-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CzqM0lxKFP4kFDYch5Cd0TgnzNe2d0vt/NSSTZjRUabHwfqPAx3D2f7jIvwQGByo HKsl0lJSg3gWisy9Lp2t3g== 0000950172-00-000305.txt : 20000225 0000950172-00-000305.hdr.sgml : 20000225 ACCESSION NUMBER: 0000950172-00-000305 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000214 DATE AS OF CHANGE: 20000224 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SYCAMORE NETWORKS INC CENTRAL INDEX KEY: 0001092367 STANDARD INDUSTRIAL CLASSIFICATION: 3661 IRS NUMBER: 043410558 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-58421 FILM NUMBER: 546772 BUSINESS ADDRESS: STREET 1: 10 ELIZABETH DRIVE CITY: CHELMSFORD STATE: MA ZIP: 01824 BUSINESS PHONE: 9782502900 MAIL ADDRESS: STREET 1: 10 ELIZABETH DRIVE CITY: CHELMSORD STATE: MA ZIP: 01824 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GURURAJ DESHPANDE GRANTOR RETAINED ANNUTIY TR CENTRAL INDEX KEY: 0001106820 STANDARD INDUSTRIAL CLASSIFICATION: FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 10 ELIZABETH DR CITY: CHELMSFORD STATE: MA ZIP: 01824 BUSINESS PHONE: 9782502900 MAIL ADDRESS: STREET 1: 10 ELIZABETH DR CITY: CHELMSFORD STATE: MA ZIP: 01824 SC 13G 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 --------------- SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13D-1(b) (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. )(1) SYCAMORE NETWORKS, INC. -------------------------------------------------------------- (NAME OF ISSUER) COMMON STOCK, PAR VALUE $.001 PER SHARE -------------------------------------------------------------- (TITLE OF CLASS OF SECURITIES) 871206 10 8 -------------------------------------------------------------- (CUSIP NUMBER) OCTOBER 22, 1999 -------------------------------------------------------------- (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) CHECK THE APPROPRIATE BOX TO DESIGNATE THE RULE PURSUANT TO WHICH THIS SCHEDULE IS FILED: |_| RULE 13d-1(b) |_| RULE 13d-1(c) |X| RULE 13d-1(d) (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO. 871206 10 8 13G - - ----------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON The Gururaj Deshpande Grantor Retained Annuity Trust - - ----------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_| (b) |_| - - ----------------------------------------------------------------------------- 3 SEC USE ONLY - - ----------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - - ----------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF -0- shares SHARES ------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 18,000,000 shares EACH ------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON -0- shares WITH ------------------------------------------- 8 SHARED DISPOSITIVE POWER 18,000,000 shares - - ----------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 18,000,000 shares - - ----------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES |_| - - ----------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 7.6% - - ----------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON OO - - ----------------------------------------------------------------------------- ITEM 1(a). NAME OF ISSUER: Sycamore Networks, Inc. ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 10 Elizabeth Drive Chelmsford, MA 01824 ITEM 2(a). NAMES OF PERSONS FILING: The Gururaj Deshpande Grantor Retained Annuity Trust (the "Trust") ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: 10 Elizabeth Drive Chelmsford, MA 01824 ITEM 2(c). CITIZENSHIP: The Trust was organized in the United States of America. ITEM 2(d). TITLE OF CLASS OF SECURITIES: Common Stock, par value $.001 per share (the "Common Stock") ITEM 2(e). CUSIP NUMBER: 871206 10 8 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b), OR 13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: Not applicable. ITEM 4. OWNERSHIP. (a) AMOUNT BENEFICIALLY OWNED: The Trust beneficially owns an aggregate of 18,000,000 shares of the outstanding Common Stock. The shares of Common Stock reported herein as beneficially owned by the Trust do not include any shares of Common Stock beneficially owned by the trustee of the Trust in the trustee's individual capacity or otherwise (except for such shares beneficially owned by the trustee solely by virtue of the trustee's status as trustee of the Trust). (b) PERCENT OF CLASS: The shares of Common Stock beneficially owned in the aggregate by the Trust represent approximately 7.6% of such class. (c) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS: (i) SOLE POWER TO VOTE OR TO DIRECT THE VOTE: The Trust does not have the sole power to vote or direct the vote of any shares of Common Stock. (ii) SHARED POWER TO VOTE OR TO DIRECT THE VOTE: The Trust shares power to vote or to direct the vote of 18,000,000 shares of Common Stock with the trustee of the Trust. (iii) SOLE POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF: The Trust does not have the sole power to dispose or direct the disposition of any shares of Common Stock. (iv) SHARED POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF: The Trust shares power to vote or to direct the vote of 18,000,000 shares of Common Stock with the trustee of the Trust. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. Not applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not applicable. ITEM 10. CERTIFICATION. Not applicable. SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 14, 2000 THE GURURAJ DESHPANDE GRANTOR RETAINED ANNUITY TRUST By: /s/ Jaishree Deshpande ----------------------------- Name: Jaishree Deshpande Title: Trustee -----END PRIVACY-ENHANCED MESSAGE-----