCE & ACCESSORIES, (NO VEHICLES/GUIDED MISSILES) [3480] IRS NUMBER: 870543688 STATE OF INCORPORATION: NV FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 2100 ROOSEVELT AVENUE CITY: SPRINGFIELD STATE: MA ZIP: 01104 BUSINESS PHONE: 4137473573 MAIL ADDRESS: STREET 1: 2100 ROOSEVELT AVENUE CITY: SPRINGFIELD STATE: MA ZIP: 01104 FORMER COMPANY: FORMER CONFORMED NAME: SAF T HAMMER CORP/NV DATE OF NAME CHANGE: 20000404 FORMER COMPANY: FORMER CONFORMED NAME: LOST COAST VENTURES INC DATE OF NAME CHANGE: 19990809 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cicero Robert J. CENTRAL INDEX KEY: 0001548337 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31552 FILM NUMBER: 161495642 MAIL ADDRESS: STREET 1: 2100 ROOSEVELT AVENUE CITY: SPRINGFIELD STATE: MA ZIP: 01104 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-03-07 0 0001092796 SMITH & WESSON HOLDING CORP SWHC 0001548337 Cicero Robert J. 2100 ROOSEVELT AVENUE SPRINGFIELD MA 01104 0 1 0 0 See Remarks Common Stock 2016-03-07 4 M 0 100 2.95 A 54047 D Common Stock 2016-03-07 4 S 0 5117 25.8885 D 48930 D Common Stock 2016-03-07 4 S 0 600 26.565 D 48330 D Common Stock 2016-03-08 4 M 0 9900 2.95 A 58230 D Common Stock 2016-03-08 4 S 0 9900 26.81 D 48330 D Common Stock 2016-03-09 4 S 0 12975 27.78 D 35355 D Employee Stock Option (Right to Buy) 2.95 2016-03-07 4 M 0 100 0.00 D 2021-10-31 Common Stock 100 29900 D Employee Stock Option (Right to Buy) 2.95 2016-03-08 4 M 0 9900 0.00 D 2021-10-31 Common Stock 9900 20000 D The shares were sold pursuant to a 10b5-1 Trading Plan dated December 16, 2016. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.44 to $26.31, inclusive. The reporting person undertakes to provide to Smith & Wesson Holding Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.33 to $27.00, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. One-third of the total number of options granted vested and became exercisable on each of the first, second, and third anniversary of the October 31, 2011 date of grant. The Reporting Person is the Vice President, General Counsel, Chief Compliance Officer, and Secretary. Robert J. Cicero 2016-03-09