0001567619-22-005526.txt : 20220224
0001567619-22-005526.hdr.sgml : 20220224
20220224202959
ACCESSION NUMBER: 0001567619-22-005526
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220222
FILED AS OF DATE: 20220224
DATE AS OF CHANGE: 20220224
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KIRK RANDAL J
CENTRAL INDEX KEY: 0001091823
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36042
FILM NUMBER: 22673868
MAIL ADDRESS:
STREET 1: 1881 GROVE AVENUE
CITY: RADFORD
STATE: VA
ZIP: 24141
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRECIGEN, INC.
CENTRAL INDEX KEY: 0001356090
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: VA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 20374 SENECA MEADOWS PARKWAY
CITY: GERMANTOWN
STATE: MD
ZIP: 20876
BUSINESS PHONE: 301-556-9900
MAIL ADDRESS:
STREET 1: 20374 SENECA MEADOWS PARKWAY
CITY: GERMANTOWN
STATE: MD
ZIP: 20876
FORMER COMPANY:
FORMER CONFORMED NAME: INTREXON CORP
DATE OF NAME CHANGE: 20060313
4
1
doc1.xml
FORM 4
X0306
4
2022-02-22
0
0001356090
PRECIGEN, INC.
PGEN
0001091823
KIRK RANDAL J
C/O THIRD SECURITY, LLC
1881 GROVE AVENUE
RADFORD
VA
24141
1
0
1
0
Common Stock
2022-02-22
4
A
0
49261
2.03
A
19004634
I
by R.J. Kirk DOT
Common Stock
1000000
I
by Parkview 2020
Common Stock
479857
I
by JPK 2008
Common Stock
3597953
I
by JPK 2009
Common Stock
1612186
I
by JPK 2012
Common Stock
447405
I
by Kellie L. Banks LTT
Common Stock
478894
I
by MGK 2008
Common Stock
3838992
I
by MGK 2009
Common Stock
1594863
I
by MGK 2011
Common Stock
567535
I
by ZSK 2008
Common Stock
342685
I
by ZSK 2009
Common Stock
1144481
I
by Spouse
Common Stock
13520789
I
by Kapital Joe
Common Stock
1403
I
by Lotus
Common Stock
16406828
I
by Sunset 2020
Option to Purchase Common Stock (Right to Buy)
2.03
2022-02-22
4
A
0
166378
0
A
2022-02-22
2032-02-22
Common Stock
166378
166378
I
by R.J. Kirk DOT
Restricted Stock Units
2022-02-22
4
A
0
123152
0
A
Common Stock
123152
123152
I
by R.J. Kirk DOT
The indicated number of shares reflects an internal transfer from ADC 2010, LLC ("ADC 2010") to the R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), following the liquidation of ADC 2010 on December 31, 2021.
Randal J. Kirk controls each of R.J. Kirk DOT, Parkview 2020 Limited Partnership ("Parkview 2020"), JPK 2008 LLC ("JPK 2008"), JPK 2009 LLC ("JPK 2009"), JPK 2012 LLC ("JPK 2012"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), MGK 2008 LLC ("MGK 2008"), MGK 2009 LLC ("MGK 2009"), MGK 2011 LLC ("MGK 2011"), ZSK 2008 LLC ("ZSK 2008"), ZSK 2009 LLC ("ZSK 2009"), Kapital Joe, LLC ("Kapital Joe"), Lotus Capital (2000) Company, Inc. ("Lotus"), and Sunset 2020 LLC ("Sunset 2020"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
Each restricted stock unit represents a contingent right to receive one (1) share of issuer common stock, and (ii) shall vest on the one-year anniversary of the date of grant, subject to Mr. Kirk continuously providing services to the issuer or an affiliate from the date of grant until such time.
Due to row limitations, this filing is comprised of two (2) Forms 4. Additional details are reported on a separate Form 4 filed with the SEC on February 24, 2022.
/s/ Randal J. Kirk
2022-02-24