0001568303-17-000008.txt : 20170705
0001568303-17-000008.hdr.sgml : 20170705
20170705151656
ACCESSION NUMBER: 0001568303-17-000008
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170701
FILED AS OF DATE: 20170705
DATE AS OF CHANGE: 20170705
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TRANSATLANTIC PETROLEUM LTD.
CENTRAL INDEX KEY: 0001092289
STANDARD INDUSTRIAL CLASSIFICATION: OIL AND GAS FIELD EXPLORATION SERVICES [1382]
IRS NUMBER: 000000000
STATE OF INCORPORATION: D0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 16803 DALLAS PARKWAY
CITY: ADDISON
STATE: TX
ZIP: 75001
BUSINESS PHONE: 214-220-4323
MAIL ADDRESS:
STREET 1: 16803 DALLAS PARKWAY
CITY: ADDISON
STATE: TX
ZIP: 75001
FORMER COMPANY:
FORMER CONFORMED NAME: TRANSATLANTIC PETROLEUM CORP.
DATE OF NAME CHANGE: 20050527
FORMER COMPANY:
FORMER CONFORMED NAME: TRANSATLANTIC PETROLEUM CORP
DATE OF NAME CHANGE: 20000918
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WEST MARY E
CENTRAL INDEX KEY: 0001185538
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34574
FILM NUMBER: 17947554
MAIL ADDRESS:
STREET 1: WEST CORPORATION
STREET 2: 11808 MIRACLE HILLS DRIVE
CITY: OMAHA
STATE: NE
ZIP: 68154
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: West Gary
CENTRAL INDEX KEY: 0001693031
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34574
FILM NUMBER: 17947555
BUSINESS ADDRESS:
BUSINESS PHONE: 847-328-0711
MAIL ADDRESS:
STREET 1: 1603 ORRINGTON AVE., SUITE 810
CITY: EVANSTON
STATE: IL
ZIP: 60201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: West Investment Holdings, LLC
CENTRAL INDEX KEY: 0001692998
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34574
FILM NUMBER: 17947556
BUSINESS ADDRESS:
BUSINESS PHONE: 847-328-0711
MAIL ADDRESS:
STREET 1: 1603 ORRINGTON AVE., SUITE 810
CITY: EVANSTON
STATE: IL
ZIP: 60201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: West Family Investments, Inc.
CENTRAL INDEX KEY: 0001568303
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34574
FILM NUMBER: 17947557
BUSINESS ADDRESS:
STREET 1: 1603 ORRINGTON AVE, SUITE 810
CITY: EVANSTON
STATE: IL
ZIP: 60201
BUSINESS PHONE: (847) 328-0747
MAIL ADDRESS:
STREET 1: 1603 ORRINGTON AVE, SUITE 810
CITY: EVANSTON
STATE: IL
ZIP: 60201
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2017-07-01
0
0001092289
TRANSATLANTIC PETROLEUM LTD.
TAT
0001568303
West Family Investments, Inc.
1603 ORRINGTON AVE, SUITE 810
EVANSTON
IL
60201
0
0
0
1
See Footnote 9
0001692998
West Investment Holdings, LLC
1603 ORRINGTON AVE., SUITE 810
EVANSTON
IL
60201
0
0
1
0
0001693031
West Gary
1603 ORRINGTON AVE., SUITE 810
EVANSTON
IL
60201
0
0
0
1
See Footnote 9
0001185538
WEST MARY E
1603 ORRINGTON AVE.
SUITE 810
EVANSTON
IL
60201
0
0
0
1
See Footnote 9
Convertible Note
2017-07-01
4
J
0
525000
525000
D
2017-07-01
Common Shares
77205
0
I
See Footnote 3
Convertible Note
2017-07-01
4
J
0
420000
420000
D
2017-07-01
Common Shares
61764
0
I
See Footnote 4
Convertible Note
2017-07-01
4
J
0
350000
350000
D
2017-07-01
Common Shares
51470
0
I
See Footnote 5
Convertible Note
2017-07-01
4
J
0
525000
525000
D
2017-07-01
Common Shares
77205
0
I
See Footnote 6
Convertible Note
2017-07-01
4
J
0
420000
420000
D
2017-07-01
Common Shares
61764
0
I
See Footnote 7
Convertible Note
2017-07-01
4
J
0
350000
350000
D
2017-07-01
Common Shares
51470
0
I
See Footnote 8
The 13% Convertible Notes were convertible into Common Shares of the Issuer at any time after 07/01/15 and before the Maturity Date of 07/01/17 at a price of $6.80 per Common Share.
The 13% Convertible Notes matured on 07/01/17 and the remaining principal and interest was paid to the holders on 07/03/17.
The 13.0% Convertible Note in the principal amount of $525,000 held by Gary West CRT1, LLC, an entity owned by a trust of which Gary West is a beneficiary matured on 07/01/17. The full principal amount and interest was paid to the holder on 07/03/17.
The 13.0% Convertible Note in the principal amount of $420,000 held by Gary West CRT2, LLC, an entity owned by a trust of which Gary West is a beneficiary matured on 07/01/17. The full principal amount and interest was paid to the holder on 07/03/17.
The 13.0% Convertible Note in the principal amount of $350,000 held by Gary West CRT3, LLC, an entity owned by a trust of which Gary West is a beneficiary matured on 07/01/17. The full principal amount and interest was paid to the holder on 07/03/17.
The 13.0% Convertible Note in the principal amount of $525,000 held by Mary West CRT1, LLC, an entity owned by a trust of which Mary West is a beneficiary matured on 07/01/17. The full principal amount and interest was paid to the holder on 07/03/17.
The 13.0% Convertible Note in the principal amount of $420,000 held by Mary West CRT2, LLC, an entity owned by a trust of which Mary West is a beneficiary matured on 07/01/17. The full principal amount and interest was paid to the holder on 07/03/17.
The 13.0% Convertible Note in the principal amount of $350,000 held by Mary West CRT3, LLC, an entity owned by a trust of which Mary West is a beneficiary matured on 07/01/17. The full principal amount and interest was paid to the holder on 07/03/17.
This statement is filed jointly on behalf of West Family Investments, Inc. (the Adviser), West Investment Holdings, LLC (WIH), Gary West and Mary West (collectively, the reporting persons). The Adviser is an investment adviser exempt from registration pursuant to 17 C.F.R. Section 275.202(a)(11)(G)-1. Pursuant to Rule 16a-1 and Instruction 5 of the Form 3, the Adviser does not beneficially own any securities listed on the Form 3 or Form 4. However, the Adviser maintains complete investment and voting power and authority with respect to all of the shares under management arrangements entered into by and between the Adviser and the direct owners of the shares (as indicated in the footnotes of the Form 3 and Form 4). WIH is a beneficial owner of greater than 10% of the Common Shares of the Issuer. The reporting persons disclaim beneficial ownership of all of the securities reported in Table II except to the extent of any pecuniary interest therein.
Randall Rochman, on behalf of West Family Investments, Inc., as its CEO
2017-07-03
Gary West
2017-07-03
Mary West
2017-07-03
Randall Rochman, on behalf of West Investment Holdings, LLC, as its Manager
2017-07-03
EX-99
2
exh99-1.txt
EXHIBIT 99-1
TO FORM 4
OF
WEST FAMILY INVESTMENTS, INC.
Dated 07/03/2017
TransAtlantic Petroleum Ltd. [TAT]
Additional Reporting Persons:
1.
Gary West
1603 Orrington Ave., Suite 810
Evanston, Illinois 60201
2.
Mary West
1603 Orrington Ave., Suite 810
Evanston, Illinois 60201
3.
West Investment Holdings, LLC
1603 Orrington Ave., Suite 810
Evanston, Illinois 60201