0001567619-18-001313.txt : 20180816 0001567619-18-001313.hdr.sgml : 20180816 20180816171615 ACCESSION NUMBER: 0001567619-18-001313 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180814 FILED AS OF DATE: 20180816 DATE AS OF CHANGE: 20180816 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KIRK RANDAL J CENTRAL INDEX KEY: 0001091823 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32335 FILM NUMBER: 181024008 MAIL ADDRESS: STREET 1: 1881 GROVE AVENUE CITY: RADFORD STATE: VA ZIP: 24141 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HALOZYME THERAPEUTICS INC CENTRAL INDEX KEY: 0001159036 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 880488686 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11388 SORRENTO VALLEY ROAD CITY: SAN DIEGO STATE: CA ZIP: 92121-1345 BUSINESS PHONE: (858) 794-8889 MAIL ADDRESS: STREET 1: 11388 SORRENTO VALLEY ROAD CITY: SAN DIEGO STATE: CA ZIP: 92121-1345 FORMER COMPANY: FORMER CONFORMED NAME: GLOBAL YACHT SERVICES INC DATE OF NAME CHANGE: 20010912 4 1 doc1.xml FORM 4 X0306 4 2018-08-14 0 0001159036 HALOZYME THERAPEUTICS INC HALO 0001091823 KIRK RANDAL J C/O THIRD SECURITY, LLC 1881 GROVE AVENUE RADFORD VA 24141 0 0 1 0 Common Stock 2018-08-14 4 S 0 123014 17.36 D 4719290 I by R.J. Kirk DOT Common Stock 2018-08-15 4 S 0 37144 17.15 D 4682146 I by R.J. Kirk DOT Common Stock 2018-08-16 4 S 0 38695 17.24 D 4643451 I by R.J. Kirk DOT Common Stock 2018-08-14 4 S 0 180154 17.36 D 3096119 I by Kapital Joe Common Stock 2018-08-15 4 S 0 54397 17.15 D 3041722 I by Kapital Joe Common Stock 2018-08-16 4 S 0 56668 17.24 D 2985054 I by Kapital Joe Common Stock 2327603 I by TSCP V Common Stock 290460 I by JPK 2012 Common Stock 46701 I by Kellie L. Banks LTT Common Stock 354654 I by JPK 2009 Common Stock 354653 I by MGK 2009 Common Stock 2235 I by ZSK 2009 Common Stock 302954 I by JPK 2008 Common Stock 302954 I by MGK 2008 Common Stock 302954 I by ZSK 2008 Common Stock 11317 I by Lotus Capital Common Stock 216795 I by Staff 2001 Common Stock 131144 I by Sr Staff 2006 Common Stock 65572 I by Staff 2006 Common Stock 21858 I by Incentive 2006 Common Stock 3562388 D Kapital Joe, LLC ("Kapital Joe") and the R.J. Kirk Declaration of Trust ("R.J. Kirk DOT") sold shares on a pro rata basis. Randal J. Kirk controls each of R.J. Kirk DOT, Kapital Joe, Third Security Capital Partners V, LLC ("TSCP V"), JPK 2012, LLC ("JPK 2012"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), JPK 2009, LLC ("JPK 2009"), MGK 2009, LLC ("MGK 2009"), ZSK 2009, LLC ("ZSK 2009"), JPK 2008, LLC ("JPK 2008"), MGK 2008, LLC ("MGK 2008"), ZSK 2008, LLC ("ZSK 2008"), Lotus Capital (2000) Company, Inc. ("Lotus Capital"), Third Security Staff 2001 LLC ("Staff 2001"), Third Security Senior Staff 2006 LLC ("Sr Staff 2006"), Third Security Staff 2006 LLC ("Staff 2006") and Third Security Incentive 2006 LLC ("Incentive 2006"). Shares held by these entities may be deemed to be indirectly beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. /s/ Randal J. Kirk 2018-08-16