0001562180-18-001529.txt : 20180307 0001562180-18-001529.hdr.sgml : 20180307 20180307145115 ACCESSION NUMBER: 0001562180-18-001529 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180305 FILED AS OF DATE: 20180307 DATE AS OF CHANGE: 20180307 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Andrew Clyde Farnsworth CENTRAL INDEX KEY: 0001644624 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14962 FILM NUMBER: 18673039 MAIL ADDRESS: STREET 1: CIRCOR INTERNATIONAL, INC. STREET 2: 30 CORPORATE DRIVE, SUITE 200 CITY: BURLINGTON STATE: MA ZIP: 01803 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CIRCOR INTERNATIONAL INC CENTRAL INDEX KEY: 0001091883 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490] IRS NUMBER: 043477276 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O CIRCOR INC STREET 2: 30 CORPORATE DR., SUITE 200 CITY: BURLINGTON STATE: MA ZIP: 01803-4238 BUSINESS PHONE: 7812701200 MAIL ADDRESS: STREET 1: C/O CIRCOR INC STREET 2: 30 CORPORATE DR., SUITE 200 CITY: BURLINGTON STATE: MA ZIP: 01803-4238 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2018-03-05 false 0001091883 CIRCOR INTERNATIONAL INC CIR 0001644624 Andrew Clyde Farnsworth 30 CORPORATE DRIVE, SUITE 200 BURLINGTON MA 01803 false true false false Chief Human Resources Officer Restricted Stock Unit 0.00 2018-03-05 2018-03-05 4 A false 882.00 0.00 A 2019-04-05 2028-03-05 Common Stock 882.00 882.00 D Restricted Stock Unit (MSP) 0.00 2018-03-05 2018-03-05 4 A false 375.00 0.00 A 2021-03-05 2028-03-05 Common Stock 375.00 375.00 D Stock Options 42.62 2018-03-05 2018-03-05 4 A false 2556.00 42.62 A 2019-03-05 2025-03-05 Common Stock 2556.00 2556.00 D The grant of Restricted Stock Units (RSUs), reported herein, entitles the Reporting Person to receive shares of the issuer common stock in equal installments of one-third of the original RSU grant on either (i) the annual vesting of the grant or (ii) upon the conclusion of such longer deferral period as the Reporting Person may elect in advance. In either occurrence, (i) or (ii), the RSUs automatically convert into shares of common stock on a one-for-one basis at no conversion cost to the Reporting Person. This Restricted Stock Units (RSUs) grant is issued pursuant to a provision of the issuer Management Stock Purchase Plan (MSPP) whereby certain executives may make an advance election to receive RSUs in lieu of a specified percentage or dollar amount of that executives' annual incentive cash bonus under the bonus plan applicable to the executive. The RSUs are issued in whole units at a 33% discount from fair market value of the issuer's common stock on the date the underlying bonus is determined and generally vest 3 years from the date of the grant, at which time the RSUs convert into shares of common stock on a one-for-one basis unless the executive previously elected a longer deferral period. The options generally vest in equal annual installments of one-third of the original stock option grant over a three year period from award date. The options convert into shares of common stock on a one-for-one basis. /s/ Rajeev Bhalla, his attorney in fact 2018-03-07