0001437749-22-027390.txt : 20221115
0001437749-22-027390.hdr.sgml : 20221115
20221114192428
ACCESSION NUMBER: 0001437749-22-027390
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20220930
FILED AS OF DATE: 20221115
DATE AS OF CHANGE: 20221114
EFFECTIVENESS DATE: 20221115
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GOULD ASSET MANAGEMENT LLC /CA/
CENTRAL INDEX KEY: 0001091961
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14118
FILM NUMBER: 221388631
BUSINESS ADDRESS:
STREET 1: 341 WEST FIRST STREET
STREET 2: SUITE 200
CITY: CLAREMONT
STATE: CA
ZIP: 91711
BUSINESS PHONE: (909) 445-1291
MAIL ADDRESS:
STREET 1: 341 WEST FIRST STREET
STREET 2: SUITE 200
CITY: CLAREMONT
STATE: CA
ZIP: 91711
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001091961
XXXXXXXX
09-30-2022
09-30-2022
GOULD ASSET MANAGEMENT LLC /CA/
341 WEST FIRST STREET
SUITE 200
CLAREMONT
CA
91711
13F HOLDINGS REPORT
028-14118
N
THOMAS K. CARR JR
CHIEF COMPLIANCE OFFICER
909-445-1291
/s/ Thomas K. Carr Jr.
Claremont
CA
11-14-2022
0
132
294690
false
INFORMATION TABLE
2
infotable_gamq322.xml
3M COMPANY
COM
88579Y101
139
1254
SH
SOLE
1254
0
0
ABBOTT LABORATORIES
COM
002824100
444
4587
SH
SOLE
4587
0
0
ACCENTURELTD BERMUDA CL A ISI
SHS CLASS A
G1151C101
612
2377
SH
SOLE
2377
0
0
ALERIAN MLP ETF
ALERIAN MLP
00162Q452
726
19866
SH
SOLE
19866
0
0
AMAZON.COM INC
COM
023135106
228
2020
SH
SOLE
2020
0
0
APPLE COMPUTER INC.
COM
037833100
3626
26236
SH
SOLE
26236
0
0
AUTOMATIC DATA PROCESSING INC
COM
053015103
285
1262
SH
SOLE
1262
0
0
BANCO BRADESCO SA ADR
SP ADR PFD NEW
059460303
164
44479
SH
SOLE
44479
0
0
BERKSHIRE HATHAWAY INC DEL C
CL B NEW
084670702
338
1265
SH
SOLE
1265
0
0
BRF - BRASIL FOODS SA ADR
SPONSORED ADR
10552T107
170
72690
SH
SOLE
72690
0
0
BRISTOL MYERS SQUIBB
COM
110122108
650
9150
SH
SOLE
9150
0
0
BROADCOM INC
COM
11135F101
349
786
SH
SOLE
786
0
0
BROOKFIELD ASSET MANAGEMENT
CL A LTD VT SH
112585104
239
5855
SH
SOLE
5855
0
0
BUNGE LIMITED
COM
G16962105
343
4160
SH
SOLE
4160
0
0
CATERPILLAR INC
COM
149123101
267
1625
SH
SOLE
1625
0
0
CHUBB CORP
COM
H1467J104
238
1311
SH
SOLE
1311
0
0
CISCO SYS INC
COM
17275R102
337
8426
SH
SOLE
8426
0
0
CLAYMORE S&P GLOBAL WATER ETF
S&P GBL WATER
46138E263
224
5455
SH
SOLE
5455
0
0
COCA COLA CO
COM
191216100
438
7816
SH
SOLE
7816
0
0
COMCASTCORP NEW CL A
CL A
20030N101
269
9170
SH
SOLE
9170
0
0
COSTCO WHOLESALE CORP
COM
22160K105
818
1732
SH
SOLE
1732
0
0
CRESUD S. A. C. I. F. Y. A. W
*W EXP 03/08/202
P3311R259
14
32840
SH
SOLE
32840
0
0
CRESUD S.A.C.I.F.Y.A. SPONS A
SPONSORED ADR
226406106
154
28208
SH
SOLE
28208
0
0
DIMENSIONAL US CORE EQUITY MA
US CORE EQT MKT
25434V104
463
18395
SH
SOLE
18395
0
0
DIMENSIONAL WORLD EX US CORE
WORLD EX US CORE
25434V880
1298
68700
SH
SOLE
68700
0
0
DISNEY WALT CO
COM
254687106
238
2520
SH
SOLE
2520
0
0
ENBRIDGE INC
COM
29250N105
380
10246
SH
SOLE
10246
0
0
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
391
35406
SH
SOLE
35406
0
0
ENTERPRISE PRODUCTS PARTNERS
COM
293792107
359
15094
SH
SOLE
15094
0
0
EXXON MOBIL CORPORATION
COM
30231G102
451
5165
SH
SOLE
5165
0
0
FIRST TRUST GLOBAL WIND ENERG
GBL WND ENRG ETF
33736G106
184
12135
SH
SOLE
12135
0
0
HOME DEPOT INC COM
COM
437076102
909
3294
SH
SOLE
3294
0
0
ISHARES 0-5 YEAR TIPS BOND ET
0-5 YR TIPS ETF
46429B747
9087
94551
SH
SOLE
94551
0
0
ISHARES BARCLAYS 20 YEAR TRE
20 YR TR BD ETF
464287432
12865
125574
SH
SOLE
125574
0
0
ISHARES BARCLAYS SHORT TREASU
SHORT TREAS BD
464288679
1796
16329
SH
SOLE
16329
0
0
ISHARES BARCLAYS TIPS BOND ET
TIPS BD ETF
464287176
591
5635
SH
SOLE
5635
0
0
ISHARES CALIFORNIA MUNI BOND
CALIF MUN BD ETF
464288356
739
13635
SH
SOLE
13635
0
0
ISHARES DOW JONES SELECT DIVI
SELECT DIVID ETF
464287168
1242
11580
SH
SOLE
11580
0
0
ISHARES ESG 1-5 YEAR USD CORP
ESG AWRE 1 5 YR
46435G243
233
9905
SH
SOLE
9905
0
0
ISHARES ESG ADVANCED MSCI USA
ESG MSCI USA ETF
46436E767
223
7975
SH
SOLE
7975
0
0
ISHARES FTSE CHINA INDEX ETF
CHINA LG-CAP ETF
464287184
209
8074
SH
SOLE
8074
0
0
ISHARES GOLD TRUST
ISHARES NEW
464285204
2132
67613
SH
SOLE
67613
0
0
ISHARES INC MSCI EM ESG OPT
ESG AWR MSCI EM
46434G863
467
16875
SH
SOLE
16875
0
0
ISHARES INC MSCI EMRG MKTS SM
EM MKT SM-CP ETF
464286475
224
4935
SH
SOLE
4935
0
0
ISHARES MSCI ACWI LOW CARBON
MSCI LW CRB TG
46434V464
962
7595
SH
SOLE
7595
0
0
ISHARES MSCI AUSTRALIA INDEX
MSCI AUST ETF
464286103
197
10065
SH
SOLE
10065
0
0
ISHARES MSCI CANADA INDEX ETF
MSCI CDA ETF
464286509
669
21737
SH
SOLE
21737
0
0
ISHARES MSCI EAFE INDEX ETF
MSCI EAFE ETF
464287465
4580
81775
SH
SOLE
81775
0
0
ISHARES MSCI HONG KONG INDEX
MSCI HONG KG ETF
464286871
507
27821
SH
SOLE
27821
0
0
ISHARES MSCI INDIA SMALL-CAP
MSCI INDIA SM CP
46429B614
287
5455
SH
SOLE
5455
0
0
ISHARES MSCI KLD
MSCI KLD400 SOC
464288570
227
3383
SH
SOLE
3383
0
0
ISHARES MSCI MEXICO INVESTABL
MSCI MEXICO ETF
464286822
327
7385
SH
SOLE
7385
0
0
ISHARES MSCI SINGAPORE INDEX
MSCI SINGPOR ETF
46434G780
468
27359
SH
SOLE
27359
0
0
ISHARES MSCI SOUTH KOREA INDE
MSCI STH KOR ETF
464286772
513
10832
SH
SOLE
10832
0
0
ISHARES MSCI TAIWAN INDEX ETF
MSCI TAIWAN ETF
46434G772
667
15485
SH
SOLE
15485
0
0
ISHARES MSCI USA ESG OPTIMIZE
ESG AWR MSCI USA
46435G425
1137
14322
SH
SOLE
14322
0
0
ISHARES MSCI USA ESG SELECT E
MSCI USA ESG SLC
464288802
978
12885
SH
SOLE
12885
0
0
ISHARES S&P 500 INDEX ETF
CORE S&P500 ETF
464287200
10476
29209
SH
SOLE
29209
0
0
ISHARES S&P NATL AMTFREE MUNI
NATIONAL MUN ETF
464288414
218
2125
SH
SOLE
2125
0
0
ISHARES S&P SHORT-TERM NATION
SHRT NAT MUN ETF
464288158
430
4185
SH
SOLE
4185
0
0
ISHARES TR DOW JONES U S REAL
U.S. REAL ES ETF
464287739
544
6685
SH
SOLE
6685
0
0
ISHARES TR INTL SEL DIV ETF
INTL SEL DIV ETF
464288448
1286
57095
SH
SOLE
57095
0
0
ISHARES TR MSCI EAFE ESG OPT
ESG AW MSCI EAFE
46435G516
1210
21555
SH
SOLE
21555
0
0
ISHARES TR S&P 100 INDEX FUN
S&P 100 ETF
464287101
245
1509
SH
SOLE
1509
0
0
ISHARES TRUST CORE MSCI EAFE
CORE MSCI EAFE
46432F842
271
5142
SH
SOLE
5142
0
0
ISHARES ULTRA SHORT-TERM BOND
BLACKROCK ULTRA
46434V878
467
9330
SH
SOLE
9330
0
0
ISHARES ESG SCREENED S&P MID
ESG SCRD S&P MID
46436E551
334
11235
SH
SOLE
11235
0
0
ITAU UNIBANCO HOLDING SA ADR
SPON ADR REP PFD
465562106
182
35195
SH
SOLE
35195
0
0
J P MORGAN CHASE & CO COM ISI
COM
46625H100
680
6505
SH
SOLE
6505
0
0
JOHNSON & JOHNSON COM
COM
478160104
495
3030
SH
SOLE
3030
0
0
LOCKHEED MARTIN CORP COM
COM
539830109
257
665
SH
SOLE
665
0
0
LOWES COMPANIES
COM
548661107
441
2347
SH
SOLE
2347
0
0
MARKET VECTORS AGRIBUSINESS E
AGRIBUSINESS ETF
92189F700
228
2827
SH
SOLE
2827
0
0
MARKET VECTORS BRAZIL SMALL C
BRAZIL SMALL CAP
92189F825
229
15020
SH
SOLE
15020
0
0
MASTERCARD INC CL A
CL A
57636Q104
526
1850
SH
SOLE
1850
0
0
MCDONALDS CORP
COM
580135101
754
3269
SH
SOLE
3269
0
0
MERCK & CO INC
COM
58933Y105
211
2452
SH
SOLE
2452
0
0
MICROSOFT CORPORATION
COM
594918104
2068
8879
SH
SOLE
8879
0
0
MORGAN STANLEY INDIA INVESTME
COM
61745C105
233
10014
SH
SOLE
10014
0
0
NEXTERA ENERGY INC COM
COM
65339F101
530
6754
SH
SOLE
6754
0
0
NIKE INC CLASS B
CL B
654106103
286
3444
SH
SOLE
3444
0
0
NUTRIEN LTD
COM
67077M108
230
2758
SH
SOLE
2758
0
0
NUVEEN GLB HIGH INC FD
SHS
67075G103
184
17471
SH
SOLE
17471
0
0
ONEOK INC CM (NEW)
COM
682680103
437
8537
SH
SOLE
8537
0
0
ORACLE CORPORATION
COM
68389X105
222
3636
SH
SOLE
3636
0
0
PEPSICO INC
COM
713448108
1832
11221
SH
SOLE
11221
0
0
PFIZER INC.
COM
717081103
760
17364
SH
SOLE
17364
0
0
PIMCOTOTAL RETURN ETF
ACTIVE BD ETF
72201R775
6638
73991
SH
SOLE
73991
0
0
PLAINS ALL AMERICAN PIPELINE
UNIT LTD PARTN
726503105
226
21525
SH
SOLE
21525
0
0
POWERSHARES BUILD AMERICA BON
TAXABLE MUN BD
46138G805
10730
418341
SH
SOLE
418341
0
0
POWERSHARES FINANCIAL PREFERR
FINL PFD ETF
46137V621
527
35059
SH
SOLE
35059
0
0
POWERSHARES PREFERRED ETF
PFD ETF
46138E511
1083
91138
SH
SOLE
91138
0
0
PROCTER & GAMBLE CO
COM
742718109
645
5108
SH
SOLE
5108
0
0
QUALCOMM INC
COM
747525103
220
1945
SH
SOLE
1945
0
0
S&P 500 DEPOSITORY RECEIPT
TR UNIT
78462F103
98350
275352
SH
SOLE
275352
0
0
S&P GLOBAL INC
COM
78409V104
206
673
SH
SOLE
673
0
0
SCHWAB EMERGING MARKETS EQUIT
EMRG MKTEQ ETF
808524706
442
19725
SH
SOLE
19725
0
0
SCHWAB INTERNATIONAL EQUITY E
INTL EQTY ETF
808524805
861
30605
SH
SOLE
30605
0
0
SPDR GOLD TRUST ETF
GOLD SHS
78463V107
1933
12500
SH
SOLE
12500
0
0
SPDR PORTFOLIO SHORT TERM COR
PORTFOLIO SHORT
78464A474
684
23409
SH
SOLE
23409
0
0
SPDR S&P MID CAP 400 ETF
UTSER1 S&PDCRP
78467Y107
2906
7236
SH
SOLE
7236
0
0
SPDR SER TR SP500 FOSL ETF
SPDR S&P 500 ETF
78468R796
4124
47325
SH
SOLE
47325
0
0
STRYKER CORP
COM
863667101
388
1918
SH
SOLE
1918
0
0
TARGA RESOURCES CORP
COM
87612G101
451
7481
SH
SOLE
7481
0
0
TC ENERGY CORPCOM
COM
87807B107
358
8884
SH
SOLE
8884
0
0
TEXAS INSTRUMENTS INC
COM
882508104
533
3441
SH
SOLE
3441
0
0
UNION PACIFIC CORP
COM
907818108
320
1640
SH
SOLE
1640
0
0
UNITEDHEALTH GROUP
COM
91324P102
830
1643
SH
SOLE
1643
0
0
VALE S.A. SPONS ADR REPR 1 CO
SPONSORED ADS
91912E105
197
14780
SH
SOLE
14780
0
0
VANECK VECTORS PFD SECS EX FI
PREFERRED SECURT
92189F429
196
11420
SH
SOLE
11420
0
0
VANGUARD EMERGING MARKETS ETF
FTSE EMR MKT ETF
922042858
2171
59497
SH
SOLE
59497
0
0
VANGUARD EXTENDED MARKET INDE
EXTEND MKT ETF
922908652
5247
41276
SH
SOLE
41276
0
0
VANGUARD FTSE DEVELOPED MARKE
VAN FTSE DEV MKT
921943858
5085
139851
SH
SOLE
139851
0
0
VANGUARD HIGH DIVIDEND YIELD
HIGH DIV YLD
921946406
971
10239
SH
SOLE
10239
0
0
VANGUARD INDEX FDS VANGUARD
TOTAL STK MKT
922908769
399
2225
SH
SOLE
2225
0
0
VANGUARD INTERMEDIATE TERM CO
INT-TERM CORP
92206C870
580
7664
SH
SOLE
7664
0
0
VANGUARD INTL EQUITY INDEX
ALLWRLD EX US
922042775
1368
30835
SH
SOLE
30835
0
0
VANGUARD LONG TERM CORPORATE
LG-TERM COR BD
92206C813
3221
43979
SH
SOLE
43979
0
0
VANGUARD LONG-TERM TREASURY I
LONG TERM TREAS
92206C847
524
8330
SH
SOLE
8330
0
0
VANGUARD REIT INDEX ETF
REAL ESTATE ETF
922908553
8155
101720
SH
SOLE
101720
0
0
VANGUARD S&P 500 ETF
S&P 500 ETF SHS
922908363
439
1336
SH
SOLE
1336
0
0
VANGUARD SHORT TERM TREASURY
SHORT TERM TREAS
92206C102
9505
164471
SH
SOLE
164471
0
0
VANGUARD SHORT-TERM CORPORATE
SHRT TRM CORP BD
92206C409
14048
189119
SH
SOLE
189119
0
0
VANGUARD ST TIPS BOND FD
STRM INFPROIDX
922020805
8952
186081
SH
SOLE
186081
0
0
VANGUARD TOTAL BOND MARKET ET
TOTAL BND MRKT
921937835
3521
49360
SH
SOLE
49360
0
0
VANGUARD VALUE ETF
VALUE ETF
922908744
946
7660
SH
SOLE
7660
0
0
VANGUARD WORLD ESG US STOCK E
ESG US STK ETF
921910733
798
12685
SH
SOLE
12685
0
0
VANGUARD WORLD FD ESG INTL ST
ESG INTL STK ETF
921910725
810
18640
SH
SOLE
18640
0
0
VISA INC CLASS A
COM CL A
92826C839
630
3544
SH
SOLE
3544
0
0
WAL-MART STORES INC
COM
931142103
716
5521
SH
SOLE
5521
0
0
WESTERN ASSET EMERGING MARKET
COM
95766A101
310
38885
SH
SOLE
38885
0
0
WORLD GOLD TR SPDR GLD MINIS
SPDR GLD MINIS
98149E303
10108
306477
SH
SOLE
306477
0
0