0001209191-11-061063.txt : 20111213 0001209191-11-061063.hdr.sgml : 20111213 20111213163707 ACCESSION NUMBER: 0001209191-11-061063 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111209 FILED AS OF DATE: 20111213 DATE AS OF CHANGE: 20111213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH DANIEL E CENTRAL INDEX KEY: 0001106801 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27273 FILM NUMBER: 111258877 MAIL ADDRESS: STREET 1: C/O DANIEL E. SMITH STREET 2: 10 ELIZABETH DRIVE CITY: CHEIMSFORD STATE: MA ZIP: 01824 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SYCAMORE NETWORKS INC CENTRAL INDEX KEY: 0001092367 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 043410558 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 220 MILL ROAD CITY: CHELMSFORD STATE: MA ZIP: 01824 BUSINESS PHONE: 9782502900 MAIL ADDRESS: STREET 1: 220 MILL ROAD CITY: CHELMSFORD STATE: MA ZIP: 01824 4 1 doc4.xml FORM 4 SUBMISSION X0304 4 2011-12-09 0 0001092367 SYCAMORE NETWORKS INC SCMR 0001106801 SMITH DANIEL E C/O SYCAMORE NETWORKS INC 220 MILL ROAD CHELMSFORD MA 01824 1 1 1 0 President and CEO COMMON STOCK 2011-12-09 4 J 0 13000 0.00 A 1650539 D COMMON STOCK 2112500 I By Partnership Annual distribution of shares of Common Stock to Mr. Smith, as beneficiary of The Daniel E. Smith, Jr. 2009 7 Year GRAT ("the Trust"), in lieu of cash or other property, with no consideration being furnished or value given therefor, by, and in accordance with the terms of, the Trust. Not applicable, distribution from a trust. Shares held by Platyko Partners, L.P., of which Mr. Smith and his wife serve as general partners. /s/Alan R. Cormier for Daniel E. Smith 2011-12-13