0001209191-16-107435.txt : 20160309
0001209191-16-107435.hdr.sgml : 20160309
20160309175459
ACCESSION NUMBER: 0001209191-16-107435
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160307
FILED AS OF DATE: 20160309
DATE AS OF CHANGE: 20160309
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMITH & WESSON HOLDING CORP
CENTRAL INDEX KEY: 0001092796
STANDARD INDUSTRIAL CLASSIFICATION: ORDNANCE & ACCESSORIES, (NO VEHICLES/GUIDED MISSILES) [3480]
IRS NUMBER: 870543688
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 2100 ROOSEVELT AVENUE
CITY: SPRINGFIELD
STATE: MA
ZIP: 01104
BUSINESS PHONE: 4137473573
MAIL ADDRESS:
STREET 1: 2100 ROOSEVELT AVENUE
CITY: SPRINGFIELD
STATE: MA
ZIP: 01104
FORMER COMPANY:
FORMER CONFORMED NAME: SAF T HAMMER CORP/NV
DATE OF NAME CHANGE: 20000404
FORMER COMPANY:
FORMER CONFORMED NAME: LOST COAST VENTURES INC
DATE OF NAME CHANGE: 19990809
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cicero Robert J.
CENTRAL INDEX KEY: 0001548337
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31552
FILM NUMBER: 161495642
MAIL ADDRESS:
STREET 1: 2100 ROOSEVELT AVENUE
CITY: SPRINGFIELD
STATE: MA
ZIP: 01104
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-03-07
0
0001092796
SMITH & WESSON HOLDING CORP
SWHC
0001548337
Cicero Robert J.
2100 ROOSEVELT AVENUE
SPRINGFIELD
MA
01104
0
1
0
0
See Remarks
Common Stock
2016-03-07
4
M
0
100
2.95
A
54047
D
Common Stock
2016-03-07
4
S
0
5117
25.8885
D
48930
D
Common Stock
2016-03-07
4
S
0
600
26.565
D
48330
D
Common Stock
2016-03-08
4
M
0
9900
2.95
A
58230
D
Common Stock
2016-03-08
4
S
0
9900
26.81
D
48330
D
Common Stock
2016-03-09
4
S
0
12975
27.78
D
35355
D
Employee Stock Option (Right to Buy)
2.95
2016-03-07
4
M
0
100
0.00
D
2021-10-31
Common Stock
100
29900
D
Employee Stock Option (Right to Buy)
2.95
2016-03-08
4
M
0
9900
0.00
D
2021-10-31
Common Stock
9900
20000
D
The shares were sold pursuant to a 10b5-1 Trading Plan dated December 16, 2016.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.44 to $26.31, inclusive. The reporting person undertakes to provide to Smith & Wesson Holding Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.33 to $27.00, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
One-third of the total number of options granted vested and became exercisable on each of the first, second, and third anniversary of the October 31, 2011 date of grant.
The Reporting Person is the Vice President, General Counsel, Chief Compliance Officer, and Secretary.
Robert J. Cicero
2016-03-09