0001568303-19-000001.txt : 20190102 0001568303-19-000001.hdr.sgml : 20190102 20190102130425 ACCESSION NUMBER: 0001568303-19-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190102 DATE AS OF CHANGE: 20190102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: West Gary CENTRAL INDEX KEY: 0001693031 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34574 FILM NUMBER: 19500801 BUSINESS ADDRESS: BUSINESS PHONE: 847-328-0711 MAIL ADDRESS: STREET 1: 1603 ORRINGTON AVE., SUITE 810 CITY: EVANSTON STATE: IL ZIP: 60201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEST MARY E CENTRAL INDEX KEY: 0001185538 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34574 FILM NUMBER: 19500802 MAIL ADDRESS: STREET 1: WEST CORPORATION STREET 2: 11808 MIRACLE HILLS DRIVE CITY: OMAHA STATE: NE ZIP: 68154 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: West Investment Holdings, LLC CENTRAL INDEX KEY: 0001692998 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34574 FILM NUMBER: 19500803 BUSINESS ADDRESS: BUSINESS PHONE: 847-328-0711 MAIL ADDRESS: STREET 1: 1603 ORRINGTON AVE., SUITE 810 CITY: EVANSTON STATE: IL ZIP: 60201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: West Family Investments, Inc. CENTRAL INDEX KEY: 0001568303 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34574 FILM NUMBER: 19500804 BUSINESS ADDRESS: STREET 1: 1603 ORRINGTON AVE, SUITE 810 CITY: EVANSTON STATE: IL ZIP: 60201 BUSINESS PHONE: (847) 328-0747 MAIL ADDRESS: STREET 1: 1603 ORRINGTON AVE, SUITE 810 CITY: EVANSTON STATE: IL ZIP: 60201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRANSATLANTIC PETROLEUM LTD. CENTRAL INDEX KEY: 0001092289 STANDARD INDUSTRIAL CLASSIFICATION: OIL AND GAS FIELD EXPLORATION SERVICES [1382] IRS NUMBER: 000000000 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 16803 DALLAS PARKWAY CITY: ADDISON STATE: TX ZIP: 75001 BUSINESS PHONE: 214-220-4323 MAIL ADDRESS: STREET 1: 16803 DALLAS PARKWAY CITY: ADDISON STATE: TX ZIP: 75001 FORMER COMPANY: FORMER CONFORMED NAME: TRANSATLANTIC PETROLEUM CORP. DATE OF NAME CHANGE: 20050527 FORMER COMPANY: FORMER CONFORMED NAME: TRANSATLANTIC PETROLEUM CORP DATE OF NAME CHANGE: 20000918 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2018-12-31 0 0001092289 TRANSATLANTIC PETROLEUM LTD. TAT 0001568303 West Family Investments, Inc. 1603 ORRINGTON AVE. SUITE 810 EVANSTON IL 60201 0 0 0 1 See REMARKS 0001692998 West Investment Holdings, LLC 1603 ORRINGTON AVE. SUITE 810 EVANSTON IL 60201 0 0 0 1 See REMARKS 0001185538 WEST MARY E 1603 ORRINGTON AVE. SUITE 810 EVANSTON IL 60201 0 0 0 1 See REMARKS 0001693031 West Gary 1603 ORRINGTON AVE. SUITE 810 EVANSTON IL 60201 0 0 0 1 See REMARKS Common Shares 2018-12-31 4 J 0 196309 1.0188 A 1207516 I See Footnote 2 Transatlantic Petroleum Ltd. elected to pay quarterly dividends on its 12.0% Series A Convertible Redeemable Preferred Shares ("Series A Preferred Shares") in its Common Shares, par value $0.10 per share, as permitted by the certificate of designation for the Series A Preferred Shares. West Investment Holdings, LLC ("WIH") owns 100,000 Series A Preferred Shares. The Common Shares are owned by WIH, an entity owned by West Family Holdings, LLC, an entity that is owned by trusts of which Gary West and Mary West are beneficiaries. The Common Shares were issued at a price of $1.0188 per share, which was equal to the 15-day volume weighted average price ("VWAP") through the close of trading of the Common Shares on the NYSE American (or NYSE MKT) on December 14, 2018 (the trading day prior to the record date for such December 31, 2018 dividend). This statement is filed jointly on behalf of West Family Investments, Inc. (the Adviser), WIH, Gary West and Mary West (collectively, the reporting persons). The Adviser is an investment adviser exempt from registration pursuant to 17 C.F.R. Section 275.202(a)(11)(G)-1. Pursuant to Rule 16a-1 the Adviser does not beneficially own any securities listed on the Form 3 or Form 4. However, the Adviser maintains complete investment and voting power and authority with respect to all of the shares under management arrangements entered into by and between the Adviser and the direct owners of the shares. WIH is a beneficial owner of greater than 10% of the Common Shares of the Issuer. The reporting persons disclaim beneficial ownership of all of the securities reported in Table I except to the extent of any pecuniary interest therein. Randall Rochman, on behalf of West Family Investments, Inc., as its CEO 2019-01-02 Gary West 2019-01-02 Mary West 2019-01-02 Randall Rochman, on behalf of West Investment Holdings, LLC, as its Manager 2019-01-02