-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EGbfCe3KI4/gpN0nJsJILp2S3oTyyFgFFeHczd9ZAHLsUWL2dpyqUsfe3N6d76Q7 wS1ck+2PKwI2oHkJKUpwIQ== 0001129787-02-000016.txt : 20020414 0001129787-02-000016.hdr.sgml : 20020414 ACCESSION NUMBER: 0001129787-02-000016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020131 FILED AS OF DATE: 20020211 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MARTHA STEWART LIVING OMNIMEDIA INC CENTRAL INDEX KEY: 0001091801 STANDARD INDUSTRIAL CLASSIFICATION: PERIODICALS: PUBLISHING OR PUBLISHING AND PRINTING [2721] IRS NUMBER: 522187059 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15395 FILM NUMBER: 02534096 BUSINESS ADDRESS: STREET 1: 20 WEST 43RD STREET CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2128278000 MAIL ADDRESS: STREET 1: 20 WEST 43RD STREET CITY: NEW YORK STATE: NY ZIP: 10036 COMPANY DATA: COMPANY CONFORMED NAME: VA PARTNERS LLC CENTRAL INDEX KEY: 0001129787 OWNER IRS NUMBER: 943364923 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: ONE MARITIME PLAZA STREET 2: STE 1400 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4153623700 MAIL ADDRESS: STREET 1: ONE MARITIME PLAZA STREET 2: STE 1400 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 4 1 msoform4020802.txt U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 [_] Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). - ------------------------------------------------------------------------------- 1. Name and Address of Reporting Person* Jeffrey W. Ubben - ------------------------------------------------------------------------------- (Last) (First) (Middle) ValueAct Capital Partners, L.P., One Maritime Plaza, Suite 1400 - ------------------------------------------------------------------------------- (Street) San Francisco CA 94111 - ------------------------------------------------------------------------------- (City) (State) (Zip) - ------------------------------------------------------------------------------- 2. Issuer Name and Ticker or Trading Symbol Martha Stewart Living Omnimedia, Inc. (MSO) - ------------------------------------------------------------------------------- 3. IRS Identification Number of Reporting Person, if an Entity (Voluntary) - ------------------------------------------------------------------------------- 4. Statement for Month/Year January, 2002 - ------------------------------------------------------------------------------- 5. If Amendment, Date of Original (Month/Year) - ------------------------------------------------------------------------------- 6. Relationship of Reporting Person to Issuer (Check all applicable) [X] Director [X] 10% Owner [_] Officer (give title below) [_] Other (specify below) - ------------------------------------------------------------------------------- 7. Individual or Joint/Group Filing (Check applicable line) [ ] Form filed by one Reporting Person [X] Form filed by more than one Reporting Person - ------------------------------------------------------------------------------- =============================================================================== Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned =====================================================================
6. 4. 5. Owner- Securities Acquired (A) or Amount of ship 3. Disposed of (D) Securities Form: 7. Transaction (Instr. 3, 4 and 5) Beneficially Direct Nature of 2. Code ---------------------------- Owned at End (D) or Indirect 1. Transaction (Instr. 8) (A) of Month Indirect Beneficial Title of Security Date ------------ Amount or Price (Instr. 3 (I) Ownership (Instr. 3) (mm/dd/yy) Code V (D) and 4) (Instr.4) (Instr. 4) - -------------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------------- ================================================================================================================================
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. *If the Form is filed by more than one Reporting Person, see Instruction 4(b)(v). Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. (Over) SEC 1474 (3-00) FORM 4 (continued) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ==============================================================================
10. 9. Owner- Number ship of Form 2. Deriv- of Conver- 5. 7. ative Deriv- 11. sion Number of Title and Amount Secur- ative Nature or Derivative 6. of Underlying 8. ities Secur- of Exer- 4. Securities Date Securities Price Bene- ity: In- cise 3. Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of ficially Direct direct Price Trans- action or Disposed Expiration Date ---------------- Deriv- Owned (D) or Bene- 1. of action Code of(D) (Month/Day/Year) Amount ative at End In- ficial Title of Deriv- Date (Instr. (Instr. 3, ---------------- or Secur- of direct Owner- Derivative ative (Month/ 8) 4 and 5) Date Expira- Number ity Month (I) ship Security Secur- Day/ ------ ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr. (Instr. 3) ity Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4) - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- Director Stock $15.52 1/8/02 A 5,000 (1) 1/8/12 Common 5,000 D Option Stock (right to buy) - ----------------------------------------------------------------------------------------------------------------------------------- Director Stock $15.52 1/8/02 J(2) 5,000 (1) 1/8/12 Common 5,000 I(3) Option Stock (right to buy) - ----------------------------------------------------------------------------------------------------------------------------------- ===================================================================================================================================
Explanation of Responses: (1) Options granted under Martha Stewart Living Omnimedia, Inc. Non-Employee Stock and Option Compensation Plan. The options to buy shares of Martha Stewart Living Omnimedia, Inc. will become exercisable in 01/08/03. (2) Jeffrey W. Ubben transferred the reported options to ValueAct Capital Partners, L.P., ValueAct Capital Partners II, L.P. and ValueAct Capital International, Ltd. (3) The Reported Options are owned directly by ValueAct Capital Partners, L.P., ValueAct Capital Partners II, L.P. and ValueAct Capital International, Ltd. and indirectly by VA Partners, LLC as general partner of ValueAct Capital Partners, L.P. and ValueAct Capital Partners II, L.P. and the investment adviser of ValueAct Capital International, Ltd. Jeffrey W. Ubben is a director of Martha Stewart Living Omnimedia, Inc. and Managing Member of VA Partners, LLC, the General Partner of ValueAct Capital Partners, L.P. and ValueAct Capital Partners II, L.P. and investment adviser of ValueAct Capital International, Ltd. Peter H. Kamin and George F. Hamel are Managing Members of VA Partners, LLC, the General Partner of ValueAct Capital Partners, L.P. and ValueAct Capital Partners II, L.P. and investment adviser of ValueAct Capital Internatinoal, Ltd. The reporting persons disclaim beneficial ownership of the reported option except to the extent of their pecuniary interest therein. /s/ George F. Hamel, Jr. 02/08/02 - --------------------------------------------- ------------------ **Signature of Reporting Person Date George F. Hamel, Jr. PAGE 3 Managing Member of VA Partners, LLC /s/ Jeffrey W. Ubben 02/08/02 - --------------------------------------------- ------------------ **Signature of Reporting Person Date Jeffrey W. Ubben /s/ George F. Hamel, Jr. 02/08/02 - --------------------------------------------- ------------------ **Signature of Reporting Person Date George F. Hamel, Jr. Peter H. Kamin 02/08/02 - --------------------------------------------- ----------------- **Signature of Reporting Person Date Peter F. Kamin ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. PAGE 4 Joint Filer Information Name: ValueAct Capital Partners, L.P. Address: One Maritime Plaza, Suite 1400, San Francisco, CA 94111 Designated Filer: VA Partners, L.L.C. Issuer and Ticker Symbol: Martha Stewart Living Omnimedia, Inc. (MSO) Statement for Month/Year: January 2002 ValueAct Capital Partners, L.P., by VA Partners, L.L.C., its General Partner By: /s/ George F. Hamel, Jr. --------------------------------------------- George F. Hamel, Jr. Managing Member Name: George F. Hamel, Jr. Address: One Maritime Plaza, Suite 1400, San Francisco, CA 94111 Designated Filer: VA Partners, L.L.C. Issuer and Ticker Symbol: Martha Stewart Living Omnimedia, Inc. (MSO) Statement for Month/Year: January 2002 Signature: /s/ George F. Hamel, Jr. --------------------------------------------- George F. Hamel, Jr. Name: Jeffrey W. Ubben Address: One Maritime Plaza, Suite 1400, San Francisco, CA 94111 Designated Filer: VA Partners, L.L.C. Issuer and Ticker Symbol: Martha Stewart Living Omnimedia, Inc. (MSO) Statement for Month/Year: January 2002 Signature: /s/ Jeffrey W. Ubben --------------------------------------------- Jeffrey W. Ubben Name: Peter H. Kamin Address: One Maritime Plaza, Suite 1400, San Francisco, CA 94111 Designated Filer: VA Partners, L.L.C. Issuer and Ticker Symbol: Martha Stewart Living Omnimedia, Inc. (MSO) Statement for Month/Year: January 2002 Signature: /s/ Peter H. Kamin --------------------------------------------- Peter H. Kamin PAGE 5 -----END PRIVACY-ENHANCED MESSAGE-----