0001568303-19-000001.txt : 20190102
0001568303-19-000001.hdr.sgml : 20190102
20190102130425
ACCESSION NUMBER: 0001568303-19-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181231
FILED AS OF DATE: 20190102
DATE AS OF CHANGE: 20190102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: West Gary
CENTRAL INDEX KEY: 0001693031
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34574
FILM NUMBER: 19500801
BUSINESS ADDRESS:
BUSINESS PHONE: 847-328-0711
MAIL ADDRESS:
STREET 1: 1603 ORRINGTON AVE., SUITE 810
CITY: EVANSTON
STATE: IL
ZIP: 60201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WEST MARY E
CENTRAL INDEX KEY: 0001185538
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34574
FILM NUMBER: 19500802
MAIL ADDRESS:
STREET 1: WEST CORPORATION
STREET 2: 11808 MIRACLE HILLS DRIVE
CITY: OMAHA
STATE: NE
ZIP: 68154
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: West Investment Holdings, LLC
CENTRAL INDEX KEY: 0001692998
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34574
FILM NUMBER: 19500803
BUSINESS ADDRESS:
BUSINESS PHONE: 847-328-0711
MAIL ADDRESS:
STREET 1: 1603 ORRINGTON AVE., SUITE 810
CITY: EVANSTON
STATE: IL
ZIP: 60201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: West Family Investments, Inc.
CENTRAL INDEX KEY: 0001568303
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34574
FILM NUMBER: 19500804
BUSINESS ADDRESS:
STREET 1: 1603 ORRINGTON AVE, SUITE 810
CITY: EVANSTON
STATE: IL
ZIP: 60201
BUSINESS PHONE: (847) 328-0747
MAIL ADDRESS:
STREET 1: 1603 ORRINGTON AVE, SUITE 810
CITY: EVANSTON
STATE: IL
ZIP: 60201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TRANSATLANTIC PETROLEUM LTD.
CENTRAL INDEX KEY: 0001092289
STANDARD INDUSTRIAL CLASSIFICATION: OIL AND GAS FIELD EXPLORATION SERVICES [1382]
IRS NUMBER: 000000000
STATE OF INCORPORATION: D0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 16803 DALLAS PARKWAY
CITY: ADDISON
STATE: TX
ZIP: 75001
BUSINESS PHONE: 214-220-4323
MAIL ADDRESS:
STREET 1: 16803 DALLAS PARKWAY
CITY: ADDISON
STATE: TX
ZIP: 75001
FORMER COMPANY:
FORMER CONFORMED NAME: TRANSATLANTIC PETROLEUM CORP.
DATE OF NAME CHANGE: 20050527
FORMER COMPANY:
FORMER CONFORMED NAME: TRANSATLANTIC PETROLEUM CORP
DATE OF NAME CHANGE: 20000918
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2018-12-31
0
0001092289
TRANSATLANTIC PETROLEUM LTD.
TAT
0001568303
West Family Investments, Inc.
1603 ORRINGTON AVE.
SUITE 810
EVANSTON
IL
60201
0
0
0
1
See REMARKS
0001692998
West Investment Holdings, LLC
1603 ORRINGTON AVE.
SUITE 810
EVANSTON
IL
60201
0
0
0
1
See REMARKS
0001185538
WEST MARY E
1603 ORRINGTON AVE.
SUITE 810
EVANSTON
IL
60201
0
0
0
1
See REMARKS
0001693031
West Gary
1603 ORRINGTON AVE.
SUITE 810
EVANSTON
IL
60201
0
0
0
1
See REMARKS
Common Shares
2018-12-31
4
J
0
196309
1.0188
A
1207516
I
See Footnote 2
Transatlantic Petroleum Ltd. elected to pay quarterly dividends on its 12.0% Series A Convertible Redeemable Preferred Shares ("Series A Preferred Shares") in its Common Shares, par value $0.10 per share, as permitted by the certificate of designation for the Series A Preferred Shares. West Investment Holdings, LLC ("WIH") owns 100,000 Series A Preferred Shares.
The Common Shares are owned by WIH, an entity owned by West Family Holdings, LLC, an entity that is owned by trusts of which Gary West and Mary West are beneficiaries.
The Common Shares were issued at a price of $1.0188 per share, which was equal to the 15-day volume weighted average price ("VWAP") through the close of trading of the Common Shares on the NYSE American (or NYSE MKT) on December 14, 2018 (the trading day prior to the record date for such December 31, 2018 dividend).
This statement is filed jointly on behalf of West Family Investments, Inc. (the Adviser), WIH, Gary West and Mary West (collectively, the reporting persons). The Adviser is an investment adviser exempt from registration pursuant to 17 C.F.R. Section 275.202(a)(11)(G)-1. Pursuant to Rule 16a-1 the Adviser does not beneficially own any securities listed on the Form 3 or Form 4. However, the Adviser maintains complete investment and voting power and authority with respect to all of the shares under management arrangements entered into by and between the Adviser and the direct owners of the shares. WIH is a beneficial owner of greater than 10% of the Common Shares of the Issuer. The reporting persons disclaim beneficial ownership of all of the securities reported in Table I except to the extent of any pecuniary interest therein.
Randall Rochman, on behalf of West Family Investments, Inc., as its CEO
2019-01-02
Gary West
2019-01-02
Mary West
2019-01-02
Randall Rochman, on behalf of West Investment Holdings, LLC, as its Manager
2019-01-02