0001567619-22-000657.txt : 20220105 0001567619-22-000657.hdr.sgml : 20220105 20220105175731 ACCESSION NUMBER: 0001567619-22-000657 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220104 FILED AS OF DATE: 20220105 DATE AS OF CHANGE: 20220105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KIRK RANDAL J CENTRAL INDEX KEY: 0001091823 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36042 FILM NUMBER: 22512704 MAIL ADDRESS: STREET 1: 1881 GROVE AVENUE CITY: RADFORD STATE: VA ZIP: 24141 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRECIGEN, INC. CENTRAL INDEX KEY: 0001356090 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20374 SENECA MEADOWS PARKWAY CITY: GERMANTOWN STATE: MD ZIP: 20876 BUSINESS PHONE: 301-556-9900 MAIL ADDRESS: STREET 1: 20374 SENECA MEADOWS PARKWAY CITY: GERMANTOWN STATE: MD ZIP: 20876 FORMER COMPANY: FORMER CONFORMED NAME: INTREXON CORP DATE OF NAME CHANGE: 20060313 4 1 doc1.xml FORM 4 X0306 4 2022-01-04 0 0001356090 PRECIGEN, INC. PGEN 0001091823 KIRK RANDAL J C/O THIRD SECURITY, LLC 1881 GROVE AVENUE RADFORD VA 24141 1 0 1 0 Common Stock 2022-01-04 4 M 0 3444 A 18741568 I by R.J. Kirk DOT Common Stock 1000000 I by Parkview 2020 Common Stock 479857 I by JPK 2008 Common Stock 3597953 I by JPK 2009 Common Stock 1612186 I by JPK 2012 Common Stock 447405 I by Kellie L. Banks LTT Common Stock 478894 I by MGK 2008 Common Stock 3838992 I by MGK 2009 Common Stock 1594863 I by MGK 2011 Common Stock 567535 I by ZSK 2008 Common Stock 342685 I by ZSK 2009 Common Stock 213805 I by ADC 2010 Common Stock 1144481 I by Spouse Common Stock 13520789 I by Kapital Joe Common Stock 1403 I by Lotus Common Stock 16406828 I by Sunset 2020 Restricted Stock Units 2022-01-04 4 M 0 3444 0 A Common Stock 3444 3444 I by R.J. Kirk DOT Each restricted stock unit represents a contingent right to receive one (1) share of issuer common stock. Randal J. Kirk controls each of R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), Parkview 2020 Limited Partnership ("Parkview 2020"), JPK 2008 LLC ("JPK 2008"), JPK 2009 LLC ("JPK 2009"), JPK 2012 LLC ("JPK 2012"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), MGK 2008 LLC ("MGK 2008"), MGK 2009 LLC ("MGK 2009"), MGK 2011 ("MGK 2011"), ZSK 2008 LLC ("ZSK 2008"), ZSK 2009 LLC ("ZSK 2009"), ADC 2010, LLC ("ADC 2010"), Kapital Joe, LLC ("Kapital Joe"), Lotus Capital (2000) Company, Inc. ("Lotus"), and Sunset 2020 LLC ("Sunset 2020"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Due to row limitations, this filing is comprised of two (2) Forms 4. Additional details are reported on a separate Form 4 filed with the SEC on January 5, 2022. /s/ Randal J. Kirk 2022-01-05