0001209191-11-053147.txt : 20111028 0001209191-11-053147.hdr.sgml : 20111028 20111028163912 ACCESSION NUMBER: 0001209191-11-053147 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091216 FILED AS OF DATE: 20111028 DATE AS OF CHANGE: 20111028 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SYCAMORE NETWORKS INC CENTRAL INDEX KEY: 0001092367 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 043410558 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 220 MILL ROAD CITY: CHELMSFORD STATE: MA ZIP: 01824 BUSINESS PHONE: 9782502900 MAIL ADDRESS: STREET 1: 220 MILL ROAD CITY: CHELMSFORD STATE: MA ZIP: 01824 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GERDELMAN JOHN W CENTRAL INDEX KEY: 0001119837 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27273 FILM NUMBER: 111165642 MAIL ADDRESS: STREET 1: C/O SYCAMORE NETWORKS INC STREET 2: 220 MILL RD CITY: CHELMSFORD STATE: MA ZIP: 01824 4 1 doc4.xml FORM 4 SUBMISSION X0304 4 2009-12-16 0 0001092367 SYCAMORE NETWORKS INC SCMR 0001119837 GERDELMAN JOHN W C/O SYCAMORE NETWORKS, INC. 220 MILL ROAD CHELMSFORD MA 01824 1 0 0 0 Common Stock 2009-12-16 4 P 0 7450 21.164 A 2248 D Shares were acquired pursuant to an automatic broker dividend reinvestment plan as a result of the Company's payment of a $1.00 per share of Common Stock cash distribution on December 15, 2009 and reflect number of shares acquired prior to the implementation of the reverse stock split referenced below. This number reflects the total number of shares of Common Stock held by such person following the implementation of the previously announced 1-for-10 reverse stock split of the Company's Common Stock, which became effective at 5:00 p.m., Eastern Time, on December 21, 2009. Under the terms of the reverse stock split, every ten shares of the Company's issued and outstanding Common Stock immediately prior to the effective time were combined into one share of Common Stock. No fractional shares were issued as a result of the reverse stock split. /s/ Alan R. Cormier, For: John W. Gerdelman 2011-10-28