0001209191-12-009529.txt : 20120213 0001209191-12-009529.hdr.sgml : 20120213 20120213161933 ACCESSION NUMBER: 0001209191-12-009529 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120209 FILED AS OF DATE: 20120213 DATE AS OF CHANGE: 20120213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OYE KEVIN CENTRAL INDEX KEY: 0001208456 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27273 FILM NUMBER: 12599322 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SYCAMORE NETWORKS INC CENTRAL INDEX KEY: 0001092367 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 043410558 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 220 MILL ROAD CITY: CHELMSFORD STATE: MA ZIP: 01824 BUSINESS PHONE: 9782502900 MAIL ADDRESS: STREET 1: 220 MILL ROAD CITY: CHELMSFORD STATE: MA ZIP: 01824 4 1 doc4.xml FORM 4 SUBMISSION X0304 4 2012-02-09 0 0001092367 SYCAMORE NETWORKS INC SCMR 0001208456 OYE KEVIN C/O SYCAMORE NETWORKS INC. 220 MILL ROAD CHELMSFORD MA 01824 0 1 0 0 VP, Systems and Technology Common Stock 2012-02-09 4 M 0 3200 17.388 A 3359 D Common Stock 2012-02-09 4 S 0 3200 20.0298 D 159 D Common Stock 2012-02-10 4 M 0 5880 17.388 A 6039 D Common Stock 2012-02-10 4 S 0 5880 20.00 D 159 D Non-Qualified Stock Option (Right to Buy) 17.388 2012-02-09 4 A 0 3200 0.00 D 2002-07-29 2012-04-29 Common Stock 3200 113487 D Non-Qualified Stock Option (Right to Buy) 17.388 2012-02-10 4 A 0 5880 0.00 D 2002-07-29 2012-04-29 Common Stock 5880 107607 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2011. This transaction was executed in multiple trades at prices ranging from $20.00 to $20.07 per share. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. Amount takes into account adjustments made to the exercise prices and option awards share numbers following the implementation of the previously announced 1-for-10 reverse stock split of the Company's Common Stock, which became effective at 5:00 p.m., Eastern Time, on December 21, 2009 and the payment of cash distributions of $1.00 and $6.50 per share of Common Stock on December 15, 2009 and December 22, 2010, respectively. Under the terms of the reverse stock split, every ten shares of the Company's issued and outstanding Common Stock immediately prior to the effective time were combined into one share of Common Stock. Options vested 8.33% on July 29, 2002 and 8.33% quarterly thereafter. Options became fully vested on April 29, 2005. By: /s/ Alan R. Cormier For: Kevin J. Oye 2012-02-13