0001712184-18-000086.txt : 20180214
0001712184-18-000086.hdr.sgml : 20180214
20180214211346
ACCESSION NUMBER: 0001712184-18-000086
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171231
FILED AS OF DATE: 20180214
DATE AS OF CHANGE: 20180214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BRACKEN CHARLES H R
CENTRAL INDEX KEY: 0001091974
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38335
FILM NUMBER: 18615887
MAIL ADDRESS:
STREET 1: C/O UPC SERVICES LTD
STREET 2: 12 STANHOPE GATE
CITY: LONDON ENGLAND
STATE: X0
ZIP: W1Y 5LB
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Liberty Latin America Ltd.
CENTRAL INDEX KEY: 0001712184
STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841]
IRS NUMBER: 000000000
STATE OF INCORPORATION: D0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1550 WEWATTA STREET
STREET 2: SUITE 1000
CITY: DENVER
STATE: CO
ZIP: 80202
BUSINESS PHONE: 303-220-6600
MAIL ADDRESS:
STREET 1: 1550 WEWATTA STREET
STREET 2: SUITE 1000
CITY: DENVER
STATE: CO
ZIP: 80202
FORMER COMPANY:
FORMER CONFORMED NAME: LatAm Splitco Ltd.
DATE OF NAME CHANGE: 20170718
5
1
wf-form5_151866081180890.xml
FORM 5
X0306
5
2017-12-31
0
0
0
0001712184
Liberty Latin America Ltd.
LILA
0001091974
BRACKEN CHARLES H R
C/O LIBERTY LATIN AMERICA LTD.
1550 WEWATTA STREET, SUITE 710
DENVER
CO
80202
1
0
0
0
Share Appreciation Rights A
20.03
2017-12-29
5
J
0
2106
0
A
2018-05-01
Class A Common Shares
2106.0
2106
D
Share Appreciation Rights A
23.91
2017-12-29
5
J
0
4978
0
A
2019-05-01
Class A Common Shares
4978.0
4978
D
Share Appreciation Rights A
21.53
2017-12-29
5
J
0
1995
0
A
2019-05-01
Class A Common Shares
1995.0
1995
D
Share Appreciation Rights A
35.44
2017-12-29
5
J
0
4692
0
A
2020-05-01
Class A Common Shares
4692.0
4692
D
Share Appreciation Rights A
31.91
2017-12-29
5
J
0
1880
0
A
2020-05-01
Class A Common Shares
1880.0
1880
D
Share Appreciation Rights A
33.35
2017-12-29
5
J
0
21296
0
A
2020-06-24
Class A Common Shares
21296.0
21296
D
Share Appreciation Rights A
30.02
2017-12-29
5
J
0
8531
0
A
2020-06-24
Class A Common Shares
8531.0
8531
D
Share Appreciation Rights A
35.06
2017-12-29
5
J
0
3360
0
A
2021-05-01
Class A Common Shares
3360.0
3360
D
Share Appreciation Rights A
38.94
2017-12-29
5
J
0
8389
0
A
2021-05-01
Class A Common Shares
8389.0
8389
D
Share Appreciation Rights A
50.55
2017-12-29
5
J
0
6534
0
A
2022-05-01
Class A Common Shares
6534.0
6534
D
Share Appreciation Rights A
45.52
2017-12-29
5
J
0
2627
0
A
2022-05-01
Class A Common Shares
2627.0
2627
D
Share Appreciation Rights A
39.48
2017-12-29
5
J
0
7552
0
A
2023-05-01
Class A Common Shares
7552.0
7552
D
Share Appreciation Rights A
37.53
2017-12-29
5
J
0
3026
0
A
2023-05-01
Class A Common Shares
3026.0
3026
D
Share Appreciation Rights A
21.43
2017-12-29
5
J
0
7120
0
A
2024-05-01
Class A Common Shares
7120.0
7120
D
This share appreciation right ("SAR") was granted as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all SARs awards held by the reporting person with respect to Liberty Global's LiLAC ordinary shares (each, a "Pre-Split LiLAC Award") were adjusted pursuant to the anti-dilution provisions of the incentive plan under which the SAR awards were granted, such that the reporting person (i) disposed of the Pre-Split LiLAC Award and (ii) received a SAR relating to shares of the corresponding class of the Issuer's common shares ("Post-Split Splitco Award"). The terms of the Post-Split Splitco Award will, in all material respects, be the same as those of the corresponding Pre-Split LiLAC Award. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.
The SARs are immediately exercisable.
The SARs provide for vesting of 12.5% of the shares on November 1, 2014, and the remaining shares in 14 equal quarterly installments commencing on February 1, 2015.
The SARs provide for vesting of 12.5% of the shares on November 1, 2015, and the remaining shares in 14 equal quarterly installments commencing on February 1, 2016.
The SARs provide for vesting of 12.5% of the shares on November 1, 2016, and the remaining shares in 14 equal quarterly installments commencing on February 1, 2017.
The SARs provide for vesting of 12.5% of the shares on November 1, 2017, and the remaining shares in 14 equal quarterly installments commencing on February 1, 2018.
On December 29, 2017, Liberty Global effected the split-off of its wholly-owned subsidiary, the Issuer, by distributing the Issuer's common shares (the "distribution") to the holders of Liberty Global's LiLAC ordinary shares. Immediately following the distribution, the LiLAC ordinary shares were redesignated as deferred shares (with virtually no economic rights) and those deferred shares were transferred for no consideration to a third-party designee (such transactions together with the distribution, the "Split-Off"). In the distribution, holders of LiLAC ordinary shares received one share of the same class of common shares of the Issuer for each LiLAC ordinary share held by them at 5:00 p.m., New York City time, on December 29, 2017. The trading symbols for the Issuer's classes of common shares are LILA, LILAB, and LILAK.
/s/ Charles H.R. Bracken
2018-02-13