0000950170-24-053146.txt : 20240503 0000950170-24-053146.hdr.sgml : 20240503 20240503194723 ACCESSION NUMBER: 0000950170-24-053146 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240501 FILED AS OF DATE: 20240503 DATE AS OF CHANGE: 20240503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Mark Peter CENTRAL INDEX KEY: 0001537544 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31552 FILM NUMBER: 24915123 MAIL ADDRESS: STREET 1: 2100 ROOSEVELT AVENUE CITY: SPRINGFIELD STATE: MA ZIP: 01104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH & WESSON BRANDS, INC. CENTRAL INDEX KEY: 0001092796 STANDARD INDUSTRIAL CLASSIFICATION: ORDNANCE & ACCESSORIES, (NO VEHICLES/GUIDED MISSILES) [3480] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 870543688 STATE OF INCORPORATION: NV FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 2100 ROOSEVELT AVENUE CITY: SPRINGFIELD STATE: MA ZIP: 01104 BUSINESS PHONE: 844-363-5386 MAIL ADDRESS: STREET 1: 2100 ROOSEVELT AVENUE CITY: SPRINGFIELD STATE: MA ZIP: 01104 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN OUTDOOR BRANDS CORP DATE OF NAME CHANGE: 20170118 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN OUTDOOR BRANDS CORPORATON DATE OF NAME CHANGE: 20170103 FORMER COMPANY: FORMER CONFORMED NAME: SMITH & WESSON HOLDING CORP DATE OF NAME CHANGE: 20020315 4 1 ownership.xml 4 X0508 4 2024-05-01 0001092796 SMITH & WESSON BRANDS, INC. SWBI 0001537544 Smith Mark Peter 2100 ROOSEVELT AVENUE SPRINGFIELD MA 01104 true true false false See Remarks false Common Stock 2024-05-01 4 A false 82489 0 A 389995 D Common Stock 2024-05-01 4 F false 9621 16.8 D 380374 D Common Stock 2024-05-02 4 F false 3226 17.8 D 377148 D Performance Rights 2024-05-01 4 A false 164976 0 A 2027-05-01 Common Stock 164976 164976 D One-quarter of the restricted stock units shall vest on each of the first, second, third and fourth anniversaries of the date of grant. Shares, net of tax withholding, will be delivered on each applicable vesting date. Includes 1,183 shares acquired under the Issuer's Employee Stock Purchase Plan on September 30, 2023, and 921 shares acquired under the Issuer's Employee Stock Purchase Plan on March 28, 2024. Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units. Each performance right represents a contingent right to recieve one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three-year performance period. The number represents the maximum number of shares that may be delivered pursuant to the award. The reporting person is President & Chief Executive Officer. /s/ Kevin A. Maxwell 2024-05-03