0000950142-20-002693.txt : 20201204
0000950142-20-002693.hdr.sgml : 20201204
20201204180053
ACCESSION NUMBER: 0000950142-20-002693
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201121
FILED AS OF DATE: 20201204
DATE AS OF CHANGE: 20201204
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Maura David M
CENTRAL INDEX KEY: 0001365833
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04219
FILM NUMBER: 201370897
MAIL ADDRESS:
STREET 1: C/O MOSAIC ACQUISITION CORP.
STREET 2: 375 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10152
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Spectrum Brands Holdings, Inc.
CENTRAL INDEX KEY: 0000109177
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 741339132
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 3001 DEMING WAY
CITY: MIDDLETON
STATE: WI
ZIP: 53562
BUSINESS PHONE: 608-275-3340
MAIL ADDRESS:
STREET 1: 3001 DEMING WAY
CITY: MIDDLETON
STATE: WI
ZIP: 53562
FORMER COMPANY:
FORMER CONFORMED NAME: HRG GROUP, INC.
DATE OF NAME CHANGE: 20150311
FORMER COMPANY:
FORMER CONFORMED NAME: HARBINGER GROUP INC.
DATE OF NAME CHANGE: 20091224
FORMER COMPANY:
FORMER CONFORMED NAME: ZAPATA CORP
DATE OF NAME CHANGE: 19920703
4
1
es200117393_4-maura.xml
OWNERSHIP DOCUMENT
X0306
4
2020-11-21
0
0000109177
Spectrum Brands Holdings, Inc.
SPB
0001365833
Maura David M
C/O SPECTRUM BRANDS HOLDINGS, INC.
3001 DEMING WAY
MIDDLETON
WI
53562
1
1
0
0
Executive Chairman and CEO
Common Stock
2020-11-21
4
M
0
32146
A
425003
D
Common Stock
2020-11-21
4
A
0
48220
A
473223
D
Common Stock
2020-11-21
4
F
0
31625
65.10
D
441598
D
Restricted Stock Units
2020-11-21
4
M
0
32146
0
D
Common Stock
32146
0
D
Restricted stock units and performance stock units convert into common stock on a one-for-one basis upon vesting.
On January 17, 2019, the reporting person was granted 96,440 performance stock units, 48,220 of which vested on November 21, 2019. The remaining 48,220 performance stock units vested on November 21, 2020.
Represents the disposition or withholding of shares of Common Stock to the Issuer to satisfy the reporting person's tax liability resulting from the vesting of restricted units and performance stock units.
On January 17, 2019, the reporting person was granted 64,292 restricted stock units, 32,146 of which vested on November 21, 2019. The remaining 32,146 restricted stock units vested on November 21, 2020.
/s/ Rich Bretwisch, Attorney-in-Fact for David M. Maura
2020-12-04