N-PX 1 c52951snvpx.txt FORM N-PX UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09545 SELIGMAN ASSET ALLOCATION SERIES, INC. (Exact name of registrant as specified in charter) 50606 Ameriprise Financial Center, Minneapolis, MN 55474 (Address of principal executive offices) (Zip code) Scott R. Plummer - 5228 Ameriprise Financial Center, Minneapolis, MN 55474 (Name and address of agent for service) Registrant's telephone number, including area code: (612) 671-1947 Date of fiscal year end: 12/31 Date of reporting period: 7/1/08-6/30/09 1 --------------------------------FORM N-PX REPORT-------------------------------- ICA File Number: 811-9545 Reporting Period: 07/01/08 - 06/30/09 Seligman Asset Allocation Series, Inc. =============== SELIGMAN ASSET ALLOCATION AGGRESSIVE GROWTH FUND =============== This Fund is a Fund-of-Funds and only owns shares of other Seligman funds. The Fund votes for, against or abstain on each proposal of the underlying Seligman fund in the same proportion as the other shareholders of the underlying Seligman fund vote on the proposal. SELIGMAN CAPITAL FUND Ticker: SCFIX Security ID: 816326102 Meeting Date: Nov. 3, 2008 Meeting Type: Special Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor --- ------------------------------------------------------- ------- --------- ---------- 1 Approve a new Investment Management Services Agreement FOR FOR Management 2 Elect 10 Directors FOR FOR Management
-------------------------------------------------------------------------------- SELIGMAN COMMUNICATIONS AND INFORMATION FUND Ticker: SLMCX Security ID: 816333108 Meeting Date: Nov. 3, 2008 Meeting Type: Special Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor --- ------------------------------------------------------- ------- --------- ---------- 1 Approve a new Investment Management Services Agreement FOR FOR Management 2 Elect 10 Directors FOR FOR Management
-------------------------------------------------------------------------------- SELIGMAN EMERGING MARKETS FUND Ticker: SHEMX Security ID: 81633C702 Meeting Date: Nov. 3, 2008 Meeting Type: Special Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor --- ------------------------------------------------------- ------- --------- ---------- 1 Approve a new Investment Management Services Agreement FOR FOR Management 2 Approve a new Subadvisory Agreement FOR FOR Management 3 Elect 10 Directors FOR FOR Management
-------------------------------------------------------------------------------- 2 SELIGMAN EMERGING MARKETS FUND Ticker: SHEMX Security ID: 81633C702 Meeting Date: June 2, 2009 Meeting Type: Special Record Date: April 3, 2009
# Proposal Mgt Rec Vote Cast Sponsor --- ------------------------------------------------------- ------- --------- ---------- 1 Approve an Agreement and Plan of Reorganization between the Fund and Threadneedle Emerging Markets Fund FOR FOR Management
# Proposal Mgt Rec Vote Cast Sponsor --- ------------------------------------------------------- ------- --------- ---------- 2 Approve policy authorizing the investment adviser, with the approval of the Board, to materially amend a subadvisory agreement without obtaining shareholder approval FOR FOR Management
-------------------------------------------------------------------------------- SELIGMAN FRONTIER FUND Ticker: SLFRX Security ID: 816334106 Meeting Date: Nov. 3, 2008 Meeting Type: Special Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor --- ------------------------------------------------------- ------- --------- ---------- 1 Approve a new Investment Management Services Agreement FOR FOR Management 2 Elect 10 Directors FOR FOR Management
-------------------------------------------------------------------------------- SELIGMAN GLOBAL SMALLER COMPANIES FUND Ticker: SHGAX Security ID: 81633C207 Meeting Date: Nov. 3, 2008 Meeting Type: Special Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor --- ------------------------------------------------------- ------- --------- ---------- 1 Approve a new Investment Management Services Agreement FOR FOR Management 2 Approve a new Subadvisory Agreement FOR FOR Management 3 Elect 10 Directors FOR FOR Management
-------------------------------------------------------------------------------- SELIGMAN GLOBAL SMALLER COMPANIES FUND Ticker: SHGAX Security ID: 81633C207 Meeting Date: June 2, 2009 Meeting Type: Special Record Date: April 3, 2009
# Proposal Mgt Rec Vote Cast Sponsor --- ------------------------------------------------------- ------- --------- ---------- 1 Approve policy authorizing the investment adviser, with the approval of the Board, to materially amend a subadvisory agreement without obtaining shareholder approval FOR FOR Management
-------------------------------------------------------------------------------- 3 SELIGMAN GROWTH FUND Ticker: SGRFX Security ID: 816335103 Meeting Date: Nov. 3, 2008 Meeting Type: Special Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor --- ------------------------------------------------------- ------- --------- ---------- 1 Approve a new Investment Management Services Agreement FOR FOR Management 2 Elect 10 Directors FOR FOR Management
-------------------------------------------------------------------------------- SELIGMAN INTERNATIONAL GROWTH FUND Ticker: SHIFX Security ID: 81633C108 Meeting Date: Nov. 3, 2008 Meeting Type: Special Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor --- ------------------------------------------------------- ------- --------- ---------- 1 Approve a new Investment Management Services Agreement FOR FOR Management 2 Approve a new Subadvisory Agreement FOR FOR Management 3 Elect 10 Directors FOR FOR Management
-------------------------------------------------------------------------------- SELIGMAN INTERNATIONAL GROWTH FUND Ticker: SHIFX Security ID: 81633C108 Meeting Date: June 2, 2009 Meeting Type: Special Record Date: April 3, 2009
# Proposal Mgt Rec Vote Cast Sponsor --- ------------------------------------------------------- ------- --------- ---------- 1 Approve an Agreement and Plan of Reorganization between the Fund and RiverSource Partners International Select Growth Fund FOR FOR Management
# Proposal Mgt Rec Vote Cast Sponsor --- ------------------------------------------------------- ------- --------- ---------- 2 Approve policy authorizing the investment adviser, with the approval of the Board, to materially amend a subadvisory agreement without obtaining shareholder approval FOR FOR Management
-------------------------------------------------------------------------------- SELIGMAN LARGE-CAP VALUE FUND Ticker: SLVAX Security ID: 816356109 Meeting Date: Nov. 3, 2008 Meeting Type: Special Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor --- ------------------------------------------------------- ------- --------- ---------- 1 Approve a new Investment Management Services Agreement FOR FOR Management 2 Elect 10 Directors FOR FOR Management
-------------------------------------------------------------------------------- 4 SELIGMAN LASALLE GLOBAL REAL ESTATE FUND Ticker: SLDAX Security ID: 81633A102 Meeting Date: Nov. 3, 2008 Meeting Type: Special Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor --- ------------------------------------------------------- ------- --------- ---------- 1 Approve a new Investment Management Services Agreement FOR FOR Management 2 Approve a new Subadvisory Agreement FOR FOR Management 3 Approve a new Delegation Agreement FOR FOR Management 4 Elect 10 Directors FOR FOR Management
-------------------------------------------------------------------------------- SELIGMAN SMALLER-CAP VALUE FUND Ticker: SSCVX Security ID: 816356406 Meeting Date: Nov. 3, 2008 Meeting Type: Special Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor --- ------------------------------------------------------- ------- --------- ---------- 1 Approve a new Investment Management Services Agreement FOR FOR Management 2 Elect 10 Directors FOR FOR Management
=================== SELIGMAN ASSET ALLOCATION BALANCED FUND ==================== This Fund is a Fund-of-Funds and only owns shares of other Seligman funds. The Fund votes for, against or abstain on each proposal of the underlying Seligman fund in the same proportion as the other shareholders of the underlying Seligman fund vote on the proposal. SELIGMAN CAPITAL FUND Ticker: SCFIX Security ID: 816326102 Meeting Date: Nov. 3, 2008 Meeting Type: Special Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor --- ------------------------------------------------------- ------- --------- ---------- 1 Approve a new Investment Management Services Agreement FOR FOR Management 2 Elect 10 Directors FOR FOR Management
-------------------------------------------------------------------------------- SELIGMAN CASH MANAGEMENT FUND Ticker: SCMXX Security ID: 816329106 Meeting Date: Nov. 3, 2008 Meeting Type: Special Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor --- ------------------------------------------------------- ------- --------- ---------- 1 Approve a new Investment Management Services Agreement FOR FOR Management 2 Elect 10 Directors FOR FOR Management
-------------------------------------------------------------------------------- 5 SELIGMAN COMMON STOCK FUND Ticker: SCSFX Security ID: 816332100 Meeting Date: Nov. 3, 2008 Meeting Type: Special Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor --- ------------------------------------------------------- ------- --------- ---------- 1 Approve a new Investment Management Services Agreement FOR FOR Management 2 Elect 10 Directors FOR FOR Management
-------------------------------------------------------------------------------- SELIGMAN COMMON STOCK FUND, INC. Ticker: SCSFX Security ID: 816332100 Meeting Date: June 2, 2009 Meeting Type: Special Record Date: April 3, 2009
# Proposal Mgt Rec Vote Cast Sponsor --- ------------------------------------------------------- ------- --------- ---------- 1 Approve an Agreement and Plan of Reorganization between the Fund and RiverSource Disciplined Equity Fund FOR FOR Management
-------------------------------------------------------------------------------- SELIGMAN CORE FIXED INCOME FUND Ticker: SIVAX Security ID: 81633Q107 Meeting Date: Nov. 3, 2008 Meeting Type: Special Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor --- ------------------------------------------------------- ------- --------- ---------- 1 Approve a new Investment Management Services Agreement FOR FOR Management 2 Elect 10 Directors FOR FOR Management
-------------------------------------------------------------------------------- SELIGMAN CORE FIXED INCOME FUND, INC. Ticker: SIVAX Security ID: 81633Q107 Meeting Date: June 2, 2009 Meeting Type: Special Record Date: April 3, 2009
# Proposal Mgt Rec Vote Cast Sponsor --- ------------------------------------------------------- ------- --------- ---------- 1 Approve an Agreement and Plan of Reorganization between the Fund and RiverSource Diversified Bond Fund FOR FOR Management
-------------------------------------------------------------------------------- SELIGMAN GROWTH FUND Ticker: SGRFX Security ID: 816335103 Meeting Date: Nov. 3, 2008 Meeting Type: Special Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor --- ------------------------------------------------------- ------- --------- ---------- 1 Approve a new Investment Management Services Agreement FOR FOR Management 2 Elect 10 Directors FOR FOR Management
-------------------------------------------------------------------------------- 6 SELIGMAN HIGH-YIELD FUND Ticker: SHYBX Security ID: 816336309 Meeting Date: Nov. 3, 2008 Meeting Type: Special Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor --- ------------------------------------------------------- ------- --------- ---------- 1 Approve a new Investment Management Services Agreement FOR FOR Management 2 Elect 10 Directors FOR FOR Management
-------------------------------------------------------------------------------- SELIGMAN HIGH-YIELD FUND Ticker: SHYBX Security ID: 816336309 Meeting Date: June 2, 2009 Meeting Type: Special Record Date: April 3, 2009
# Proposal Mgt Rec Vote Cast Sponsor --- ------------------------------------------------------- ------- --------- ---------- 1 Approve an Agreement and Plan of Reorganization between the Fund and RiverSource High Yield Bond Fund FOR FOR Management
-------------------------------------------------------------------------------- SELIGMAN INTERNATIONAL GROWTH FUND Ticker: SHIFX Security ID: 81633C108 Meeting Date: Nov. 3, 2008 Meeting Type: Special Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor --- ------------------------------------------------------- ------- --------- ---------- 1 Approve a new Investment Management Services Agreement FOR FOR Management 2 Approve a new Subadvisory Agreement FOR FOR Management 3 Elect 10 Directors FOR FOR Management
-------------------------------------------------------------------------------- SELIGMAN INTERNATIONAL GROWTH FUND Ticker: SHIFX Security ID: 81633C108 Meeting Date: June 2, 2009 Meeting Type: Special Record Date: April 3, 2009
# Proposal Mgt Rec Vote Cast Sponsor --- ------------------------------------------------------- ------- --------- ---------- 1 Approve an Agreement and Plan of Reorganization between the Fund and RiverSource Partners International Select Growth Fund FOR FOR Management
# Proposal Mgt Rec Vote Cast Sponsor --- ------------------------------------------------------- ------- --------- ---------- 2 Approve policy authorizing the investment adviser, with the approval of the Board, to materially amend a subadvisory agreement without obtaining shareholder approval FOR FOR Management
-------------------------------------------------------------------------------- 7 SELIGMAN LARGE-CAP VALUE FUND Ticker: SLVAX Security ID: 816356109 Meeting Date: Nov. 3, 2008 Meeting Type: Special Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor --- ------------------------------------------------------- ------- --------- ---------- 1 Approve a new Investment Management Services Agreement FOR FOR Management 2 Elect 10 Directors FOR FOR Management
-------------------------------------------------------------------------------- SELIGMAN LASALLE MONTHLY DIVIDEND REAL ESTATE FUND Ticker: SREAX Security ID: 81633W104 Meeting Date: Nov. 3, 2008 Meeting Type: Special Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor --- ------------------------------------------------------- ------- --------- ---------- 1 Approve a new Investment Management Services Agreement FOR FOR Management 2 Approve a new Subadvisory Agreement FOR FOR Management 3 Elect 10 Directors FOR FOR Management
-------------------------------------------------------------------------------- SELIGMAN U.S. GOVERNMENT SECURITIES FUND Ticker: SUSGX Security ID: 816336101 Meeting Date: Nov. 3, 2008 Meeting Type: Special Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor --- ------------------------------------------------------- ------- --------- ---------- 1 Approve a new Investment Management Services Agreement FOR FOR Management 2 Elect 10 Directors FOR FOR Management
-------------------------------------------------------------------------------- SELIGMAN U.S. GOVERNMENT SECURITIES FUND Ticker: SUSGX Security ID: 816336101 Meeting Date: June 2, 2009 Meeting Type: Special Record Date: April 3, 2009
# Proposal Mgt Rec Vote Cast Sponsor --- ------------------------------------------------------- ------- --------- ---------- 1 Approve an Agreement and Plan of Reorganization between the Fund and RiverSource Short Duration U.S. Government Fund FOR FOR Management
===================== SELIGMAN ASSET ALLOCATION GROWTH FUND ==================== This Fund is a Fund-of-Funds and only owns shares of other Seligman funds. The Fund votes for, against or abstain on each proposal of the underlying Seligman fund in the same proportion as the other shareholders of the underlying Seligman fund vote on the proposal. 8 SELIGMAN CAPITAL FUND Ticker: SCFIX Security ID: 816326102 Meeting Date: Nov. 3, 2008 Meeting Type: Special Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor --- ------------------------------------------------------- ------- --------- ---------- 1 Approve a new Investment Management Services Agreement FOR FOR Management 2 Elect 10 Directors FOR FOR Management
-------------------------------------------------------------------------------- SELIGMAN COMMUNICATIONS AND INFORMATION FUND Ticker: SLMCX Security ID: 816333108 Meeting Date: Nov. 3, 2008 Meeting Type: Special Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor --- ------------------------------------------------------- ------- --------- ---------- 1 Approve a new Investment Management Services Agreement FOR FOR Management 2 Elect 10 Directors FOR FOR Management
-------------------------------------------------------------------------------- SELIGMAN EMERGING MARKETS FUND Ticker: SHEMX Security ID: 81633C702 Meeting Date: Nov. 3, 2008 Meeting Type: Special Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor --- ------------------------------------------------------- ------- --------- ---------- 1 Approve a new Investment Management Services Agreement FOR FOR Management 2 Approve a new Subadvisory Agreement FOR FOR Management 3 Elect 10 Directors FOR FOR Management
-------------------------------------------------------------------------------- SELIGMAN EMERGING MARKETS FUND Ticker: SHEMX Security ID: 81633C702 Meeting Date: June 2, 2009 Meeting Type: Special Record Date: April 3, 2009
# Proposal Mgt Rec Vote Cast Sponsor --- ------------------------------------------------------- ------- --------- ---------- 1 Approve an Agreement and Plan of Reorganization between the Fund and Threadneedle Emerging Markets Fund FOR FOR Management
# Proposal Mgt Rec Vote Cast Sponsor --- ------------------------------------------------------- ------- --------- ---------- 2 Approve policy authorizing the investment adviser, with the approval of the Board, to materially amend a subadvisory agreement without obtaining shareholder approval FOR FOR Management
-------------------------------------------------------------------------------- 9 SELIGMAN FRONTIER FUND Ticker: SLFRX Security ID: 816334106 Meeting Date: Nov. 3, 2008 Meeting Type: Special Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor --- ------------------------------------------------------- ------- --------- ---------- 1 Approve a new Investment Management Services Agreement FOR FOR Management 2 Elect 10 Directors FOR FOR Management
-------------------------------------------------------------------------------- SELIGMAN GLOBAL SMALLER COMPANIES FUND Ticker: SHGAX Security ID: 81633C207 Meeting Date: Nov. 3, 2008 Meeting Type: Special Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor --- ------------------------------------------------------- ------- --------- ---------- 1 Approve a new Investment Management Services Agreement FOR FOR Management 2 Approve a new Subadvisory Agreement FOR FOR Management 3 Elect 10 Directors FOR FOR Management
-------------------------------------------------------------------------------- SELIGMAN GLOBAL SMALLER COMPANIES FUND Ticker: SHGAX Security ID: 81633C207 Meeting Date: June 2, 2009 Meeting Type: Special Record Date: April 3, 2009
# Proposal Mgt Rec Vote Cast Sponsor --- ------------------------------------------------------- ------- --------- ---------- 1 Approve policy authorizing the investment adviser, with the approval of the Board, to materially amend a subadvisory agreement without obtaining shareholder approval FOR FOR Management
-------------------------------------------------------------------------------- SELIGMAN GROWTH FUND Ticker: SGRFX Security ID: 816335103 Meeting Date: Nov. 3, 2008 Meeting Type: Special Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor --- ------------------------------------------------------- ------- --------- ---------- 1 Approve a new Investment Management Services Agreement FOR FOR Management 2 Elect 10 Directors FOR FOR Management
-------------------------------------------------------------------------------- 10 SELIGMAN INTERNATIONAL GROWTH FUND Ticker: SHIFX Security ID: 81633C108 Meeting Date: Nov. 3, 2008 Meeting Type: Special Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor --- ------------------------------------------------------- ------- --------- ---------- 1 Approve a new Investment Management Services Agreement FOR FOR Management 2 Approve a new Subadvisory Agreement FOR FOR Management 3 Elect 10 Directors FOR FOR Management
-------------------------------------------------------------------------------- SELIGMAN INTERNATIONAL GROWTH FUND Ticker: SHIFX Security ID: 81633C108 Meeting Date: June 2, 2009 Meeting Type: Special Record Date: April 3, 2009
# Proposal Mgt Rec Vote Cast Sponsor --- ------------------------------------------------------- ------- --------- ---------- 1 Approve an Agreement and Plan of Reorganization between the Fund and RiverSource Partners International Select Growth Fund FOR FOR Management
# Proposal Mgt Rec Vote Cast Sponsor --- ------------------------------------------------------- ------- --------- ---------- 2 Approve policy authorizing the investment adviser, with the approval of the Board, to materially amend a subadvisory agreement without obtaining shareholder approval FOR FOR Management
-------------------------------------------------------------------------------- SELIGMAN LARGE-CAP VALUE FUND Ticker: SLVAX Security ID: 816356109 Meeting Date: Nov. 3, 2008 Meeting Type: Special Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor --- ------------------------------------------------------- ------- --------- ---------- 1 Approve a new Investment Management Services Agreement FOR FOR Management 2 Elect 10 Directors FOR FOR Management
-------------------------------------------------------------------------------- SELIGMAN LASALLE GLOBAL REAL ESTATE FUND Ticker: SLDAX Security ID: 81633A102 Meeting Date: Nov. 3, 2008 Meeting Type: Special Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor --- ------------------------------------------------------- ------- --------- ---------- 1 Approve a new Investment Management Services Agreement FOR FOR Management 2 Approve a new Subadvisory Agreement FOR FOR Management 3 Approve a new Delegation Agreement FOR FOR Management 4 Elect 10 Directors FOR FOR Management
-------------------------------------------------------------------------------- 11 SELIGMAN SMALLER-CAP VALUE FUND Ticker: SSCVX Security ID: 816356406 Meeting Date: Nov. 3, 2008 Meeting Type: Special Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor --- ------------------------------------------------------- ------- --------- ---------- 1 Approve a new Investment Management Services Agreement FOR FOR Management 2 Elect 10 Directors FOR FOR Management
================ SELIGMAN ASSET ALLOCATION MODERATE GROWTH FUND ================ This Fund is a Fund-of-Funds and only owns shares of other Seligman funds. The Fund votes for, against or abstain on each proposal of the underlying Seligman fund in the same proportion as the other shareholders of the underlying Seligman fund vote on the proposal. SELIGMAN CAPITAL FUND Ticker: SCFIX Security ID: 816326102 Meeting Date: Nov. 3, 2008 Meeting Type: Special Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor --- ------------------------------------------------------- ------- --------- ---------- 1 Approve a new Investment Management Services Agreement FOR FOR Management 2 Elect 10 Directors FOR FOR Management
-------------------------------------------------------------------------------- SELIGMAN COMMUNICATIONS AND INFORMATION FUND Ticker: SLMCX Security ID: 816333108 Meeting Date: Nov. 3, 2008 Meeting Type: Special Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor --- ------------------------------------------------------- ------- --------- ---------- 1 Approve a new Investment Management Services Agreement FOR FOR Management 2 Elect 10 Directors FOR FOR Management
-------------------------------------------------------------------------------- SELIGMAN EMERGING MARKETS FUND Ticker: SHEMX Security ID: 81633C702 Meeting Date: Nov. 3, 2008 Meeting Type: Special Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor --- ------------------------------------------------------- ------- --------- ---------- 1 Approve a new Investment Management Services Agreement FOR FOR Management 2 Approve a new Subadvisory Agreement FOR FOR Management 3 Elect 10 Directors FOR FOR Management
-------------------------------------------------------------------------------- 12 SELIGMAN EMERGING MARKETS FUND Ticker: SHEMX Security ID: 81633C702 Meeting Date: June 2, 2009 Meeting Type: Special Record Date: April 3, 2009
# Proposal Mgt Rec Vote Cast Sponsor --- ------------------------------------------------------- ------- --------- ---------- 1 Approve an Agreement and Plan of Reorganization between the Fund and Threadneedle Emerging Markets Fund FOR FOR Management
# Proposal Mgt Rec Vote Cast Sponsor --- ------------------------------------------------------- ------- --------- ---------- 2 Approve policy authorizing the investment adviser, with the approval of the Board, to materially amend a subadvisory agreement without obtaining shareholder approval FOR FOR Management
-------------------------------------------------------------------------------- SELIGMAN GLOBAL SMALLER COMPANIES FUND Ticker: SHGAX Security ID: 81633C207 Meeting Date: Nov. 3, 2008 Meeting Type: Special Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor --- ------------------------------------------------------- ------- --------- ---------- 1 Approve a new Investment Management Services Agreement FOR FOR Management 2 Approve a new Subadvisory Agreement FOR FOR Management 3 Elect 10 Directors FOR FOR Management
-------------------------------------------------------------------------------- SELIGMAN GLOBAL SMALLER COMPANIES FUND Ticker: SHGAX Security ID: 81633C207 Meeting Date: June 2, 2009 Meeting Type: Special Record Date: April 3, 2009
# Proposal Mgt Rec Vote Cast Sponsor --- ------------------------------------------------------- ------- --------- ---------- 1 Approve policy authorizing the investment adviser, with the approval of the Board, to materially amend a subadvisory agreement without obtaining shareholder approval FOR FOR Management
-------------------------------------------------------------------------------- SELIGMAN GROWTH FUND Ticker: SGRFX Security ID: 816335103 Meeting Date: Nov. 3, 2008 Meeting Type: Special Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor --- ------------------------------------------------------- ------- --------- ---------- 1 Approve a new Investment Management Services Agreement FOR FOR Management 2 Elect 10 Directors FOR FOR Management
-------------------------------------------------------------------------------- 13 SELIGMAN HIGH-YIELD FUND Ticker: SHYBX Security ID: 816336309 Meeting Date: Nov. 3, 2008 Meeting Type: Special Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor --- ------------------------------------------------------- ------- --------- ---------- 1 Approve a new Investment Management Services Agreement FOR FOR Management 2 Elect 10 Directors FOR FOR Management
-------------------------------------------------------------------------------- SELIGMAN HIGH-YIELD FUND Ticker: SHYBX Security ID: 816336309 Meeting Date: June 2, 2009 Meeting Type: Special Record Date: April 3, 2009
# Proposal Mgt Rec Vote Cast Sponsor --- ------------------------------------------------------- ------- --------- ---------- 1 Approve an Agreement and Plan of Reorganization between the Fund and RiverSource High Yield Bond Fund FOR FOR Management
-------------------------------------------------------------------------------- SELIGMAN INTERNATIONAL GROWTH FUND Ticker: SHIFX Security ID: 81633C108 Meeting Date: Nov. 3, 2008 Meeting Type: Special Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor --- ------------------------------------------------------- ------- --------- ---------- 1 Approve a new Investment Management Services Agreement FOR FOR Management 2 Approve a new Subadvisory Agreement FOR FOR Management 3 Elect 10 Directors FOR FOR Management
-------------------------------------------------------------------------------- SELIGMAN INTERNATIONAL GROWTH FUND Ticker: SHIFX Security ID: 81633C108 Meeting Date: June 2, 2009 Meeting Type: Special Record Date: April 3, 2009
# Proposal Mgt Rec Vote Cast Sponsor --- ------------------------------------------------------- ------- --------- ---------- 1 Approve an Agreement and Plan of Reorganization between the Fund and RiverSource Partners International Select Growth Fund FOR FOR Management
# Proposal Mgt Rec Vote Cast Sponsor --- ------------------------------------------------------- ------- --------- ---------- 2 Approve policy authorizing the investment adviser, with the approval of the Board, to materially amend a subadvisory agreement without obtaining shareholder approval FOR FOR Management
-------------------------------------------------------------------------------- 14 SELIGMAN LARGE-CAP VALUE FUND Ticker: SLVAX Security ID: 816356109 Meeting Date: Nov. 3, 2008 Meeting Type: Special Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor --- ------------------------------------------------------- ------- --------- ---------- 1 Approve a new Investment Management Services Agreement FOR FOR Management 2 Elect 10 Directors FOR FOR Management
-------------------------------------------------------------------------------- SELIGMAN LASALLE GLOBAL REAL ESTATE FUND Ticker: SLDAX Security ID: 81633A102 Meeting Date: Nov. 3, 2008 Meeting Type: Special Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor --- ------------------------------------------------------- ------- --------- ---------- 1 Approve a new Investment Management Services Agreement FOR FOR Management 2 Approve a new Subadvisory Agreement FOR FOR Management 3 Approve a new Delegation Agreement FOR FOR Management 4 Elect 10 Directors FOR FOR Management
-------------------------------------------------------------------------------- SELIGMAN LASALLE MONTHLY DIVIDEND REAL ESTATE FUND Ticker: SREAX Security ID: 81633W104 Meeting Date: Nov. 3, 2008 Meeting Type: Special Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor --- ------------------------------------------------------- ------- --------- ---------- 1 Approve a new Investment Management Services Agreement FOR FOR Management 2 Approve a new Subadvisory Agreement FOR FOR Management 3 Elect 10 Directors FOR FOR Management
-------------------------------------------------------------------------------- SELIGMAN SMALLER-CAP VALUE FUND Ticker: SSCVX Security ID: 816356406 Meeting Date: Nov. 3, 2008 Meeting Type: Special Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor --- ------------------------------------------------------- ------- --------- ---------- 1 Approve a new Investment Management Services Agreement FOR FOR Management 2 Elect 10 Directors FOR FOR Management
-----END N-PX REPORT SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Seligman Asset Allocation Series, Inc. By (Signature and Title)* /s/ Patrick T. Bannigan ----------------------------- Patrick T. Bannigan President Date August 27, 2009 * Print the name and title of each signing officer under his or her signature.