10-Q/A 1 d10qa.htm AMENDMENT NO. 1 TO FORM 10-Q AMENDMENT NO. 1 TO FORM 10-Q

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 10-Q/A

Amendment No. 1

 

x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES

 

EXCHANGE ACT OF 1934

 

FOR THE QUARTERLY PERIOD ENDED OCTOBER 29, 2005

 

OR

 

¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES

 

EXCHANGE ACT OF 1934

 

FOR THE TRANSITION PERIOD FROM _____ TO _____

 

COMMISSION FILE NUMBER 000-27273

 

SYCAMORE NETWORKS, INC.

(Exact name of registrant as specified in its charter)

 

Delaware   04-3410558
(State or other jurisdiction of incorporation or organization)   (I.R.S. Employer Identification No.)

 

220 Mill Road

Chelmsford, Massachusetts 01824

(Address of principal executive offices)

(Zip code)

 

(978) 250-2900

(Registrant’s telephone number, including area code)

 

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.

 

Yes   X   No___.

 

Indicate by check mark whether the registrant is an accelerated filer (as defined in Rule 12b-2 of the Exchange Act).

 

Yes   X   No ___.

 

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).

 

Yes        No   X  .

 

The number of shares outstanding of the Registrant’s Common Stock as of November 18, 2005 was 276,781,535.

 



Explanatory Note

 

This Amendment No.1 on Form 10-Q/A amends the registrant’s Quarterly Report on Form 10-Q for the quarter ended October 29, 2005, as filed with the Securities and Exchange Commission on November 29, 2005, for the sole purpose of inserting words inadvertently omitted from both the introductory sentence of paragraph 4 in Exhibit 31.1 – Certification of Chief Executive Officer- and the introductory sentence in paragraph 4 in Exhibit 31.2 – Certification of Chief Financial Officer. This Amendment No.1 on Form 10-Q/A amends only the items of the Quarterly Report specified above and does not otherwise update, modify or supplement any disclosures in the Quarterly Report filed on November 29, 2005. The statements and representations contained in the amended certifications are made with respect to the original form 10-Q as though they were included in the original filing. Because no financial statements or other financial information have been included in this Amendment No. 1, we are intentionally omitting paragraph 3 in the Certification of Chief Executive Officer and in the Certification of Chief Financial Officer.

 

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Item 6. Exhibits

 

Number

  

Exhibit Description


31.1    Certification of Chief Executive Officer pursuant to Rule 13a-14(a) under the Securities Exchange Act of 1934 as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
31.2    Certification of Chief Financial Officer pursuant to Rule 13a-14(a) under the Securities Exchange Act of 1934 as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.

 

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Signature

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

Sycamore Networks, Inc.

 

/s/ Richard J. Gaynor                

Richard J. Gaynor

Chief Financial Officer

(Duly Authorized Officer and Principal

Financial and Accounting Officer)

 

 

Dated: December 21, 2005

 

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