-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ED9sJv36Q7rvaibBhoKw2Z2J60a6kDXLx52Qoxlx17dTN56/wsqoQ3Q69lIe7w5e G9Ps+m4ijWCDZwB8Ml6FSw== 0001129787-03-000083.txt : 20030409 0001129787-03-000083.hdr.sgml : 20030409 20030409163318 ACCESSION NUMBER: 0001129787-03-000083 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030402 FILED AS OF DATE: 20030409 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MARTHA STEWART LIVING OMNIMEDIA INC CENTRAL INDEX KEY: 0001091801 STANDARD INDUSTRIAL CLASSIFICATION: PERIODICALS: PUBLISHING OR PUBLISHING AND PRINTING [2721] IRS NUMBER: 522187059 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-15395 FILM NUMBER: 03644281 BUSINESS ADDRESS: STREET 1: 20 WEST 43RD STREET CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2128278000 MAIL ADDRESS: STREET 1: 20 WEST 43RD STREET CITY: NEW YORK STATE: NY ZIP: 10036 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: VA PARTNERS LLC CENTRAL INDEX KEY: 0001129787 RELATIONSHIP: OWNER IRS NUMBER: 943364923 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A BUSINESS ADDRESS: STREET 1: ONE MARITIME PLAZA STREET 2: STE 1400 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4153623700 MAIL ADDRESS: STREET 1: ONE MARITIME PLAZA STREET 2: STE 1400 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 4/A 1 msoform4a040903.txt U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 4 AMENDMENT STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 [_] Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). - ------------------------------------------------------------------------------- 1. Name and Address of Reporting Person* Jeffrey W. Ubben - ------------------------------------------------------------------------------- (Last) (First) (Middle) ValueAct Capital, One Maritime Plaza, Suite 1400 - ------------------------------------------------------------------------------- (Street) San Francisco CA 94111 - ------------------------------------------------------------------------------- (City) (State) (Zip) - ------------------------------------------------------------------------------- 2. Issuer Name and Ticker or Trading Symbol Martha Stewart Living Omnimedia, Inc. (MSO) - ------------------------------------------------------------------------------- 3. IRS Identification Number of Reporting Person, if an Entity (Voluntary) - ------------------------------------------------------------------------------- 4. Statement for Month/Day/Year March 31, 2003 - ------------------------------------------------------------------------------- 5. If Amendment, Date of Original (Month/Day/Year) April 2, 2003 - ------------------------------------------------------------------------------- 6. Relationship of Reporting Person to Issuer (Check all applicable) [X] Director [X] 10% Owner [_] Officer (give title below) [_] Other (specify below) - ------------------------------------------------------------------------------- 7. Individual or Joint/Group Filing (Check applicable line) [ ] Form filed by one Reporting Person [X] Form filed by more than one Reporting Person - ------------------------------------------------------------------------------- =============================================================================== Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned =====================================================================
6. 4. 5. Owner- Securities Acquired (A) Amount of ship 3. or Disposed of (D) Securities Form: 7. Transaction (Instr. 3, 4 and 5) Beneficially Direct Nature of 2. 2A. Deemed Code ------------------------ Owned Following (D) or Indirect 1. Transaction Execution (Instr. 8) (A) Reported Transaction Indirect Beneficial Title of Security Date Date, if any ------------ Amount or Price (Instr. 3 (I) Ownership (Instr. 3) (mm/dd/yy) (mm/dd/yy) Code V (D) and 4) (Instr.4) (Instr. 4) - -------------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------------- Common Stock 03/31/03 A (1) V 1,309.4 A $8.21 4,220,097.78 D - -------------------------------------------------------------------------------------------------------------------------------- Common Stock 03/31/03 J (2) V 1,309.4 D $0.00 4,220,097.78 I (3) (3) ================================================================================================================================
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. *If the Form is filed by more than one Reporting Person, see Instruction 4(b)(v). Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. (Over) SEC 1474 (3-00) Page 2 of 5 FORM 4 (continued) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ==============================================================================
10. 9. Owner- Number ship of Form 2. Deriv- of Conver- 5. 7. ative Deriv- 11. sion Number of Title and Amount Secur- ative Nature or Derivative 6. of Underlying 8. ities Secur- of Exer- 4. Securities Date Securities Price Bene- ity: In- cise 3. Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of ficially Direct direct Price Trans- action or Disposed Expiration Date ---------------- Deriv- Owned (D) or Bene- 1. of action Code of(D) (Month/Day/Year) Amount ative at End In- ficial Title of Deriv- Date (Instr. (Instr. 3, ---------------- or Secur- of direct Owner- Derivative ative (Month/ 8) 4 and 5) Date Expira- Number ity Month (I) ship Security Secur- Day/ ------ ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr. (Instr. 3) ity Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4) - -------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - -----------------------------------------------------------------------------------------------------------------------------------
Explanation of Responses: (1) Received as Jeffrey W. Ubben's compensation for services as a director and paid in stock pursuant to the Issuer's Non-Employee Director Stock and Option Compensation Plan. (2) Jeffrey W. Ubben transferred the reported stock to ValueAct Capital Partners, L.P., ValueAct Capital Partners II, L.P. and ValueAct Capital International, Ltd. in transactions not involving any consideration. (3) The reported stock is owned directly by ValueAct Capital Partners, L.P., ValueAct Capital Partners II, L.P. and ValueAct Capital International, Ltd. and indirectly by VA Partners, LLC as general partner of ValueAct Capital Partners, L.P. and ValueAct Capital Partners II, L.P. as the investment adviser of ValueAct Capital International, Ltd. Jeffrey W. Ubben is a director of Martha Stewart Living Omnimedia, Inc. and Managing Member of VA Partners, LLC, the General Partner of ValueAct Capital Partners, L.P. and ValueAct Capital Partners II, L.P. and the investment adviser of ValueAct Capital International, Ltd. Peter H. Kamin and George F. Hamel are Managing Members of VA Partners, LLC, the General Partner of ValueAct Capital Partners, L.P. and ValueAct Capital Partners II, L.P. and investment adviser of ValueAct Capital International, Ltd. The reporting persons disclaim beneficial ownership of the reported stock except to the extent of their pecuniary interest therein. PAGE 3 of 5 VALUEACT CAPITAL PARTNERS, L.P., BY VA PARTNERS, L.L.C., ITS GENERAL PARTNER By: /s/ George F. Hamel, Jr. 04/09/03 ----------------------------------------- ---------------- George F. Hamel, Jr. Date Managing Member **Signature of Reporting Person VALUEACT CAPITAL PARTNERS II, L.P., BY VA PARTNERS, L.L.C., ITS GENERAL PARTNER By: /s/ George F. Hamel, Jr. 04/09/03 ----------------------------------------- ---------------- George F. Hamel, Jr. Date Managing Member **Signature of Reporting Person VALUEACT CAPITAL INTERNATIONAL, LTD., BY VA PARTNERS, L.L.C., ITS INVESTMENT MANAGER By: /s/ George F. Hamel, Jr. 04/09/03 ----------------------------------------- ---------------- George F. Hamel, Jr. Date Managing Member **Signature of Reporting Person VA PARTNERS, L.L.C. By: /s/ George F. Hamel, Jr. 04/09/03 ------------------------------------------ ---------------- George F. Hamel, Jr. Date Managing Member **Signature of Reporting Person By: /s/ Jeffrey W. Ubben 04/09/03 ----------------------------------------- ---------------- Jeffrey W. Ubben Date **Signature of Reporting Person By: /s/ George F. Hamel, Jr. 04/09/03 ------------------------------------------ ---------------- George F. Hamel, Jr. Date **Signature of Reporting Person By: /s/ Peter H. Kamin 04/09/03 - --------------------------------------------- ----------------- Peter H. Kamin Date **Signature of Reporting Person ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. PAGE 4 OF 5 Joint Filer Information Name: ValueAct Capital Partners, L.P. Address: One Maritime Plaza, Suite 1400, San Francisco, CA 94111 Designated Filer: Jeffrey W. Ubben Issuer and Ticker Symbol: Martha Stewart Living Omnimedia, Inc. (MSO) Date of Event Requiring Statement: March 31, 2003 Name: ValueAct Capital Partners II, L.P. Address: One Maritime Plaza, Suite 1400, San Francisco, CA 94111 Designated Filer: Jeffrey W. Ubben Issuer and Ticker Symbol: Martha Stewart Living Omnimedia, Inc. (MSO) Date of Event Requiring Statement: March 31, 2003 Name: ValueAct Capital International, Ltd. Address: One Maritime Plaza, Suite 1400, San Francisco, CA 94111 Designated Filer: Jeffrey W. Ubben Issuer and Ticker Symbol: Martha Stewart Living Omnimedia, Inc. (MSO) Date of Event Requiring Statement: March 31, 2003 Name: VA Partners, L.L.C. Address: One Maritime Plaza, Suite 1400, San Francisco, CA 94111 Designated Filer: Jeffrey W. Ubben Issuer and Ticker Symbol: Martha Stewart Living Omnimedia, Inc. (MSO) Date of Event Requiring Statement: March 31, 2003 Name: George F. Hamel, Jr. Address: One Maritime Plaza, Suite 1400, San Francisco, CA 94111 Designated Filer: Jeffrey W. Ubben Issuer and Ticker Symbol: Martha Stewart Living Omnimedia, Inc. (MSO) Date of Event Requiring Statement: March 31, 2003 Name: Peter H. Kamin Address: One Maritime Plaza, Suite 1400, San Francisco, CA 94111 Designated Filer: Jeffrey W. Ubben Issuer and Ticker Symbol: Martha Stewart Living Omnimedia, Inc. (MSO) Date of Event Requiring Statement: March 31, 2003 PAGE 5 of 5 -----END PRIVACY-ENHANCED MESSAGE-----