SYCAMORE NETWORKS, INC.
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(Name of Issuer)
Common Stock, Par Value $0.001 Per Share
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(Title of Class of Securities)
871206405
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(CUSIP Number)
July 24, 2014
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[ ]
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Rule 13d-1(b)
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[X]
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Rule 13d-1(c)
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[ ]
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Rule 13d-1(d)
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CUSIP NO. 871206405
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13G
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Page 2 of 9 Pages
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1
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NAMES OF REPORTING PERSONS
HALE PARTNERSHIP CAPITAL MANAGEMENT, LLC
|
|||
2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [ ]
(b) [ ]
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||
3
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SEC USE ONLY
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|||
4
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CITIZENSHIP OR PLACE OF ORGANIZATION
STATE OF NORTH CAROLINA, UNITED STATES OF AMERICA
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|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5
|
SOLE VOTING POWER
N/A
|
||
6
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SHARED VOTING POWER
0 shares of Common Stock
|
|||
7
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SOLE DISPOSITIVE POWER
N/A
|
|||
8
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SHARED DISPOSITIVE POWER
0 shares of Common Stock
|
|||
9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 shares of Common Stock
|
|||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES
|
[ ]
|
||
11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0% of the outstanding shares of Common Stock
|
|||
12
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TYPE OF REPORTING PERSON
OO (Limited Liability Company)
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CUSIP NO. 871206405
|
13G
|
Page 3 of 9 Pages
|
1
|
NAMES OF REPORTING PERSONS
HALE PARTNERSHIP CAPITAL ADVISORS, LLC
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [ ]
(b) [ ]
|
||
3
|
SEC USE ONLY
|
|||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
STATE OF NORTH CAROLINA, UNITED STATES OF AMERICA
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER
N/A
|
||
6
|
SHARED VOTING POWER
0 shares of Common Stock
|
|||
7
|
SOLE DISPOSITIVE POWER
N/A
|
|||
8
|
SHARED DISPOSITIVE POWER
0 shares of Common Stock
|
|||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 shares of Common Stock
|
|||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES
|
[ ]
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0% of the outstanding shares of Common Stock
|
|||
12
|
TYPE OF REPORTING PERSON
OO (Limited Liability Company)
|
CUSIP NO. 871206405
|
13G
|
Page 4 of 9 Pages
|
1
|
NAMES OF REPORTING PERSONS
HALE PARTNERSHIP FUND, LP
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [ ]
(b) [ ]
|
||
3
|
SEC USE ONLY
|
|||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
STATE OF DELAWARE, UNITED STATES OF AMERICA
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER
N/A
|
||
6
|
SHARED VOTING POWER
0 shares of Common Stock
|
|||
7
|
SOLE DISPOSITIVE POWER
N/A
|
|||
8
|
SHARED DISPOSITIVE POWER
0 shares of Common Stock
|
|||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 shares of Common Stock
|
|||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES
|
[ ]
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0% of the outstanding shares of Common Stock
|
|||
12
|
TYPE OF REPORTING PERSON
PN (Limited Partnership)
|
CUSIP NO. 871206405
|
13G
|
Page 5 of 9 Pages
|
1
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NAMES OF REPORTING PERSONS
MGEN II – HALE FUND, LP
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [ ]
(b) [ ]
|
||
3
|
SEC USE ONLY
|
|||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
STATE OF DELAWARE, UNITED STATES OF AMERICA
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER
N/A
|
||
6
|
SHARED VOTING POWER
0 shares of Common Stock
|
|||
7
|
SOLE DISPOSITIVE POWER
N/A
|
|||
8
|
SHARED DISPOSITIVE POWER
0 shares of Common Stock
|
|||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 shares of Common Stock
|
|||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES
|
[ ]
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0% of the outstanding Common Stock
|
|||
12
|
TYPE OF REPORTING PERSON
PN (Limited Partnership)
|
CUSIP NO. 871206405
|
13G
|
Page 6 of 9 Pages
|
1
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NAMES OF REPORTING PERSONS
STEVEN HALE
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [ ]
(b) [ ]
|
||
3
|
SEC USE ONLY
|
|||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES OF AMERICA
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER
N/A
|
||
6
|
SHARED VOTING POWER
0 shares of Common Stock
|
|||
7
|
SOLE DISPOSITIVE POWER
N/A
|
|||
8
|
SHARED DISPOSITIVE POWER
0 shares of Common Stock
|
|||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 shares of Common Stock
|
|||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES
|
[ ]
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0% of the outstanding Common Stock
|
|||
12
|
TYPE OF REPORTING PERSON
IN
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Item 1.
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(a)
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Name of Issuer:
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(b)
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Address of Issuer’s Principal Executive Offices:
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Item 2.
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(a)
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Name of Persons Filing:
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(b)
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Address of Principal Business Office or, if None, Residence:
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(c)
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Citizenship:
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(d)
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Title of Class of Securities:
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(e)
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CUSIP Number:
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Item 3.
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If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:
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Item 4.
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Ownership.
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Item 5.
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Ownership of Five Percent or Less of a Class.
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Item 6.
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Ownership of More than Five Percent on Behalf of Another Person.
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Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
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Item 8.
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Identification and Classification of Members of the Group.
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Item 9.
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Notice of Dissolution of Group.
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Item 10.
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Certification.
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Date: August 1, 2014
|
||
HALE PARTNERSHIP CAPITAL MANAGEMENT, LLC
|
||
By:
|
/s/ Steven Hale | |
Name: | Steven Hale | |
Title: |
Manager
|
Date: August 1, 2014
|
||
HALE PARTNERSHIP CAPITAL ADVISORS, LLC
|
||
By:
|
/s/ Steven Hale | |
Name: | Steven Hale | |
Title: |
Manager
|
Date: August 1, 2014
|
||
HALE PARTNERSHIP FUND, LP
|
||
By:
|
Hale Partnership Capital Advisors, LLC, General Partner
|
|
By:
|
/s/ Steven Hale | |
Name: | Steven Hale | |
Title: |
Manager
|
Date: August 1, 2014
|
||
MGEN II – HALE FUND, LP
|
||
By:
|
Hale Partnership Capital Advisors, LLC, General Partner
|
|
By:
|
/s/ Steven Hale | |
Name: | Steven Hale | |
Title: |
Manager
|
Date: August 1, 2014
|
|
/s/ Steven Hale | |
Steven Hale |