-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AYShCincAqfIw1TAxo6/o0KPCojpqWPfVGiN746YHdDRxS8lbI/uKVelm4zY/9Bu mgnt1cfYljm3NX4o44RtEg== 0001019965-01-000090.txt : 20010330 0001019965-01-000090.hdr.sgml : 20010330 ACCESSION NUMBER: 0001019965-01-000090 CONFORMED SUBMISSION TYPE: 10-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20001231 FILED AS OF DATE: 20010329 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BANC ONE HELOC 1999-1 CENTRAL INDEX KEY: 0001091960 STANDARD INDUSTRIAL CLASSIFICATION: ASSET-BACKED SECURITIES [6189] IRS NUMBER: 367282500 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 10-K SEC ACT: SEC FILE NUMBER: 333-59845-01 FILM NUMBER: 1583631 BUSINESS ADDRESS: STREET 1: C/O THE FIRST NATIONAL BANK OF CHICAGO STREET 2: 9TH FL 1 N STATE STREET CITY: CHICAGO STATE: IL ZIP: 60670-0126 BUSINESS PHONE: 3124071902 MAIL ADDRESS: STREET 1: C/O FIRST NATIONAL BANK OF CHICAGO STREET 2: ONE FIRST NATIONAL PLAZA CITY: CHICAGO STATE: IL ZIP: 60670-0126 10-K 1 0001.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 (Mark One) [ x] Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended DECEMBER 31, 2000 __________________ or [ ] Transition Report Pursuant to Section 13 or 15d of the Securities Exchange Act of 1934 For the transition period from _____________ to ________ Commission file Number 333-59845-01 BANC ONE HELOC TRUST 1999-1 (Exact name of registrant as specified in its charter) United States 36-7282500 (State or other jurisdiction (I.R.S. Employer of incorporation or organization) Identification No.) c/o Bank One, N.A., Corporate Trust Services Division 1 N. State Street, 9th Floor Chicago, IL 60670 (Address of Principal Executive Offices) (Zip Code) Registrant's telephone number, including area code:(312) 336-9730 Securities registered pursuant to Section 12(b) of the Act NONE Securities registered pursuant to Section 12(g) of the Act Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. X - Yes No PART I Item 2. Properties Not applicable on reliance of Relief Letters Item 3. Legal Proceedings There were no legal proceedings. Item 4. Submission of Matters to a Vote of Security Holders There were no matters submitted to a vote of the Security Holders. PART II Item 5. Market for Registrant's Common Equity and Related Stockholder matters There were less than 300 participants in the DTC system holding positions in the Cede certificates. The following were Noteholders and Certificateholders of record as of the end of the reporting year. BANC ONE HELOC TRUST Series 1999-1 Class Certificate Cede & Co There is no established public trading market for the notes. Item 9. Changes in and Disagreements with Accountants on Accounting and Financial Disclosu Information required by Item 304 of Reg. S-K. There were no changes in and/or disagreements with Accountants on Accounting and Financial Disclosures. PART IV Item 12. Security Ownership of Certain Beneficial Owners and Management The Notes are represented by one or more notes registered in the name of Cede & Co., the nominee of The Depository Trust Company. An investor holding Notes is not entitled to receive a certificate representing such Note, except in limited circumstances. Accordingly, Cede & Co. is the sole holder of Notes, which it holds on behalf of brokers, dealers, banks and other participants in the DTC system. Such participants may hold Notes for their own accounts or for the accounts of their customers. The address of Cede & Co. is: Cede & Co. c/o The Depository Trust Company Seven Hanover Square New York, New York 10004 Item 13. Certain Relationships and Related Transactions. There has not been, and there is not currently proposed, any transactions or series or transactions, to which any of the Trust, the Registrant, the Trustee or the Servicer is a party with any Noteholder who, to the knowledge of the Registrant and Servicer, owns of record or beneficially more than five percent of the Notes. Item 14. Exhibits, Financial Statement Schedules, and Reports on Form 8-K (a) 1. Not Applicable 2. Not Applicable 3. Exhibits 99.1 Annual Summary Statement 99.2 Annual Statement as to Compliance. 99.3 Annual Independent Public Accountant's Servicing Report. (b) Reports on Form 8-K The registrant has filed Current Reports on Form 8-K with the Securities and Exchange Commission dated: January 20, 2000; February 22,2000; March 20,2000 April 20, 2000; May 22, 2000; June 20, 2000; July 20, 2000; August 21, 2000; September 20, 2000; October 20, 2000; November 20, 2000; December 20, 2000 (c) See (a) 3 above (d) Not Applicable SIGNATURES Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. BANC ONE HELOC TRUST Series 1999-1 /s/ Keith Richardson, Trust Officer Bank One Date: March 31, 2001 EXHIBIT INDEX Exhibit Number Description 99.1 Annual Summary Statement 99.2 Annual Statement of Compliance 99.3 Report of Independent Accountants EXHIBIT 99.1 -- Summary of Aggregate Amounts or End of Year Amounts for the period ending December 31, 2000 BANC ONE HELOC TRUST Series 1999-1 Summary of Aggregate Amounts or End of Year Amounts Pool Balance $402,013,086.94 Principal Collections $79,179,169.76 Realized Loss $1,517,288.68 Gross Interest Collections (1) Servicer Fees $2,239,041.98 Trustee Fees (1) Includes prepayment premiums if applicable. Deliquency Information Number Stated Principal Bal 30-59 days 121 $3,241,517.00 60-89 days 40 $1,091,354.00 90+ days 45 $1,644,769.00 Foreclosures Bankruptcies REO Properties Certificate Balance Interest Principal Certificate $384,080,499.35 $29,054,509.19 $82,483,987.77 EXHIBIT 99.2 -- Servicer's Annual Statement of Compliance To be supplied upon receipt by the Trustee EXHIBIT 99.3 -- Report of Independent Auditors To be supplied upon receipt by the Trustee -----END PRIVACY-ENHANCED MESSAGE-----