0001712184-18-000086.txt : 20180214 0001712184-18-000086.hdr.sgml : 20180214 20180214211346 ACCESSION NUMBER: 0001712184-18-000086 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180214 DATE AS OF CHANGE: 20180214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRACKEN CHARLES H R CENTRAL INDEX KEY: 0001091974 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38335 FILM NUMBER: 18615887 MAIL ADDRESS: STREET 1: C/O UPC SERVICES LTD STREET 2: 12 STANHOPE GATE CITY: LONDON ENGLAND STATE: X0 ZIP: W1Y 5LB ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Liberty Latin America Ltd. CENTRAL INDEX KEY: 0001712184 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 000000000 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1550 WEWATTA STREET STREET 2: SUITE 1000 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 303-220-6600 MAIL ADDRESS: STREET 1: 1550 WEWATTA STREET STREET 2: SUITE 1000 CITY: DENVER STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: LatAm Splitco Ltd. DATE OF NAME CHANGE: 20170718 5 1 wf-form5_151866081180890.xml FORM 5 X0306 5 2017-12-31 0 0 0 0001712184 Liberty Latin America Ltd. LILA 0001091974 BRACKEN CHARLES H R C/O LIBERTY LATIN AMERICA LTD. 1550 WEWATTA STREET, SUITE 710 DENVER CO 80202 1 0 0 0 Share Appreciation Rights A 20.03 2017-12-29 5 J 0 2106 0 A 2018-05-01 Class A Common Shares 2106.0 2106 D Share Appreciation Rights A 23.91 2017-12-29 5 J 0 4978 0 A 2019-05-01 Class A Common Shares 4978.0 4978 D Share Appreciation Rights A 21.53 2017-12-29 5 J 0 1995 0 A 2019-05-01 Class A Common Shares 1995.0 1995 D Share Appreciation Rights A 35.44 2017-12-29 5 J 0 4692 0 A 2020-05-01 Class A Common Shares 4692.0 4692 D Share Appreciation Rights A 31.91 2017-12-29 5 J 0 1880 0 A 2020-05-01 Class A Common Shares 1880.0 1880 D Share Appreciation Rights A 33.35 2017-12-29 5 J 0 21296 0 A 2020-06-24 Class A Common Shares 21296.0 21296 D Share Appreciation Rights A 30.02 2017-12-29 5 J 0 8531 0 A 2020-06-24 Class A Common Shares 8531.0 8531 D Share Appreciation Rights A 35.06 2017-12-29 5 J 0 3360 0 A 2021-05-01 Class A Common Shares 3360.0 3360 D Share Appreciation Rights A 38.94 2017-12-29 5 J 0 8389 0 A 2021-05-01 Class A Common Shares 8389.0 8389 D Share Appreciation Rights A 50.55 2017-12-29 5 J 0 6534 0 A 2022-05-01 Class A Common Shares 6534.0 6534 D Share Appreciation Rights A 45.52 2017-12-29 5 J 0 2627 0 A 2022-05-01 Class A Common Shares 2627.0 2627 D Share Appreciation Rights A 39.48 2017-12-29 5 J 0 7552 0 A 2023-05-01 Class A Common Shares 7552.0 7552 D Share Appreciation Rights A 37.53 2017-12-29 5 J 0 3026 0 A 2023-05-01 Class A Common Shares 3026.0 3026 D Share Appreciation Rights A 21.43 2017-12-29 5 J 0 7120 0 A 2024-05-01 Class A Common Shares 7120.0 7120 D This share appreciation right ("SAR") was granted as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all SARs awards held by the reporting person with respect to Liberty Global's LiLAC ordinary shares (each, a "Pre-Split LiLAC Award") were adjusted pursuant to the anti-dilution provisions of the incentive plan under which the SAR awards were granted, such that the reporting person (i) disposed of the Pre-Split LiLAC Award and (ii) received a SAR relating to shares of the corresponding class of the Issuer's common shares ("Post-Split Splitco Award"). The terms of the Post-Split Splitco Award will, in all material respects, be the same as those of the corresponding Pre-Split LiLAC Award. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. The SARs are immediately exercisable. The SARs provide for vesting of 12.5% of the shares on November 1, 2014, and the remaining shares in 14 equal quarterly installments commencing on February 1, 2015. The SARs provide for vesting of 12.5% of the shares on November 1, 2015, and the remaining shares in 14 equal quarterly installments commencing on February 1, 2016. The SARs provide for vesting of 12.5% of the shares on November 1, 2016, and the remaining shares in 14 equal quarterly installments commencing on February 1, 2017. The SARs provide for vesting of 12.5% of the shares on November 1, 2017, and the remaining shares in 14 equal quarterly installments commencing on February 1, 2018. On December 29, 2017, Liberty Global effected the split-off of its wholly-owned subsidiary, the Issuer, by distributing the Issuer's common shares (the "distribution") to the holders of Liberty Global's LiLAC ordinary shares. Immediately following the distribution, the LiLAC ordinary shares were redesignated as deferred shares (with virtually no economic rights) and those deferred shares were transferred for no consideration to a third-party designee (such transactions together with the distribution, the "Split-Off"). In the distribution, holders of LiLAC ordinary shares received one share of the same class of common shares of the Issuer for each LiLAC ordinary share held by them at 5:00 p.m., New York City time, on December 29, 2017. The trading symbols for the Issuer's classes of common shares are LILA, LILAB, and LILAK. /s/ Charles H.R. Bracken 2018-02-13