0001562180-16-001921.txt : 20160304 0001562180-16-001921.hdr.sgml : 20160304 20160304165412 ACCESSION NUMBER: 0001562180-16-001921 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160303 FILED AS OF DATE: 20160304 DATE AS OF CHANGE: 20160304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CIRCOR INTERNATIONAL INC CENTRAL INDEX KEY: 0001091883 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490] IRS NUMBER: 043477276 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O CIRCOR INC STREET 2: 30 CORPORATE DR., SUITE 200 CITY: BURLINGTON STATE: MA ZIP: 01803-4238 BUSINESS PHONE: 7812701200 MAIL ADDRESS: STREET 1: C/O CIRCOR INC STREET 2: 30 CORPORATE DR., SUITE 200 CITY: BURLINGTON STATE: MA ZIP: 01803-4238 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ODONNELL JOHN A CENTRAL INDEX KEY: 0001173592 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14962 FILM NUMBER: 161485894 MAIL ADDRESS: STREET 1: 2929 ALLEN PARKWAY STREET 2: SUITE 2100 CITY: HOUSTON STATE: TX ZIP: 77019 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2016-03-03 false 0001091883 CIRCOR INTERNATIONAL INC CIR 0001173592 ODONNELL JOHN A 30 CORPORATE DRIVE SUITE 200 BURLINGTON MA 01803-4238 true false false false Common Stock 2016-03-03 2016-03-03 4 M false 350.00 A 5799.00 D Common Stock 2016-03-04 2016-03-04 4 M false 594.00 A 6393.00 D Common Stock 2016-03-04 2016-03-04 4 M false 1771.00 A 8164.00 D Restricted Stock Unit 0.00 2016-03-03 2016-03-03 4 M false 350.00 D 2016-03-03 2024-03-03 Common Stock 350.00 350.00 D Restricted Stock Unit 0.00 2016-03-04 2016-03-04 4 M false 594.00 D 2016-03-04 2023-03-04 Common Stock 594.00 0.00 D Management Stock Purchase 0.00 2016-03-04 2016-03-04 4 M false 1771.00 D 2016-03-04 2023-03-04 Common Stock 1771.00 0.00 D The Restricted Stock Units (RSUs), the conversion of which are reported herein, were granted to the Reporting Person by the issuer as part of equity incentive grants made by the issuer on 3/03/2014 utilizing a fair market value (FMV) of a share of the issuers stock of $71.56. The RSU grant vests in equal portions over a three year period, and are received by the Reporting Person upon vesting, on a one-for-one basis. This report reflects the vesting of one-third portion of the original RSU grant; however, the Reporting Person has elected to defer receipt of the shares until March 3, 2020. The Restricted Stock Units (RSUs), the conversion of which are reported herein, were granted to the Reporting Person by the issuer as part of equity incentive grants made by the issuer on 3/4/2013 utilizing a fair market value (FMV) of a share of the issuers stock of $42.12. The RSU grant vests in equal portions over a three year period, and are received by the Reporting Person upon vesting, on a one-for-one basis. This report reflects the final vesting of one-third portion of the original RSU grant and the acquisition by the Reporting Person of the underlying shares. The Restricted Stock Units (RSUs), the conversion of which are reported herein, were issued to the Reporting Person pursuant to issuers Management Stock Purchase Plan (MSPP) on 3/4/2013 utilizing a fair market value (FMV) of a share of the issuers stock of $42.12. RSUs are issued in whole units on the basis of a 33 percent discount from FMV of the issuers common stock on the date the underlying bonus ios determined ($28.22 in this case) and generally vest 3 years from date of grant, at which time they convert into shares of common stock unless the executive has previously elected a longer deferral period. Acquisition price reflects the 33% discount to FMV of issuers stock on grant date. This report reflects the acquisition by the Reporting Person of the common stock underlying the RSUs. /s/ Alan J. Glass, attorney-in-fact 2016-03-07