0001213900-20-010932.txt : 20200504
0001213900-20-010932.hdr.sgml : 20200504
20200504172512
ACCESSION NUMBER: 0001213900-20-010932
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200430
FILED AS OF DATE: 20200504
DATE AS OF CHANGE: 20200504
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Essetifin SPA
CENTRAL INDEX KEY: 0001092601
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32295
FILM NUMBER: 20845955
MAIL ADDRESS:
STREET 1: VIA SUDAFRICA 20
CITY: ROME
STATE: L6
ZIP: 00144
FORMER NAME:
FORMER CONFORMED NAME: SIGMA TAU FINANZIARIA SPA
DATE OF NAME CHANGE: 20030516
FORMER NAME:
FORMER CONFORMED NAME: SIGMA TAU FINANZIARIA
DATE OF NAME CHANGE: 19990805
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CAVAZZA PAOLO
CENTRAL INDEX KEY: 0001163608
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32295
FILM NUMBER: 20845956
MAIL ADDRESS:
STREET 1: VIA TESSERETE, 10
CITY: LUGANO
STATE: V8
ZIP: V8
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cavazza Enrico
CENTRAL INDEX KEY: 0001525744
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32295
FILM NUMBER: 20845957
MAIL ADDRESS:
STREET 1: VIA PONTINA KM 30,400
CITY: POMEZIA (ROME)
STATE: L6
ZIP: 00040
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cavazza Francesca
CENTRAL INDEX KEY: 0001525742
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32295
FILM NUMBER: 20845958
MAIL ADDRESS:
STREET 1: VIA PONTINA KM 30,400
CITY: POMEZIA (ROME)
STATE: L6
ZIP: 00040
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cavazza Silvia
CENTRAL INDEX KEY: 0001525743
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32295
FILM NUMBER: 20845959
MAIL ADDRESS:
STREET 1: VIA PONTINA KM 30,400
CITY: POMEZIA (ROME)
STATE: L6
ZIP: 00040
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cavazza Preta Martina
CENTRAL INDEX KEY: 0001718557
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32295
FILM NUMBER: 20845960
MAIL ADDRESS:
STREET 1: VIA SUDAFRICA 20
CITY: ROME
STATE: L6
ZIP: 00144
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FENNEC PHARMACEUTICALS INC.
CENTRAL INDEX KEY: 0001211583
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 000000000
STATE OF INCORPORATION: A1
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PO BOX 13628
STREET 2: 68 TW ALEXANDER DRIVE
CITY: RESEARCH TRIANGLE PARK
STATE: NC
ZIP: 27709
BUSINESS PHONE: (919) 636-4530
MAIL ADDRESS:
STREET 1: PO BOX 13628
STREET 2: 68 TW ALEXANDER DRIVE
CITY: RESEARCH TRIANGLE PARK
STATE: NC
ZIP: 27709
FORMER COMPANY:
FORMER CONFORMED NAME: FENNEC PHARMACEUTICALS, INC.
DATE OF NAME CHANGE: 20140903
FORMER COMPANY:
FORMER CONFORMED NAME: ADHEREX TECHNOLOGIES INC
DATE OF NAME CHANGE: 20021223
4
1
ownership.xml
X0306
4
2020-04-30
0
0001211583
FENNEC PHARMACEUTICALS INC.
FENC
0001092601
Essetifin SPA
VIA SUDAFRICA, 20
ROME
L6
00144
ITALY
0
0
1
0
0001163608
CAVAZZA PAOLO
VIA TESSERETE, 10
LUGANO
V8
0000
SWITZERLAND
0
0
1
0
0001525744
Cavazza Enrico
VIA SUDAFRICA, 20
ROME
L6
00144
ITALY
0
0
1
0
0001525742
Cavazza Francesca
VIA SUDAFRICA, 20
ROME
L6
00144
ITALY
0
0
1
0
0001525743
Cavazza Silvia
VIA SUDAFRICA, 20
ROME
L6
00144
ITALY
0
0
1
0
0001718557
Cavazza Preta Martina
VIA SUDAFRICA, 20
ROME
L6
00144
ITALY
0
0
1
0
Common Stock
2020-04-30
4
P
0
768000
6.25
A
3993694
D
Such shares were purchased in connection with an underwritten public offering by the issuer, which closed on May 4, 2020.
Dispositive power over the shares of common stock owned by Essetifin S.p.A. is shared by Enrico Cavazza, Silvia Cavazza, Francesca Cavazza, Martina Cavazza Preta and Paolo Cavazza. Each of Enrico Cavazza, Silvia Cavazza, Francesca Cavazza, Martina Cavazza Preta and Paolo Cavazza disclaims beneficial ownership of all shares of common stock held by Essetifin S.p.A. except to the extent of any pecuniary interest therein.
Exhibit 99.1 - Joint Filers' Signatures
Essetifin S.p.A. By: /s/ Marino Zigrossi
2020-05-04
/s/ Marino Zigrossi for Enrico Cavazza by power of attorney
2020-05-04
/s/ Marino Zigrossi for Francesca Cavazza by power of attorney
2020-05-04
/s/ Marino Zigrossi for Silvia Cavazza by power of attorney
2020-05-04
/s/ Marino Zigrossi for Martina Cavazza Preta by power of attorney
2020-05-04
/s/ Fabio Poma for Paolo Cavazza by power of attorney
2020-05-04
EX-99.1
2
ea121345ex99-1_fennec.htm
JOINT FILERS? SIGNATURES
Exhibit 99.1
JOINT FILERS’ SIGNATURES
ESSETIFIN S.P.A.
By: /s/ Marino Zigrossi
Name: Marino Zigrossi
Title: Managing Director
Date: May 4, 2020
Enrico Cavazza
By: /s/ Marino Zigrossi
Name: Marino Zigrossi
Title: Attorney-in-fact
Date: May 4, 2020
Francesca Cavazza
By: /s/ Marino Zigrossi
Name: Marino Zigrossi
Title: Attorney-in-fact
Date: May 4, 2020
Silvia Cavazza
By: /s/ Marino Zigrossi
Name: Marino Zigrossi
Title: Attorney-in-fact
Date: May 4, 2020
Martina Cavazza Preta
By: /s/ Marino Zigrossi
Name: Marino Zigrossi
Title: Attorney-in-fact
Date: May 4, 2020
Paolo Cavazza
By: /s/ Fabio Poma
Name: Fabio Poma
Title: Attorney-in-fact
Date: May 4, 2020