0001209191-11-039371.txt : 20110713 0001209191-11-039371.hdr.sgml : 20110713 20110713160222 ACCESSION NUMBER: 0001209191-11-039371 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110711 FILED AS OF DATE: 20110713 DATE AS OF CHANGE: 20110713 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OYE KEVIN CENTRAL INDEX KEY: 0001208456 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27273 FILM NUMBER: 11965927 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SYCAMORE NETWORKS INC CENTRAL INDEX KEY: 0001092367 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 043410558 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 220 MILL ROAD CITY: CHELMSFORD STATE: MA ZIP: 01824 BUSINESS PHONE: 9782502900 MAIL ADDRESS: STREET 1: 220 MILL ROAD CITY: CHELMSFORD STATE: MA ZIP: 01824 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2011-07-11 0 0001092367 SYCAMORE NETWORKS INC SCMR 0001208456 OYE KEVIN C/O SYCAMORE NETWORKS 220 MILL ROAD CHELMSFORD MA 01824 0 1 0 0 VP, Systems and Technology Common Stock 2011-07-11 4 M 0 3373 17.7002 A 3532 D Common Stock 2011-07-11 4 M 0 8970 17.388 A 12502 D Common Stock 2011-07-11 4 S 0 12343 21.7767 D 159 D Common Stock 2011-07-12 4 M 0 8823 17.388 A 8982 D Common Stock 2011-07-12 4 S 0 8823 21.2463 D 159 D Non-Qualified Stock Option (Right to Buy) 17.7002 2011-07-11 4 A 0 3373 0.00 D 2003-04-29 2012-04-29 Common Stock 3373 26720 D Non-Qualified Stock Option (Right to Buy) 17.388 2011-07-11 4 A 0 8970 0.00 D 2003-04-29 2012-04-29 Common Stock 8970 151103 D Non-Qualified Stock Option (Right to Buy) 17.388 2011-07-12 4 A 0 8823 0.00 D 2003-04-29 2012-04-29 Common Stock 8823 142280 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2011. This transaction was executed in multiple trades at prices ranging from $21.60 to $22.25 per share. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. This transaction was executed in multiple trades at prices ranging from $21.09 to $21.59 per share. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. Amount takes into account adjustments made to the exercise prices and option awards share numbers following the implementation of the previously announced 1-for-10 reverse stock split of the Company's Common Stock, which became effective at 5:00 p.m., Eastern Time, on December 21, 2009 and the payment of cash distributions of $1.00 and $6.50 per share of Common Stock on December 15, 2009 and December 22, 2010, respectively. Under the terms of the reverse stock split, every ten shares of the Company's issued and outstanding Common Stock immediately prior to the effective time were combined into one share of Common Stock. Options vested 20% on April 29, 2003 and 5% quarterly thereafter. Options became fully vested on April 29, 2007. By: /s/Alan R. Cormier For: Kevin J. Oye 2011-07-13