0001567619-21-011765.txt : 20210607
0001567619-21-011765.hdr.sgml : 20210607
20210607161054
ACCESSION NUMBER: 0001567619-21-011765
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210603
FILED AS OF DATE: 20210607
DATE AS OF CHANGE: 20210607
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KIRK RANDAL J
CENTRAL INDEX KEY: 0001091823
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36042
FILM NUMBER: 21999646
MAIL ADDRESS:
STREET 1: 1881 GROVE AVENUE
CITY: RADFORD
STATE: VA
ZIP: 24141
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRECIGEN, INC.
CENTRAL INDEX KEY: 0001356090
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: VA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 20374 SENECA MEADOWS PARKWAY
CITY: GERMANTOWN
STATE: MD
ZIP: 20876
BUSINESS PHONE: 301-556-9900
MAIL ADDRESS:
STREET 1: 20374 SENECA MEADOWS PARKWAY
CITY: GERMANTOWN
STATE: MD
ZIP: 20876
FORMER COMPANY:
FORMER CONFORMED NAME: INTREXON CORP
DATE OF NAME CHANGE: 20060313
4
1
doc1.xml
FORM 4
X0306
4
2021-06-03
0
0001356090
PRECIGEN, INC.
PGEN
0001091823
KIRK RANDAL J
C/O THIRD SECURITY, LLC
1881 GROVE AVENUE
RADFORD
VA
24141
1
0
1
0
Common Stock
2021-06-03
4
J
0
354557
A
18684553
I
by R.J. Kirk DOT
Common Stock
2021-06-03
4
J
0
5663
A
479857
I
by JPK 2008
Common Stock
2021-06-03
4
J
0
56638
A
3597953
I
by JPK 2009
Common Stock
2021-06-03
4
J
0
22655
A
1612186
I
by JPK 2012
Common Stock
2021-06-03
4
J
0
3398
A
447405
I
by Kellie L. Banks LTT
Common Stock
2021-06-03
4
J
0
5663
A
478894
I
by MGK 2008
Common Stock
2021-06-03
4
J
0
56638
A
3838992
I
by MGK 2009
Common Stock
2021-06-03
4
J
0
22655
A
1594863
I
by MGK 2011
Common Stock
2021-06-03
4
J
0
5663
A
567535
I
by ZSK 2008
Common Stock
2021-06-03
4
J
0
4531
A
342685
I
by ZSK 2009
Common Stock
2021-06-03
4
J
0
14159
A
989243
I
by Sr. Staff 2015
Common Stock
2021-06-03
4
J
0
14168
A
989252
I
by Staff 2015
Common Stock
1592206
I
by Staff 2010
Common Stock
1383858
I
by Staff 2009
Common Stock
2976063
I
by Sr. Staff 2008
Common Stock
691929
I
by Incentive 2009
Common Stock
1260538
I
by Incentive 2010
Common Stock
213805
I
by ADC 2010
Common Stock
14140139
I
by Kapital Joe
Common Stock
311287
I
by Staff 2001
Common Stock
58800
I
by Sr. Staff
Common Stock
1403
I
by Lotus
Common Stock
59133
I
by Staff 2006
Common Stock
118266
I
by Sr. Staff 2006
Common Stock
19711
I
by Incentive 2006
Common Stock
4995000
I
by Sr. Staff 2007
Common Stock
2497500
I
by Staff 2007
Common Stock
832500
I
by Incentive 2007
Common Stock
16406828
I
by Sunset 2020
Common Stock
1144481
I
by Spouse
On June 3, 2021, the indicated number of shares were received as a distribution of issuer common stock from the Harvest Intrexon Enterprise Fund I LP.
On June 3, 2021, the indicated number of shares were received as a distribution of issuer common stock from the Harvest Intrexon Enterprise Fund I (AI) LP.
Randal J. Kirk controls each of R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008 LLC ("JPK 2008"), JPK 2009 LLC ("JPK 2009"), JPK 2012 LLC ("JPK 2012"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), MGK 2008 LLC ("MGK 2008"), MGK 2009 LLC ("MGK 2009"), MGK 2011 ("MGK 2011"), ZSK 2008 LLC ("ZSK 2008"), ZSK 2009 LLC ("ZSK 2009"), Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Staff 2010 LLC ("Staff 2010"), Third Security Staff 2009 LLC ("Staff 2009"), Third Security Senior Staff 2008 LLC ("Sr. Staff 2008"), and Third Security Incentive 2009 LLC ("Incentive 2009"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
Randal J. Kirk controls each of Third Security Incentive 2010 LLC ("Incentive 2010"), ADC 2010, LLC ("ADC 2010"), Kapital Joe, LLC ("Kapital Joe"), Third Security Staff 2001 LLC ("Staff 2001"), Third Security Senior Staff LLC ("Sr. Staff"), Lotus Capital (2000) Company, Inc. ("Lotus"), Third Security Staff 2006 LLC ("Staff 2006"), Third Security Senior Staff 2006 LLC ("Sr. Staff 2006"), Third Security Incentive 2006 LLC ("Incentive 2006"), Third Security Senior Staff 2007 LLC ("Sr. Staff 2007"), Third Security Staff 2007 LLC ("Staff 2007"), Third Security Incentive 2007 LLC ("Incentive 2007"), and Sunset 2020 LLC ("Sunset 2020"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
/s/ Randal J. Kirk
2021-06-07