0001213900-17-013250.txt : 20171214 0001213900-17-013250.hdr.sgml : 20171214 20171214161548 ACCESSION NUMBER: 0001213900-17-013250 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171212 FILED AS OF DATE: 20171214 DATE AS OF CHANGE: 20171214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CAVAZZA PAOLO CENTRAL INDEX KEY: 0001163608 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32295 FILM NUMBER: 171256365 MAIL ADDRESS: STREET 1: VIA TESSERETE, 10 CITY: LUGANO STATE: V8 ZIP: V8 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cavazza Preta Martina CENTRAL INDEX KEY: 0001718557 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32295 FILM NUMBER: 171256361 MAIL ADDRESS: STREET 1: VIA SUDAFRICA 20 CITY: ROME STATE: L6 ZIP: 00144 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cavazza Silvia CENTRAL INDEX KEY: 0001525743 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32295 FILM NUMBER: 171256362 MAIL ADDRESS: STREET 1: VIA PONTINA KM 30,400 CITY: POMEZIA (ROME) STATE: L6 ZIP: 00040 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cavazza Enrico CENTRAL INDEX KEY: 0001525744 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32295 FILM NUMBER: 171256364 MAIL ADDRESS: STREET 1: VIA PONTINA KM 30,400 CITY: POMEZIA (ROME) STATE: L6 ZIP: 00040 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cavazza Francesca CENTRAL INDEX KEY: 0001525742 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32295 FILM NUMBER: 171256363 MAIL ADDRESS: STREET 1: VIA PONTINA KM 30,400 CITY: POMEZIA (ROME) STATE: L6 ZIP: 00040 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Essetifin SPA CENTRAL INDEX KEY: 0001092601 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32295 FILM NUMBER: 171256366 MAIL ADDRESS: STREET 1: VIA SUDAFRICA 20 CITY: ROME STATE: L6 ZIP: 00144 FORMER NAME: FORMER CONFORMED NAME: SIGMA TAU FINANZIARIA SPA DATE OF NAME CHANGE: 20030516 FORMER NAME: FORMER CONFORMED NAME: SIGMA TAU FINANZIARIA DATE OF NAME CHANGE: 19990805 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FENNEC PHARMACEUTICALS INC. CENTRAL INDEX KEY: 0001211583 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 13628 STREET 2: 68 TW ALEXANDER DRIVE CITY: RESEARCH TRIANGLE PARK STATE: NC ZIP: 27709 BUSINESS PHONE: (919) 636-4530 MAIL ADDRESS: STREET 1: PO BOX 13628 STREET 2: 68 TW ALEXANDER DRIVE CITY: RESEARCH TRIANGLE PARK STATE: NC ZIP: 27709 FORMER COMPANY: FORMER CONFORMED NAME: FENNEC PHARMACEUTICALS, INC. DATE OF NAME CHANGE: 20140903 FORMER COMPANY: FORMER CONFORMED NAME: ADHEREX TECHNOLOGIES INC DATE OF NAME CHANGE: 20021223 4 1 f4121217essetifin_fennec.xml OWNERSHIP DOCUMENT X0306 4 2017-12-12 0 0001211583 FENNEC PHARMACEUTICALS INC. FENC 0001092601 Essetifin SPA VIA SUDAFRICA, 20 ROME L6 00144 ITALY 0 0 1 0 0001163608 CAVAZZA PAOLO VIA TESSERETE, 10 LUGANO V8 00000 SWITZERLAND 0 0 1 0 0001525744 Cavazza Enrico VIA SUDAFRICA, 20 ROME L6 00144 ITALY 0 0 1 0 0001525742 Cavazza Francesca VIA SUDAFRICA, 20 ROME L6 00144 ITALY 0 0 1 0 0001525743 Cavazza Silvia VIA SUDAFRICA, 20 ROME L6 00144 ITALY 0 0 1 0 0001718557 Cavazza Preta Martina VIA SUDAFRICA, 20 ROME L6 00144 ITALY 0 0 1 0 Common Stock 2017-12-12 4 P 0 294115 8.50 A 3225694 D Such shares were purchased in connection with a public offering by the issuer under a shelf registration statement, which closed on December 12, 2017. Dispositive power over the shares of common stock owned by Essetifin S.p.A. is shared by Enrico Cavazza, Silvia Cavazza, Francesca Cavazza, Martina Cavazza Preta and Paolo Cavazza. Each of Enrico Cavazza, Silvia Cavazza, Francesca Cavazza, Martina Cavazza Preta and Paolo Cavazza disclaims beneficial ownership of all shares of common stock held by Essetifin S.p.A. except to the extent of any pecuniary interest therein. Essetifin S.p.A. By: /s/ Marino Zigrossi 2017-12-14 /s/ Fabio Poma for Paolo Cavazza by power of attorney 2017-12-14 /s/ Marino Zigrossi for Enrico Cavazza by power of attorney 2017-12-14 /s/ Marino Zigrossi for Francesca Cavazza by power of attorney 2017-12-14 /s/ Marino Zigrossi for Silvia Cavazza by power of attorney 2017-12-14 /s/ Marino Zigrossi for Martina Cavazza Preta by power of attorney 2017-12-14 EX-99.1 2 f4121217ex99-1essetifin.htm JOINT FILERS SIGNATURES

Exhibit 99.1

JOINT FILERS’ SIGNATURES

ESSETIFIN S.P.A.

By: /s/ Marino Zigrossi      
Name: Marino Zigrossi      
Title: Managing Director      
Date: December 14, 2017      
       
Enrico Cavazza      
       
By: /s/ Marino Zigrossi      
Name: Marino Zigrossi      
Title: Attorney-in-fact      
Date: December 14, 2017      
       
Francesca Cavazza      
       
By: /s/ Marino Zigrossi      
Name: Marino Zigrossi      
Title: Attorney-in-fact      
Date: December 14, 2017      
       
Silvia Cavazza      
       
By: /s/ Marino Zigrossi      
Name: Marino Zigrossi      
Title: Attorney-in-fact      
Date: December 14, 2017      
       
Martina Cavazza Preta      
       
By: /s/ Marino Zigrossi      
Name: Marino Zigrossi      
Title: Attorney-in-fact      
Date: December 14, 2017      
       
Paolo Cavazza      
       
By: /s/ Fabio Poma      
Name: Fabio Poma      
Title: Attorney-in-fact      
Date: December 14, 2017