0001209191-12-009529.txt : 20120213
0001209191-12-009529.hdr.sgml : 20120213
20120213161933
ACCESSION NUMBER: 0001209191-12-009529
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120209
FILED AS OF DATE: 20120213
DATE AS OF CHANGE: 20120213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OYE KEVIN
CENTRAL INDEX KEY: 0001208456
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27273
FILM NUMBER: 12599322
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SYCAMORE NETWORKS INC
CENTRAL INDEX KEY: 0001092367
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661]
IRS NUMBER: 043410558
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0731
BUSINESS ADDRESS:
STREET 1: 220 MILL ROAD
CITY: CHELMSFORD
STATE: MA
ZIP: 01824
BUSINESS PHONE: 9782502900
MAIL ADDRESS:
STREET 1: 220 MILL ROAD
CITY: CHELMSFORD
STATE: MA
ZIP: 01824
4
1
doc4.xml
FORM 4 SUBMISSION
X0304
4
2012-02-09
0
0001092367
SYCAMORE NETWORKS INC
SCMR
0001208456
OYE KEVIN
C/O SYCAMORE NETWORKS INC.
220 MILL ROAD
CHELMSFORD
MA
01824
0
1
0
0
VP, Systems and Technology
Common Stock
2012-02-09
4
M
0
3200
17.388
A
3359
D
Common Stock
2012-02-09
4
S
0
3200
20.0298
D
159
D
Common Stock
2012-02-10
4
M
0
5880
17.388
A
6039
D
Common Stock
2012-02-10
4
S
0
5880
20.00
D
159
D
Non-Qualified Stock Option (Right to Buy)
17.388
2012-02-09
4
A
0
3200
0.00
D
2002-07-29
2012-04-29
Common Stock
3200
113487
D
Non-Qualified Stock Option (Right to Buy)
17.388
2012-02-10
4
A
0
5880
0.00
D
2002-07-29
2012-04-29
Common Stock
5880
107607
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2011.
This transaction was executed in multiple trades at prices ranging from $20.00 to $20.07 per share. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
Amount takes into account adjustments made to the exercise prices and option awards share numbers following the implementation of the previously announced 1-for-10 reverse stock split of the Company's Common Stock, which became effective at 5:00 p.m., Eastern Time, on December 21, 2009 and the payment of cash distributions of $1.00 and $6.50 per share of Common Stock on December 15, 2009 and December 22, 2010, respectively. Under the terms of the reverse stock split, every ten shares of the Company's issued and outstanding Common Stock immediately prior to the effective time were combined into one share of Common Stock.
Options vested 8.33% on July 29, 2002 and 8.33% quarterly thereafter. Options became fully vested on April 29, 2005.
By: /s/ Alan R. Cormier For: Kevin J. Oye
2012-02-13