0000950142-20-002693.txt : 20201204 0000950142-20-002693.hdr.sgml : 20201204 20201204180053 ACCESSION NUMBER: 0000950142-20-002693 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201121 FILED AS OF DATE: 20201204 DATE AS OF CHANGE: 20201204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Maura David M CENTRAL INDEX KEY: 0001365833 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04219 FILM NUMBER: 201370897 MAIL ADDRESS: STREET 1: C/O MOSAIC ACQUISITION CORP. STREET 2: 375 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10152 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Spectrum Brands Holdings, Inc. CENTRAL INDEX KEY: 0000109177 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 741339132 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 3001 DEMING WAY CITY: MIDDLETON STATE: WI ZIP: 53562 BUSINESS PHONE: 608-275-3340 MAIL ADDRESS: STREET 1: 3001 DEMING WAY CITY: MIDDLETON STATE: WI ZIP: 53562 FORMER COMPANY: FORMER CONFORMED NAME: HRG GROUP, INC. DATE OF NAME CHANGE: 20150311 FORMER COMPANY: FORMER CONFORMED NAME: HARBINGER GROUP INC. DATE OF NAME CHANGE: 20091224 FORMER COMPANY: FORMER CONFORMED NAME: ZAPATA CORP DATE OF NAME CHANGE: 19920703 4 1 es200117393_4-maura.xml OWNERSHIP DOCUMENT X0306 4 2020-11-21 0 0000109177 Spectrum Brands Holdings, Inc. SPB 0001365833 Maura David M C/O SPECTRUM BRANDS HOLDINGS, INC. 3001 DEMING WAY MIDDLETON WI 53562 1 1 0 0 Executive Chairman and CEO Common Stock 2020-11-21 4 M 0 32146 A 425003 D Common Stock 2020-11-21 4 A 0 48220 A 473223 D Common Stock 2020-11-21 4 F 0 31625 65.10 D 441598 D Restricted Stock Units 2020-11-21 4 M 0 32146 0 D Common Stock 32146 0 D Restricted stock units and performance stock units convert into common stock on a one-for-one basis upon vesting. On January 17, 2019, the reporting person was granted 96,440 performance stock units, 48,220 of which vested on November 21, 2019. The remaining 48,220 performance stock units vested on November 21, 2020. Represents the disposition or withholding of shares of Common Stock to the Issuer to satisfy the reporting person's tax liability resulting from the vesting of restricted units and performance stock units. On January 17, 2019, the reporting person was granted 64,292 restricted stock units, 32,146 of which vested on November 21, 2019. The remaining 32,146 restricted stock units vested on November 21, 2020. /s/ Rich Bretwisch, Attorney-in-Fact for David M. Maura 2020-12-04