0001568303-20-000001.txt : 20200102
0001568303-20-000001.hdr.sgml : 20200102
20200102105016
ACCESSION NUMBER: 0001568303-20-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200102
DATE AS OF CHANGE: 20200102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: West Family Investments, Inc.
CENTRAL INDEX KEY: 0001568303
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34574
FILM NUMBER: 20500487
BUSINESS ADDRESS:
STREET 1: 1603 ORRINGTON AVE, SUITE 810
CITY: EVANSTON
STATE: IL
ZIP: 60201
BUSINESS PHONE: (847) 328-0747
MAIL ADDRESS:
STREET 1: 1603 ORRINGTON AVE, SUITE 810
CITY: EVANSTON
STATE: IL
ZIP: 60201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: West Investment Holdings, LLC
CENTRAL INDEX KEY: 0001692998
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34574
FILM NUMBER: 20500488
BUSINESS ADDRESS:
BUSINESS PHONE: 847-328-0711
MAIL ADDRESS:
STREET 1: 1603 ORRINGTON AVE., SUITE 810
CITY: EVANSTON
STATE: IL
ZIP: 60201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: West Gary
CENTRAL INDEX KEY: 0001693031
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34574
FILM NUMBER: 20500489
BUSINESS ADDRESS:
BUSINESS PHONE: 847-328-0711
MAIL ADDRESS:
STREET 1: 1603 ORRINGTON AVE., SUITE 810
CITY: EVANSTON
STATE: IL
ZIP: 60201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WEST MARY E
CENTRAL INDEX KEY: 0001185538
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34574
FILM NUMBER: 20500490
MAIL ADDRESS:
STREET 1: WEST CORPORATION
STREET 2: 11808 MIRACLE HILLS DRIVE
CITY: OMAHA
STATE: NE
ZIP: 68154
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TRANSATLANTIC PETROLEUM LTD.
CENTRAL INDEX KEY: 0001092289
STANDARD INDUSTRIAL CLASSIFICATION: OIL AND GAS FIELD EXPLORATION SERVICES [1382]
IRS NUMBER: 000000000
STATE OF INCORPORATION: D0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 16803 DALLAS PARKWAY
CITY: ADDISON
STATE: TX
ZIP: 75001
BUSINESS PHONE: 214-220-4323
MAIL ADDRESS:
STREET 1: 16803 DALLAS PARKWAY
CITY: ADDISON
STATE: TX
ZIP: 75001
FORMER COMPANY:
FORMER CONFORMED NAME: TRANSATLANTIC PETROLEUM CORP.
DATE OF NAME CHANGE: 20050527
FORMER COMPANY:
FORMER CONFORMED NAME: TRANSATLANTIC PETROLEUM CORP
DATE OF NAME CHANGE: 20000918
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2019-12-31
0
0001092289
TRANSATLANTIC PETROLEUM LTD.
TAT
0001568303
West Family Investments, Inc.
1603 ORRINGTON AVE, SUITE 810
EVANSTON
IL
60201
0
0
1
1
See REMARKS
0001692998
West Investment Holdings, LLC
1603 ORRINGTON AVE., SUITE 810
EVANSTON
IL
60201
0
0
1
1
See REMARKS
0001693031
West Gary
1603 ORRINGTON AVE., SUITE 810
EVANSTON
IL
60201
0
0
1
1
See REMARKS
0001185538
WEST MARY E
WEST CORPORATION
1603 ORRINGTON AVE., SUITE 810
EVANSTON
IL
60201
0
0
1
1
See REMARKS
Common Shares
2019-12-31
4
J
0
490919
0.4074
A
2239774
I
See Footnote 3
West Investment Holdings, LLC (WIH) received 490,919 Common Shares of the Issuer as a dividend on 100,000 shares of the Issuer's 12% Series A Convertible Redeemable Preferred Shares owned by WIH on the dividend record date.
The Common Shares were issued at a price of $0.4074 per share, which was equal to the 15-day volume weighted average price through the close of trading of the Common Shares on the NYSE American on September 13, 2019 (the last trading day prior to the record date).
The Common Shares are owned by WIH, an entity owned by West Family Holdings, LLC, an entity owned by trusts, of which Gary West and Mary West are beneficiaries.
This statement is filed jointly on behalf of West Family Investments, Inc. (the Adviser), WIH, Gary West and Mary West (collectively, the (reporting persons)). The Adviser is an investment adviser exempt from registration pursuant to 17 C.F.R. Section 275.202(a)(11)(G)-1. Pursuant to Rule 16a-1 the Adviser does not beneficially own any securities listed on the Form 3 or Form 4. However, the Adviser maintains complete investment and voting power and authority with respect to all of the shares under management arrangements entered into by and between the Adviser and the direct owners of the shares. WIH is a beneficial owner of greater than 10% of the Common Shares of the Issuer. The reporting persons disclaim beneficial ownership of all of the securities reported in Table I except to the extent of any pecuniary interest therein.
Randall Rochman, on behalf of West Family Investments, Inc., as its CEO
2020-01-02
Gary West
2020-01-02
Mary West
2020-01-02
Randall Rochman, on behalf of West Investment Holdings, LLC, as its Manager
2020-01-02